Purchases and Sales Made in Q1 2023 in Nuveen Variable Rate Preferred & Income Fund (NPFD)
This table provides information about the institutional ownership of Nuveen Variable Rate Preferred & Income Fund (NPFD) during Q1 2023. The information is specifically focused on institutions that hold shares of Nuveen Variable Rate Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
209K+ 37.62% |
$3.14M - $4.01M
|
765K
$14.7M
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
204K+ 706.22% |
$3.06M - $3.91M
|
233K
$4.46M
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
168K+ 22.74% |
$2.52M - $3.22M
|
906K
$17.4M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
144K+ 50.35% |
$2.16M - $2.75M
|
429K
$8.22M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
32.5KNew |
$488K - $622K
|
32.5K
$622K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
31.7K+ 5.59% |
$476K - $607K
|
598K
$11.5M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
30.3K+ 19.89% |
$455K - $581K
|
183K
$3.5M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
23.5K+ 63.5% |
$352K - $450K
|
60.4K
$1.16M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
22.5K+ 31.89% |
$338K - $431K
|
93K
$1.78M
|
|
|
May 12, 2023
Q1 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
17.8KNew |
$267K - $341K
|
17.8K
$341K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
15.1KNew |
$227K - $290K
|
15.1K
$290K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
13.5K+ 132.27% |
$202K - $258K
|
23.7K
$454K
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
BUY
|
- |
12.6KNew |
$189K - $242K
|
12.6K
$242K
|
|
|
May 12, 2023
Q1 2023
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
BUY
|
- |
11.8KNew |
$177K - $225K
|
11.8K
$226K
|
|
|
Apr 18, 2023
Q1 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
11.6KNew |
$174K - $222K
|
11.6K
$223K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
10.5KNew |
$158K - $202K
|
10.5K
$202K
|
|
|
May 03, 2023
Q1 2023
|
Corrado Advisors, LLC
Ramsey, NJ |
BUY
|
- |
3.26K+ 2.49% |
$48.9K - $62.4K
|
134K
$2.57M
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
2.43K+ 10.27% |
$36.4K - $46.5K
|
26K
$499K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.63K+ 0.58% |
$24.5K - $31.3K
|
281K
$5.39M
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1KNew |
$15K - $19.2K
|
1K
$19.2K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
801+ 64.08% |
$12K - $15.3K
|
2.05K
$39.3K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
700New |
$10.5K - $13.4K
|
700
$13.4K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
601New |
$9.03K - $11.5K
|
601
$11.5K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4- 0.03% |
$60.1 - $76.6
|
15.8K
$303K
|
|
|
May 11, 2023
Q1 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-1.24K- 0.77% |
$18.6K - $23.7K
|
160K
$3.06M
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.39K- 38.4% |
$35.9K - $45.8K
|
3.84K
$73.5K
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-6.28K- 12.24% |
$94.3K - $120K
|
45K
$863K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.4K- 25.35% |
$96.1K - $123K
|
18.9K
$361K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23.6K- 6.97% |
$354K - $452K
|
315K
$6.03M
|