Purchases and Sales Made in Q3 2023 in Nuveen Variable Rate Preferred & Income Fund (NPFD)
This table provides information about the institutional ownership of Nuveen Variable Rate Preferred & Income Fund (NPFD) during Q3 2023. The information is specifically focused on institutions that hold shares of Nuveen Variable Rate Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.59M+ 189.09% |
$24.3M - $26.1M
|
2.43M
$45.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
222K+ 120.58% |
$3.39M - $3.65M
|
406K
$7.61M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
80.7KNew |
$1.23M - $1.33M
|
80.7K
$1.51M
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
30.4K+ 5.69% |
$465K - $500K
|
565K
$10.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
28.7K+ 3.58% |
$438K - $471K
|
830K
$15.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
18.6K+ 16.53% |
$285K - $307K
|
131K
$2.47M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.7KNew |
$194K - $208K
|
12.7K
$238K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.67KNew |
$40.8K - $43.9K
|
2.67K
$50.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
818+ 223.5% |
$12.5K - $13.5K
|
1.18K
$22.2K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
213+ 1.37% |
$3.25K - $3.5K
|
15.8K
$296K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
173New |
$2.64K - $2.85K
|
173
$3.25K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
127+ 0.51% |
$1.94K - $2.09K
|
24.8K
$466K
|
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
19+ 1.66% |
$290 - $313
|
1.17K
$21.9K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-254- 32.4% |
$3.88K - $4.18K
|
530
$9.94K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-628- 1.41% |
$9.6K - $10.3K
|
44K
$826K
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-1.43K- 0.69% |
$21.8K - $23.5K
|
204K
$3.83M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.79K- 1.3% |
$104K - $112K
|
517K
$9.7M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-15.4K- 39.53% |
$235K - $253K
|
23.5K
$441K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.8K- 6.38% |
$256K - $276K
|
246K
$4.61M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-20.7K- 10.46% |
$317K - $341K
|
177K
$3.33M
|
|
|
Nov 06, 2023
Q3 2023
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-34.5K- 24.77% |
$527K - $567K
|
105K
$1.96M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-45.3K- 52.66% |
$693K - $746K
|
40.8K
$765K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-61.1K- 17.57% |
$933K - $1M
|
287K
$5.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-711K- 71.17% |
$10.9M - $11.7M
|
288K
$5.41M
|