Purchases and Sales Made in Q4 2023 in Nuveen Variable Rate Preferred & Income Fund (NPFD)
This table provides information about the institutional ownership of Nuveen Variable Rate Preferred & Income Fund (NPFD) during Q4 2023. The information is specifically focused on institutions that hold shares of Nuveen Variable Rate Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
723K+ 178.23% |
$10.6M - $11.9M
|
1.13M
$21.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
250KNew |
$3.66M - $4.1M
|
250K
$4.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
217K+ 75.39% |
$3.18M - $3.56M
|
505K
$9.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
205K+ 8.43% |
$3M - $3.36M
|
2.63M
$49.5M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
174K+ 7.06% |
$2.54M - $2.85M
|
2.63M
$49.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
157K+ 18.92% |
$2.3M - $2.58M
|
987K
$18.6M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
86KNew |
$1.26M - $1.41M
|
86K
$1.62M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
52.8K+ 174.2% |
$772K - $866K
|
83.1K
$1.56M
|
|
|
Nov 13, 2024
Q4 2023
|
Rareview Capital LLC
Las Vegas, NV |
BUY
|
- |
42.7KNew |
$625K - $701K
|
42.7K
$804K
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
26.6KNew |
$390K - $437K
|
26.6K
$501K
|
|
|
Feb 13, 2024
Q4 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
24KNew |
$351K - $394K
|
24K
$451K
|
|
|
Jan 23, 2024
Q4 2023
|
Seed Wealth Management, Inc.
Evanston, IL |
BUY
|
- |
24K+ 59.11% |
$351K - $394K
|
64.6K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
18.4KNew |
$270K - $302K
|
18.4K
$346K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
17.2K+ 6.0% |
$252K - $282K
|
304K
$5.71M
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
15.8KNew |
$231K - $259K
|
15.8K
$297K
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
14.6KNew |
$214K - $239K
|
14.6K
$274K
|
|
|
Jan 08, 2024
Q4 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
14.1KNew |
$207K - $232K
|
14.1K
$265K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
12.8KNew |
$187K - $210K
|
12.8K
$240K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
12KNew |
$176K - $198K
|
12K
$227K
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
11.6KNew |
$170K - $190K
|
11.6K
$218K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.6K+ 8.08% |
$155K - $174K
|
142K
$2.67M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.48K+ 18.35% |
$109K - $123K
|
48.2K
$907K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.31KNew |
$48.4K - $54.3K
|
3.31K
$62.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
1.44K+ 8.08% |
$21K - $23.6K
|
19.2K
$361K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1KNew |
$14.6K - $16.4K
|
1K
$18.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
978+ 0.55% |
$14.3K - $16K
|
178K
$3.36M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
676New |
$9.89K - $11.1K
|
676
$12.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
676New |
$9.89K - $11.1K
|
676
$12.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
548+ 2.21% |
$8.02K - $8.99K
|
25.4K
$477K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
180+ 6.74% |
$2.63K - $2.95K
|
2.85K
$53.6K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
84New |
$1.23K - $1.38K
|
84
$1.58K
|
|
|
Jan 25, 2024
Q4 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
26+ 2.23% |
$380 - $426
|
1.19K
$22.4K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
14+ 2.64% |
$205 - $230
|
544
$10.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-588- 2.5% |
$8.6K - $9.64K
|
22.9K
$431K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-906- 76.52% |
$13.3K - $14.9K
|
278
$5.23K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.49K- 7.93% |
$51.1K - $57.3K
|
40.5K
$762K
|
|
|
Feb 13, 2024
Q4 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-5.48K- 2.68% |
$80.1K - $89.8K
|
199K
$3.73M
|
|
|
Feb 01, 2024
Q4 2023
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-37.5K- 35.86% |
$549K - $616K
|
67.1K
$1.26M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-74.9K- 30.44% |
$1.1M - $1.23M
|
171K
$3.22M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-126K- 24.28% |
$1.84M - $2.06M
|
392K
$7.36M
|