Purchases and Sales Made in Q3 2021 in Neophotonics Corp (NPTN)
This table provides information about the institutional ownership of Neophotonics Corp (NPTN) during Q3 2021. The information is specifically focused on institutions that hold shares of NEOPHOTONICS CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
704+ 2.43% |
$5.64K - $7.19K
|
29.7K
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
496+ 5.04% |
$3.97K - $5.06K
|
10.3K
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
400New |
$3.2K - $4.08K
|
400
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
293New |
$2.35K - $2.99K
|
293
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
285+ 24.44% |
$2.28K - $2.91K
|
1.45K
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Redmond Asset Management, LLC
Henrico, VA |
BUY
|
- |
200+ 0.3% |
$1.6K - $2.04K
|
65.9K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Arizona State Retirement System
|
BUY
|
- |
178+ 1.29% |
$1.43K - $1.82K
|
14K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
BUY
|
- |
10+ 0.03% |
$80.1 - $102
|
35.1K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
6+ 0.46% |
$48.1 - $61.3
|
1.31K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-23- 4.36% |
$184 - $235
|
504
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-61Closed |
$489 - $623
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-100- 1.19% |
$801 - $1.02K
|
8.32K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-196- 0.69% |
$1.57K - $2K
|
28.1K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-200- 56.02% |
$1.6K - $2.04K
|
157
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-300Closed |
$2.4K - $3.06K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-404- 0.58% |
$3.24K - $4.12K
|
69K
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-450- 0.82% |
$3.6K - $4.59K
|
54.7K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-500- 0.66% |
$4.01K - $5.11K
|
75.3K
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-750- 4.38% |
$6.01K - $7.66K
|
16.4K
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-1.18K- 0.42% |
$9.41K - $12K
|
276K
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-1.5K- 12.5% |
$12K - $15.3K
|
10.5K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-1.82K- 14.73% |
$14.5K - $18.5K
|
10.5K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.86KClosed |
$14.9K - $19K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-2.24K- 91.05% |
$17.9K - $22.9K
|
220
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Gilder Gagnon Howe & CO LLC
New York, NY |
SELL
|
- |
-3.78K- 2.06% |
$30.3K - $38.6K
|
180K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-4.62K- 26.76% |
$37K - $47.1K
|
12.6K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-4.85K- 29.59% |
$38.8K - $49.5K
|
11.5K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-6.58K- 3.12% |
$52.7K - $67.1K
|
204K
$0
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-7.19K- 35.42% |
$57.6K - $73.4K
|
13.1K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wasatch Advisors Inc
Salt Lake City, UT |
SELL
|
- |
-7.6K- 0.29% |
$60.8K - $77.6K
|
2.61M
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Scout Investments, Inc.
|
SELL
|
- |
-8.4K- 0.97% |
$67.3K - $85.8K
|
857K
$0
|
|
|
Mar 22, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.05K- 49.03% |
$72.5K - $92.4K
|
9.41K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.05K- 49.03% |
$72.5K - $92.4K
|
9.41K
$0
|
|
|
May 17, 2024
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.05K- 49.03% |
$72.5K - $92.4K
|
9.41K
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
SELL
|
- |
-9.3KClosed |
$74.5K - $95K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-9.79KClosed |
$78.4K - $100K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-10.9K- 66.52% |
$87.4K - $111K
|
5.49K
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-12.8KClosed |
$103K - $131K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Hancock Whitney Corp
|
SELL
|
- |
-12.8KClosed |
$103K - $131K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Pro Share Advisors LLC
|
SELL
|
- |
-13.1KClosed |
$105K - $134K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
American Century Companies Inc
Kansas City, MO |
SELL
|
- |
-13.5KClosed |
$108K - $138K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Winton Group LTD
London, X0 |
SELL
|
- |
-14.5K- 30.03% |
$116K - $148K
|
33.7K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-18KClosed |
$145K - $184K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-18.1K- 45.59% |
$145K - $185K
|
21.6K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-21KClosed |
$168K - $214K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-21.5KClosed |
$172K - $219K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
SELL
|
- |
-22.8K- 6.78% |
$182K - $232K
|
313K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Granahan Investment Management, LLC
Waltham, MA |
SELL
|
- |
-25.9K- 2.38% |
$208K - $265K
|
1.06M
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-26K- 2.52% |
$209K - $266K
|
1.01M
$0
|