Purchases and Sales Made in Q4 2020 in Neophotonics Corp (NPTN)
This table provides information about the institutional ownership of Neophotonics Corp (NPTN) during Q4 2020. The information is specifically focused on institutions that hold shares of NEOPHOTONICS CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 02, 2021
Q4 2020
|
Simplex Trading, LLC
|
BUY
|
- |
3.85K+ 22.91% |
$23K - $35.1K
|
20.6K
$0
|
|
Feb 05, 2021
Q4 2020
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
3.3K+ 3.2% |
$19.8K - $30.1K
|
107K
$0
|
|
Mar 01, 2021
Q4 2020
|
Ubs Asset Management Americas Inc
Chicago, IL |
BUY
|
- |
2.9K+ 5.07% |
$17.4K - $26.4K
|
60.1K
$0
|
|
Jan 21, 2021
Q4 2020
|
Cutler Group LP
|
BUY
|
- |
2.86K+ 81.0% |
$17.2K - $26.1K
|
6.4K
$0
|
|
Feb 03, 2021
Q4 2020
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
2.77K+ 6.69% |
$16.6K - $25.2K
|
44.1K
$0
|
|
Feb 16, 2021
Q4 2020
|
California State Teachers Retirement System
West Sacramento, CA |
BUY
|
- |
2.7K+ 3.71% |
$16.2K - $24.7K
|
75.5K
$0
|
|
Feb 12, 2021
Q4 2020
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
1.75K+ 6.05% |
$10.5K - $16K
|
30.7K
$0
|
|
Feb 10, 2021
Q4 2020
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
812+ 1624.0% |
$4.86K - $7.41K
|
862
$0
|
|
Feb 10, 2021
Q4 2020
|
Panagora Asset Management Inc
Boston, MA |
BUY
|
- |
690+ 0.84% |
$4.13K - $6.29K
|
82.9K
$0
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
BUY
|
- |
600+ 40.03% |
$3.59K - $5.47K
|
2.1K
$0
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
293New |
$1.76K - $2.67K
|
293
$0
|
|
Jan 27, 2021
Q4 2020
|
Accel Wealth Management
|
BUY
|
- |
150New |
$899 - $1.37K
|
150
$0
|
|
Feb 12, 2021
Q4 2020
|
Tompkins Financial Corp
|
BUY
|
- |
47New |
$282 - $429
|
47
$0
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-70Closed |
$419 - $638
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-88Closed |
$527 - $803
|
0
$0
|
|
Jan 25, 2021
Q4 2020
|
New York State Teachers Retirement System
|
SELL
|
- |
-100- 2.38% |
$599 - $912
|
4.1K
$0
|
|
Feb 12, 2021
Q4 2020
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-111- 1.48% |
$665 - $1.01K
|
7.37K
$0
|
|
Feb 11, 2021
Q4 2020
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-207- 33.33% |
$1.24K - $1.89K
|
414
$0
|
|
Jan 28, 2021
Q4 2020
|
Arizona State Retirement System
|
SELL
|
- |
-320- 2.29% |
$1.92K - $2.92K
|
13.7K
$0
|
|
Feb 09, 2021
Q4 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-348- 25.82% |
$2.08K - $3.17K
|
1K
$0
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-350- 44.59% |
$2.1K - $3.19K
|
435
$0
|
|
Feb 12, 2021
Q4 2020
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-406- 0.41% |
$2.43K - $3.7K
|
99.8K
$0
|
|
Feb 12, 2021
Q4 2020
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-485- 1.65% |
$2.91K - $4.42K
|
28.9K
$0
|
|
Feb 02, 2021
Q4 2020
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-898- 0.77% |
$5.38K - $8.19K
|
115K
$0
|
|
Jan 25, 2021
Q4 2020
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-1.09K- 7.61% |
$6.54K - $9.95K
|
13.3K
$0
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.5K- 10.49% |
$8.99K - $13.7K
|
12.8K
$0
|
|
Feb 16, 2021
Q4 2020
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-1.66KClosed |
$9.95K - $15.1K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-2.28KClosed |
$13.7K - $20.8K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-2.7K- 0.58% |
$16.2K - $24.6K
|
464K
$0
|
|
Feb 11, 2021
Q4 2020
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-3.61K- 11.36% |
$21.6K - $32.9K
|
28.1K
$0
|
|
Feb 08, 2021
Q4 2020
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-4.34K- 3.47% |
$26K - $39.6K
|
121K
$0
|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-6.64K- 25.29% |
$39.8K - $60.6K
|
19.6K
$0
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.23K- 88.88% |
$43.3K - $66K
|
905
$0
|
|
Feb 12, 2021
Q4 2020
|
Winton Group LTD
London, X0 |
SELL
|
- |
-8.16K- 14.13% |
$48.8K - $74.4K
|
49.6K
$0
|
|
Feb 16, 2021
Q4 2020
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-9.65KClosed |
$57.8K - $88K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-9.65K- 37.13% |
$57.8K - $88K
|
16.3K
$0
|
|
Feb 03, 2021
Q4 2020
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-10.9K- 2.9% |
$65.3K - $99.4K
|
365K
$0
|
|
Feb 11, 2021
Q4 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-11.3K- 1.99% |
$67.9K - $103K
|
558K
$0
|
|
Feb 16, 2021
Q4 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-11.4KClosed |
$68.6K - $104K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-12.1K- 1.49% |
$72.7K - $111K
|
804K
$0
|
|
Jan 29, 2021
Q4 2020
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-13.5K- 10.98% |
$81.1K - $123K
|
110K
$0
|
|
Feb 08, 2021
Q4 2020
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-13.7KClosed |
$82.1K - $125K
|
0
$0
|
|
Jan 28, 2021
Q4 2020
|
Cornerstone Investment Partners, LLC
|
SELL
|
- |
-16.3KClosed |
$97.6K - $149K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-17.4K- 33.67% |
$104K - $159K
|
34.2K
$0
|
|
Feb 12, 2021
Q4 2020
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-20.7KClosed |
$124K - $188K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-23.2KClosed |
$139K - $212K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-24.6K- 29.44% |
$147K - $224K
|
59K
$0
|
|
Feb 16, 2021
Q4 2020
|
Mackay Shields LLC
|
SELL
|
- |
-27KClosed |
$162K - $246K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Globeflex Capital L P
San Diego, CA |
SELL
|
- |
-27.8K- 27.31% |
$166K - $253K
|
74K
$0
|