Purchases and Sales Made in Q3 2021 in Pimco Energy & Tactical Credit Opportunities Fund (NRGX)
This table provides information about the institutional ownership of Pimco Energy & Tactical Credit Opportunities Fund (NRGX) during Q3 2021. The information is specifically focused on institutions that hold shares of PIMCO Energy & Tactical Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.38MNew |
$15.1M - $17.6M
|
1.38M
$26.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
294K+ 13.32% |
$3.2M - $3.73M
|
2.5M
$48.7M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
95.7KNew |
$1.04M - $1.22M
|
95.7K
$1.86M
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
87.8K+ 170.72% |
$956K - $1.12M
|
139K
$2.71M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
69.5KNew |
$757K - $883K
|
69.5K
$1.35M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
68.3K+ 107.46% |
$744K - $867K
|
132K
$2.57M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
65.8KNew |
$717K - $836K
|
65.8K
$1.28M
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
52.9K+ 13.82% |
$576K - $672K
|
436K
$8.49M
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
43.5K+ 232.78% |
$473K - $552K
|
62.1K
$1.21M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
41.9K+ 16.37% |
$456K - $532K
|
298K
$5.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
31.5K+ 5.43% |
$343K - $400K
|
611K
$11.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.4K+ 61.77% |
$222K - $259K
|
53.3K
$1.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
19.6K+ 3.65% |
$214K - $249K
|
558K
$10.9M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
18K+ 22.49% |
$196K - $229K
|
98.2K
$1.91M
|
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
15.4K+ 8086.32% |
$167K - $195K
|
15.6K
$303K
|
|
|
Nov 15, 2021
Q3 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
15K+ 1.53% |
$163K - $190K
|
992K
$19.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
14.5K+ 3.93% |
$158K - $184K
|
383K
$7.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
12.3K+ 4.43% |
$134K - $157K
|
290K
$5.66M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4K+ 2.58% |
$43.6K - $50.9K
|
159K
$3.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
397+ 0.91% |
$4.32K - $5.04K
|
44K
$857K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
244+ 1.33% |
$2.66K - $3.1K
|
18.6K
$362K
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
87+ 1.33% |
$947 - $1.1K
|
6.65K
$129K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
83+ 0.11% |
$904 - $1.05K
|
74.3K
$1.45M
|
|
|
Oct 13, 2021
Q3 2021
|
Hollencrest Capital Management
|
BUY
|
- |
73+ 0.02% |
$795 - $927
|
456K
$8.87M
|
|
|
Oct 18, 2021
Q3 2021
|
Islay Capital Management, LLC
Lubbock, TX |
BUY
|
- |
31+ 0.09% |
$338 - $394
|
34.3K
$668K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
27+ 0.94% |
$294 - $343
|
2.89K
$56.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
5+ 0.02% |
$54.5 - $63.5
|
20.2K
$394K
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Weil Company, Inc.
|
SELL
|
- |
-41- 0.17% |
$446 - $521
|
24.1K
$470K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-483Closed |
$5.26K - $6.13K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-639- 25.89% |
$6.96K - $8.12K
|
1.83K
$35.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-690- 4.68% |
$7.51K - $8.76K
|
14.1K
$274K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1K- 1.37% |
$10.9K - $12.7K
|
72.3K
$1.41M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5K- 15.0% |
$16.3K - $19.1K
|
8.5K
$166K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.7K- 3.69% |
$18.5K - $21.6K
|
44.3K
$863K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.98K- 3.87% |
$21.6K - $25.2K
|
49.2K
$959K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.6K- 12.89% |
$28.4K - $33.1K
|
17.6K
$343K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-2.76K- 13.54% |
$30.1K - $35.1K
|
17.6K
$343K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.84KClosed |
$30.9K - $36K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-3.6K- 9.08% |
$39.2K - $45.7K
|
36.1K
$702K
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-4.55KClosed |
$49.5K - $57.8K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Hc Advisors, LLC
|
SELL
|
- |
-7.09K- 8.34% |
$77.3K - $90.1K
|
77.9K
$1.52M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-10K- 6.57% |
$109K - $127K
|
142K
$2.77M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-10.7K- 2.47% |
$116K - $136K
|
421K
$8.21M
|
|
|
Oct 28, 2021
Q3 2021
|
Gruss & Co., LLC
|
SELL
|
- |
-11KClosed |
$120K - $140K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-11.9KClosed |
$130K - $151K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-17.5K- 15.34% |
$191K - $222K
|
96.6K
$1.88M
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-20.1K- 99.06% |
$219K - $255K
|
190
$3.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23.6K- 55.59% |
$257K - $300K
|
18.8K
$367K
|