Purchases and Sales Made in Q3 2023 in Pimco Energy & Tactical Credit Opportunities Fund (NRGX)
This table provides information about the institutional ownership of Pimco Energy & Tactical Credit Opportunities Fund (NRGX) during Q3 2023. The information is specifically focused on institutions that hold shares of PIMCO Energy & Tactical Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.79M+ 35.21% |
$27.9M - $35.6M
|
6.89M
$134M
|
|
|
Nov 14, 2023
Q3 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
1.24MNew |
$19.2M - $24.5M
|
1.24M
$24.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.03MNew |
$16.1M - $20.5M
|
1.03M
$20.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
673K+ 371.25% |
$10.5M - $13.3M
|
854K
$16.6M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
338KNew |
$5.25M - $6.7M
|
338K
$6.58M
|
|
|
Nov 21, 2023
Q3 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
242K+ 385.49% |
$3.76M - $4.8M
|
305K
$5.94M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
200KNew |
$3.1M - $3.96M
|
200K
$3.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
114KNew |
$1.77M - $2.26M
|
114K
$2.22M
|
|
|
Oct 10, 2023
Q3 2023
|
Aprio Wealth Management, LLC
|
BUY
|
- |
72KNew |
$1.12M - $1.43M
|
72K
$1.4M
|
|
|
Nov 13, 2023
Q3 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
72KNew |
$1.12M - $1.43M
|
72K
$1.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
67KNew |
$1.04M - $1.33M
|
67K
$1.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
54.1K+ 29.08% |
$840K - $1.07M
|
240K
$4.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
41.9K+ 1071.64% |
$652K - $832K
|
45.9K
$893K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
22.8KNew |
$355K - $453K
|
22.8K
$445K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
11.7K+ 1.24% |
$182K - $233K
|
958K
$18.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
11.5KNew |
$179K - $228K
|
11.5K
$224K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.66K+ 2.35% |
$119K - $152K
|
333K
$6.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
5.52K+ 7.57% |
$85.8K - $110K
|
78.5K
$1.53M
|
|
|
Nov 14, 2023
Q3 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
5.41K+ 54.13% |
$84.1K - $107K
|
15.4K
$300K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4KNew |
$62.2K - $79.4K
|
4K
$77.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.76K+ 1.44% |
$58.4K - $74.6K
|
264K
$5.14M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.32K+ 13.49% |
$51.6K - $65.8K
|
27.9K
$544K
|
|
|
Nov 08, 2023
Q3 2023
|
Vestor Capital, LLC
Chicago, IL |
BUY
|
- |
2.5KNew |
$38.9K - $49.6K
|
2.5K
$48.7K
|
|
|
Nov 07, 2023
Q3 2023
|
Hc Advisors, LLC
|
BUY
|
- |
2.38K+ 4.08% |
$37K - $47.3K
|
60.8K
$1.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
890+ 142.4% |
$13.8K - $17.7K
|
1.52K
$29.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
500New |
$7.77K - $9.92K
|
500
$9.74K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
46+ 0.1% |
$715 - $913
|
47.7K
$928K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
13+ 0.07% |
$202 - $258
|
18.1K
$353K
|
|
|
Nov 02, 2023
Q3 2023
|
Islay Capital Management, LLC
Lubbock, TX |
BUY
|
- |
11+ 0.06% |
$171 - $218
|
19.3K
$375K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-200- 4.21% |
$3.11K - $3.97K
|
4.55K
$88.6K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-615- 5.02% |
$9.56K - $12.2K
|
11.6K
$227K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.31K- 6.3% |
$35.9K - $45.8K
|
34.3K
$669K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-2.5K- 16.56% |
$38.9K - $49.6K
|
12.6K
$246K
|
|
|
Oct 31, 2023
Q3 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-2.65K- 2.94% |
$41.1K - $52.5K
|
87.2K
$1.7M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.58K- 7.4% |
$71.1K - $90.8K
|
57.3K
$1.12M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.92K- 17.89% |
$123K - $157K
|
36.4K
$709K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-8.46K- 0.5% |
$131K - $168K
|
1.69M
$32.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-10.3K- 36.63% |
$160K - $204K
|
17.8K
$347K
|
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-10.6K- 96.42% |
$165K - $210K
|
393
$7.66K
|
|
|
Oct 26, 2023
Q3 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-11.6K- 1.05% |
$181K - $231K
|
1.1M
$21.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-12.6K- 50.91% |
$196K - $250K
|
12.2K
$237K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-15.3K- 52.02% |
$238K - $304K
|
14.1K
$275K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-23.7K- 93.99% |
$369K - $471K
|
1.52K
$29.5K
|
|
|
Nov 15, 2023
Q3 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-46.1K- 38.72% |
$717K - $915K
|
73K
$1.42M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-46.5K- 40.58% |
$722K - $922K
|
68.1K
$1.33M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-54K- 3.7% |
$839K - $1.07M
|
1.41M
$27.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-87.7K- 19.49% |
$1.36M - $1.74M
|
362K
$7.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-128K- 37.27% |
$1.99M - $2.54M
|
215K
$4.19M
|