Purchases and Sales Made in Q4 2021 in Pimco Energy & Tactical Credit Opportunities Fund (NRGX)
This table provides information about the institutional ownership of Pimco Energy & Tactical Credit Opportunities Fund (NRGX) during Q4 2021. The information is specifically focused on institutions that hold shares of PIMCO Energy & Tactical Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
1.04MNew |
$12.6M - $15M
|
1.04M
$20.3M
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
278KNew |
$3.34M - $4M
|
278K
$5.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
106K+ 160.82% |
$1.27M - $1.53M
|
172K
$3.34M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
58.2K+ 13.35% |
$700K - $839K
|
494K
$9.62M
|
|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
49.3KNew |
$593K - $711K
|
49.3K
$961K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
48.8K+ 8.74% |
$587K - $703K
|
607K
$11.8M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
45.9KNew |
$552K - $661K
|
45.9K
$893K
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
45.7KNew |
$550K - $658K
|
45.7K
$890K
|
|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
43.1K+ 4.34% |
$518K - $621K
|
1.03M
$20.2M
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
34.8K+ 49.99% |
$418K - $501K
|
104K
$2.03M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
28.3K+ 28.84% |
$341K - $408K
|
126K
$2.46M
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
23.4KNew |
$282K - $337K
|
23.4K
$456K
|
|
|
Feb 03, 2022
Q4 2021
|
Phraction Management LLC
Stamford, CT |
BUY
|
- |
22.9KNew |
$276K - $331K
|
22.9K
$447K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
20.9K+ 111.05% |
$252K - $302K
|
39.8K
$775K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.8KNew |
$215K - $257K
|
17.8K
$347K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
16.4K+ 566.33% |
$197K - $236K
|
19.3K
$375K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
16KNew |
$193K - $231K
|
16K
$312K
|
|
|
Feb 18, 2022
Q4 2021
|
Sky View Investment Advisors, LLC
Shrewsbury, NJ |
BUY
|
- |
13KNew |
$156K - $187K
|
13K
$253K
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
11.8K+ 8.47% |
$142K - $170K
|
151K
$2.94M
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
10.7KNew |
$128K - $154K
|
10.7K
$208K
|
|
|
Jan 21, 2022
Q4 2021
|
Arbor Investment Advisors, LLC
|
BUY
|
- |
10.1KNew |
$121K - $145K
|
10.1K
$196K
|
|
|
Feb 11, 2022
Q4 2021
|
Biltmore Family Office, LLC
|
BUY
|
- |
10KNew |
$120K - $144K
|
10K
$195K
|
|
|
May 12, 2022
Q4 2021
|
Quent Capital, LLC
|
BUY
|
- |
10KNew |
$120K - $144K
|
10K
$195K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
9.02K+ 3.03% |
$108K - $130K
|
307K
$5.97M
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
6.46K+ 0.26% |
$77.7K - $93K
|
2.5M
$48.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.99K+ 0.95% |
$48K - $57.5K
|
425K
$8.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.43K+ 5.75% |
$41.3K - $49.4K
|
63.1K
$1.23M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.08KNew |
$25K - $30K
|
2.08K
$40.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.34KNew |
$16.1K - $19.2K
|
1.34K
$26K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
889New |
$10.7K - $12.8K
|
889
$17.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
814New |
$9.79K - $11.7K
|
814
$15.9K
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
800+ 15.38% |
$9.62K - $11.5K
|
6K
$117K
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
450New |
$5.41K - $6.48K
|
450
$8.77K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
100+ 5.47% |
$1.2K - $1.44K
|
1.93K
$37.6K
|
|
|
Feb 15, 2022
Q4 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
90+ 1.35% |
$1.08K - $1.3K
|
6.74K
$131K
|
|
|
Jan 07, 2022
Q4 2021
|
Hollencrest Capital Management
|
BUY
|
- |
75+ 0.02% |
$902 - $1.08K
|
456K
$8.88M
|
|
|
Feb 08, 2022
Q4 2021
|
Islay Capital Management, LLC
Lubbock, TX |
BUY
|
- |
32+ 0.09% |
$385 - $461
|
34.3K
$668K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
19+ 0.04% |
$229 - $274
|
49.3K
$960K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
19+ 0.03% |
$229 - $274
|
62.1K
$1.21M
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-250- 0.37% |
$3.01K - $3.6K
|
67.5K
$1.31M
|
|
|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-400- 1.11% |
$4.81K - $5.76K
|
35.7K
$694K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-690- 3.92% |
$8.3K - $9.94K
|
16.9K
$330K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-705- 0.98% |
$8.48K - $10.2K
|
71.6K
$1.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-750- 0.78% |
$9.02K - $10.8K
|
95.9K
$1.87M
|
|
|
Feb 02, 2022
Q4 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-2.27K- 14.59% |
$27.3K - $32.7K
|
13.3K
$259K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.49KClosed |
$29.9K - $35.8K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.96K- 1.03% |
$47.6K - $57K
|
379K
$7.38M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.16K- 5.6% |
$50.1K - $60K
|
70.1K
$1.37M
|