Purchases and Sales Made in Q3 2021 in Neuberger Berman Real Estate Securities Income Fund Inc (NRO)
This table provides information about the institutional ownership of Neuberger Berman Real Estate Securities Income Fund Inc (NRO) during Q3 2021. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
855KNew |
$4.1M - $4.5M
|
855K
$2.91M
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
40.5KNew |
$194K - $213K
|
40.5K
$138K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
25KNew |
$120K - $132K
|
25K
$85K
|
|
|
Nov 02, 2021
Q3 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
19KNew |
$91K - $99.7K
|
19K
$64.4K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
15.9KNew |
$76.2K - $83.5K
|
15.9K
$54K
|
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
14.4KNew |
$69K - $75.7K
|
14.4K
$48.9K
|
|
|
Nov 09, 2021
Q3 2021
|
Evolution Wealth Advisors, LLC
|
BUY
|
- |
5.7KNew |
$27.4K - $30K
|
5.7K
$19.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.25K+ 2.62% |
$25.2K - $27.6K
|
205K
$698K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5KNew |
$24K - $26.3K
|
5K
$17K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
4.53K+ 7.21% |
$21.7K - $23.8K
|
67.3K
$229K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.21K+ 5.51% |
$20.2K - $22.2K
|
80.7K
$274K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.45K+ 2.29% |
$6.97K - $7.64K
|
64.8K
$220K
|
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
BUY
|
- |
1K+ 7.69% |
$4.8K - $5.26K
|
14K
$47.6K
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
305+ 1016.67% |
$1.46K - $1.6K
|
335
$1.14K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
60+ 0.23% |
$288 - $316
|
26.6K
$90.6K
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
30New |
$144 - $158
|
30
$102
|
|
|
Oct 19, 2021
Q3 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
8New |
$38.4 - $42.1
|
8
$27.2
|
|
|
Oct 12, 2021
Q3 2021
|
Prairie View Partners, LLC
|
BUY
|
- |
6New |
$28.8 - $31.6
|
6
$20.4
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-229- 2.22% |
$1.1K - $1.2K
|
10.1K
$34.3K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-477Closed |
$2.29K - $2.51K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-493Closed |
$2.37K - $2.59K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-504- 4.08% |
$2.42K - $2.65K
|
11.8K
$40.2K
|
|
|
Oct 20, 2021
Q3 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-804- 2.71% |
$3.86K - $4.23K
|
28.9K
$98.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.12K- 8.8% |
$5.39K - $5.91K
|
11.6K
$39.6K
|
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-1.5K- 11.11% |
$7.2K - $7.89K
|
12K
$40.8K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.62K- 4.13% |
$12.6K - $13.8K
|
60.8K
$207K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.07K- 3.01% |
$29.2K - $31.9K
|
196K
$666K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.77K- 4.54% |
$37.3K - $40.9K
|
163K
$556K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.85K- 4.41% |
$37.7K - $41.3K
|
170K
$578K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-10.5KClosed |
$50.3K - $55.1K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-10.5K- 46.77% |
$50.6K - $55.5K
|
12K
$40.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-14.9KClosed |
$71.4K - $78.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-49.4K- 12.05% |
$237K - $260K
|
361K
$1.23M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-91.5KClosed |
$439K - $481K
|
0
$0
|