Purchases and Sales Made in Q3 2023 in Neuberger Berman Real Estate Securities Income Fund Inc (NRO)
This table provides information about the institutional ownership of Neuberger Berman Real Estate Securities Income Fund Inc (NRO) during Q3 2023. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
210K+ 103.63% |
$573K - $666K
|
413K
$1.4M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
191K+ 71.66% |
$520K - $604K
|
457K
$1.55M
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
156K+ 12.19% |
$426K - $495K
|
1.44M
$4.89M
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
100KNew |
$274K - $318K
|
100K
$341K
|
|
Nov 09, 2023
Q3 2023
|
Concorde Asset Management, LLC
|
BUY
|
- |
42.5K+ 81.73% |
$116K - $135K
|
94.5K
$321K
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
24KNew |
$65.5K - $76.1K
|
24K
$81.6K
|
|
Nov 14, 2023
Q3 2023
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
12.1KNew |
$33.1K - $38.4K
|
12.1K
$41.2K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
6.16K+ 11.02% |
$16.8K - $19.5K
|
62.1K
$211K
|
|
Oct 30, 2023
Q3 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
5.39K+ 31.6% |
$14.7K - $17.1K
|
22.4K
$76.3K
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.54K+ 27.4% |
$9.67K - $11.2K
|
16.5K
$56K
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
3.08K+ 307.6% |
$8.4K - $9.75K
|
4.08K
$13.9K
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.95K+ 7.7% |
$8.05K - $9.35K
|
41.2K
$140K
|
|
Nov 08, 2023
Q3 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1.29KNew |
$3.52K - $4.09K
|
1.29K
$4.38K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.28K+ 3.42% |
$3.5K - $4.06K
|
38.7K
$132K
|
|
Nov 06, 2023
Q3 2023
|
L.M. Kohn & Company
|
BUY
|
- |
1.1K+ 7.82% |
$3K - $3.49K
|
15.2K
$51.5K
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
870New |
$2.38K - $2.76K
|
870
$2.96K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
712+ 1.57% |
$1.94K - $2.26K
|
46.2K
$157K
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
666New |
$1.82K - $2.11K
|
666
$2.26K
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
323+ 1.43% |
$882 - $1.02K
|
22.9K
$77.8K
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
139New |
$379 - $441
|
139
$473
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
138+ 0.33% |
$377 - $437
|
41.7K
$142K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
E&G Advisors, LP
|
SELL
|
- |
-100- 0.36% |
$273 - $317
|
27.9K
$94.9K
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-382- 2.47% |
$1.04K - $1.21K
|
15.1K
$51.3K
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-433- 0.46% |
$1.18K - $1.37K
|
93.7K
$318K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-642- 1.81% |
$1.75K - $2.04K
|
34.9K
$119K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-775- 3.51% |
$2.12K - $2.46K
|
21.3K
$72.4K
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-2K- 9.19% |
$5.46K - $6.34K
|
19.8K
$67.2K
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.4K- 5.06% |
$9.27K - $10.8K
|
63.7K
$217K
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
SELL
|
- |
-4.83K- 36.59% |
$13.2K - $15.3K
|
8.38K
$28.5K
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-7K- 19.41% |
$19.1K - $22.2K
|
29.1K
$98.8K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.71K- 7.56% |
$21.1K - $24.5K
|
94.3K
$321K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-9.85K- 39.4% |
$26.9K - $31.2K
|
15.2K
$51.5K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-11K- 18.61% |
$30K - $34.9K
|
48.1K
$164K
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-11.3K- 3.41% |
$30.8K - $35.7K
|
319K
$1.08M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-22K- 66.99% |
$60.1K - $69.7K
|
10.8K
$36.9K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-22.1K- 68.53% |
$60.5K - $70.2K
|
10.2K
$34.6K
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-47.2K- 49.34% |
$129K - $150K
|
48.4K
$165K
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-84.9K- 82.04% |
$232K - $269K
|
18.6K
$63.2K
|
|
Oct 10, 2023
Q3 2023
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
SELL
|
- |
-276K- 89.89% |
$753K - $874K
|
31K
$105K
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-327K- 68.69% |
$892K - $1.04M
|
149K
$506K
|