Insider Transactions in Q1 2020 at Northern Trust Corp (NTRS)
Insider Transaction List (Q1 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
|---|---|---|---|---|---|
| 
           
            Mar 31                          
            2020                          
           
         |           
        Dean M Harrison Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              496
              +4.56%
              
         |   
        
           
              $37,200              
              $75.46 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2020                          
           
         |           
        Becerra Jose Luis Prado Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              364
              +2.74%
              
         |   
        
           
              $27,300              
              $75.46 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2020                          
           
         |           
        Thomas E Richards Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              397
              +4.19%
              
         |   
        
           
              $29,775              
              $75.46 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2020                          
           
         |           
        Donald Thompson Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              496
              +5.48%
              
         |   
        
           
              $37,200              
              $75.46 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2020                          
           
         |           
        Charles A Tribbett Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              430
              +1.71%
              
         |   
        
           
              $32,250              
              $75.46 P/Share              
                     
         | 
      
| 
           
            Mar 10                          
            2020                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              4,500
              -11.59%
              
         |   
        
           
              $324,000              
              $72.31 P/Share              
                     
         | 
      
| 
           
            Mar 05                          
            2020                          
           
         |           
        Becerra Jose Luis Prado Director | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Indirect | 
           
              9
              +21.43%
              
         |   
        
           
              $720              
              $80.89 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Lauren E Allnutt EVP & Controller | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              49
              -1.43%
              
         |   
        
           
              $4,214              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,727
              -4.26%
              
         |   
        
           
              $148,522              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,722
              -7.32%
              
         |   
        
           
              $148,092              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,782
              -4.1%
              
         |   
        
           
              $153,252              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Mark C Gossett Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              809
              -5.56%
              
         |   
        
           
              $69,574              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Susan Cohen Levy EVP and General Counsel | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,289
              -2.04%
              
         |   
        
           
              $110,854              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Michael O'Grady Chairman and CEO | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              4,391
              -7.54%
              
         |   
        
           
              $377,626              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Thomas A South Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              826
              -4.04%
              
         |   
        
           
              $71,036              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Clair Joyce St Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,438
              -7.46%
              
         |   
        
           
              $123,668              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Shundrawn A Thomas President / Asset Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,345
              -3.13%
              
         |   
        
           
              $115,670              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Mar 02                          
            2020                          
           
         |           
        Jason J. Tyler President/Wealth Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              250
              -1.9%
              
         |   
        
           
              $21,500              
              $86.63 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Lauren E Allnutt EVP & Controller | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              79
              -2.25%
              
         |   
        
           
              $7,979              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,258
              -2.87%
              
         |   
        
           
              $127,058              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,157
              -4.28%
              
         |   
        
           
              $116,857              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,233
              -2.61%
              
         |   
        
           
              $124,533              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Mark C Gossett Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              594
              -3.92%
              
         |   
        
           
              $59,994              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Susan Cohen Levy EVP and General Counsel | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              926
              -1.44%
              
         |   
        
           
              $93,526              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Michael O'Grady Chairman and CEO | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,982
              -3.02%
              
         |   
        
           
              $200,182              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Thomas A South Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              541
              -2.58%
              
         |   
        
           
              $54,641              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Clair Joyce St Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,155
              -5.15%
              
         |   
        
           
              $116,655              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Shundrawn A Thomas President / Asset Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              250
              -0.58%
              
         |   
        
           
              $25,250              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 21                          
            2020                          
           
         |           
        Jason J. Tyler President/Wealth Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              125
              -0.94%
              
         |   
        
           
              $12,625              
              $101.35 P/Share              
                     
         | 
      
| 
           
            Feb 20                          
            2020                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              3,708
              -7.81%
              
         |   
        
           
              $385,632              
              $104.07 P/Share              
                     
         | 
      
| 
           
            Feb 20                          
            2020                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              3,708
              +7.24%
              
         |   
        
           
              $215,064              
              $58.25 P/Share              
                     
         | 
      
| 
           
            Feb 20                          
            2020                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              32,403
              -53.06%
              
         |   
        
           
              $3,337,509              
              $103.19 P/Share              
                     
         | 
      
| 
           
            Feb 20                          
            2020                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              32,403
              +23.25%
              
         |   
        
           
              $2,073,792              
              $64.23 P/Share              
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Teresa Parker President/Asset Servicing | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              13,017
              +20.55%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Lauren E Allnutt EVP & Controller | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              655
              +15.73%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              7,533
              +14.68%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              8,505
              +22.88%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              8,991
              +15.53%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Mark C Gossett Executive Vice President | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              1,649
              +9.82%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Susan Cohen Levy EVP and General Counsel | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              6,318
              +8.96%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Michael O'Grady Chairman and CEO | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              23,691
              +25.78%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Thomas A South Executive Vice President | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              5,832
              +21.73%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Clair Joyce St Executive Vice President | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              6,440
              +21.14%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Shundrawn A Thomas President / Asset Management | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              8,019
              +15.65%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 18                          
            2020                          
           
         |           
        Jason J. Tyler President/Wealth Management | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              2,083
              +13.57%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 16                          
            2020                          
           
         |           
        Lauren E Allnutt EVP & Controller | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              119
              -4.0%
              
         |   
        
           
              $11,900              
              $100.6 P/Share              
                     
         | 
      
| 
           
            Feb 16                          
            2020                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              2,045
              -5.34%
              
         |   
        
           
              $204,500              
              $100.6 P/Share              
                     
         | 
      
| 
           
            Feb 16                          
            2020                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,664
              -7.63%
              
         |   
        
           
              $166,400              
              $100.6 P/Share              
                     
         | 
      
| 
           
            Feb 16                          
            2020                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              2,139
              -5.09%
              
         |   
        
           
              $213,900              
              $100.6 P/Share              
                     
         | 
      
| 
           
            Feb 16                          
            2020                          
           
         |           
        Mark C Gossett Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,044
              -7.19%
              
         |   
        
           
              $104,400              
              $100.6 P/Share              
                     
         |