Insider Transactions in Q1 2021 at Northern Trust Corp (NTRS)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
|---|---|---|---|---|---|
| 
           
            Mar 31                          
            2021                          
           
         |           
        Dean M Harrison Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              380
              +2.64%
              
         |   
        
           
              $39,900              
              $105.11 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2021                          
           
         |           
        Becerra Jose Luis Prado Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              261
              +1.6%
              
         |   
        
           
              $27,405              
              $105.11 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2021                          
           
         |           
        Thomas E Richards Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              332
              +2.57%
              
         |   
        
           
              $34,860              
              $105.11 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2021                          
           
         |           
        Donald Thompson Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              356
              +2.84%
              
         |   
        
           
              $37,380              
              $105.11 P/Share              
                     
         | 
      
| 
           
            Mar 31                          
            2021                          
           
         |           
        Charles A Tribbett Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              309
              +1.09%
              
         |   
        
           
              $32,445              
              $105.11 P/Share              
                     
         | 
      
| 
           
            Mar 26                          
            2021                          
           
         |           
        Becerra Jose Luis Prado Director | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Indirect | 
           
              2
              +8.33%
              
         |   
        
           
              $208              
              $104.75 P/Share              
                     
         | 
      
| 
           
            Mar 12                          
            2021                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              10,000
              -25.84%
              
         |   
        
           
              $1,020,000              
              $102.18 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Lauren E Allnutt EVP & Controller | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              97
              -2.28%
              
         |   
        
           
              $9,506              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              2,328
              -5.67%
              
         |   
        
           
              $228,144              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              2,577
              -10.77%
              
         |   
        
           
              $252,546              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              2,687
              -6.1%
              
         |   
        
           
              $263,326              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Mark C Gossett Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              673
              -5.01%
              
         |   
        
           
              $65,954              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Susan Cohen Levy EVP and General Counsel | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,924
              -6.46%
              
         |   
        
           
              $188,552              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Michael O'Grady Chairman and CEO | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              7,015
              -10.78%
              
         |   
        
           
              $687,470              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Teresa Parker President/Asset Servicing | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              384
              -0.65%
              
         |   
        
           
              $37,632              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Thomas A South Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,261
              -4.98%
              
         |   
        
           
              $123,578              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Clair Joyce St Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              2,085
              -11.27%
              
         |   
        
           
              $204,330              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Shundrawn A Thomas President / Asset Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              2,233
              -4.14%
              
         |   
        
           
              $218,834              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Mar 01                          
            2021                          
           
         |           
        Jason J. Tyler President/Wealth Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              423
              -2.11%
              
         |   
        
           
              $41,454              
              $98.43 P/Share              
                     
         | 
      
| 
           
            Feb 23                          
            2021                          
           
         |           
        Becerra Jose Luis Prado Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              3
              -13.04%
              
         |   
        
           
              $291              
              $97.48 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Lauren E Allnutt EVP & Controller | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              79
              -1.83%
              
         |   
        
           
              $7,584              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,143
              -2.67%
              
         |   
        
           
              $109,728              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,157
              -4.04%
              
         |   
        
           
              $111,072              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,232
              -2.52%
              
         |   
        
           
              $118,272              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Mark C Gossett Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              594
              -4.23%
              
         |   
        
           
              $57,024              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Susan Cohen Levy EVP and General Counsel | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              871
              -2.84%
              
         |   
        
           
              $83,616              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Michael O'Grady Chairman and CEO | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,981
              -2.61%
              
         |   
        
           
              $190,176              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Thomas A South Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              579
              -2.24%
              
         |   
        
           
              $55,584              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Clair Joyce St Executive Vice President | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,155
              -5.12%
              
         |   
        
           
              $110,880              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Shundrawn A Thomas President / Asset Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              250
              -0.46%
              
         |   
        
           
              $24,000              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 22                          
            2021                          
           
         |           
        Jason J. Tyler President/Wealth Management | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              125
              -0.62%
              
         |   
        
           
              $12,000              
              $96.92 P/Share              
                     
         | 
      
| 
           
            Feb 18                          
            2021                          
           
         |           
        Teresa Parker President/Asset Servicing | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              1,247
              -2.07%
              
         |   
        
           
              $119,712              
              $96.31 P/Share              
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Lauren E Allnutt EVP & Controller | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              943
              +17.9%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              7,542
              +14.98%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Peter Cherecwich Chief Operating Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              8,799
              +22.53%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              9,338
              +15.56%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Mark C Gossett Executive Vice President | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              5,477
              +28.08%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Susan Cohen Levy EVP and General Counsel | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              6,285
              +17.01%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Michael O'Grady Chairman and CEO | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              24,511
              +23.83%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Teresa Parker President/Asset Servicing | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              13,368
              +18.15%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Thomas A South Executive Vice President | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              6,554
              +20.2%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Clair Joyce St Executive Vice President | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              6,554
              +21.36%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Shundrawn A Thomas President / Asset Management | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              8,799
              +13.98%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 17                          
            2021                          
           
         |           
        Jason J. Tyler President/Wealth Management | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              6,285
              +23.76%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Feb 08                          
            2021                          
           
         |           
        Shundrawn A Thomas President / Asset Management | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Direct | 
           
              1,997
              -4.22%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Jan 28                          
            2021                          
           
         |           
        Steven L Fradkin Vice Chairman | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              8,473
              -14.25%
              
         |   
        
           
              $771,043              
              $91.5 P/Share              
                     
         | 
      
| 
           
            Jan 28                          
            2021                          
           
         |           
        David Byron Smith Jr Director | 
           
              BUY
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              1,110
              +5.0%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Jan 19                          
            2021                          
           
         |           
        Becerra Jose Luis Prado Director | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Indirect | 
           
              3
              +11.54%
              
         |   
        
           
              $291              
              $97.41 P/Share              
                     
         | 
      
| 
           
            Jan 19                          
            2021                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              SELL
             
            
                Payment of exercise price or tax liability
             
           | 
        Direct | 
           
              3,581
              -9.22%
              
         |   
        
           
              $343,776              
              $96.76 P/Share              
                     
         | 
      
| 
           
            Jan 19                          
            2021                          
           
         |           
        Robert P Browne EVP & Chief Investment Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              11,445
              +22.76%
              
         |   
        
           
              -                 
                     
         |