Purchases and Sales Made in Q3 2021 in Nuveen Esg U.S. Aggregate Bond (NUBD)
This table provides information about the institutional ownership of Nuveen Esg U.S. Aggregate Bond (NUBD) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG U.S. AGGREGATE BOND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
136K+ 15.0% |
$3.53M - $3.59M
|
1.04M
$22.7M
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
100KNew |
$2.59M - $2.63M
|
100K
$2.17M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
78.2K+ 6.56% |
$2.02M - $2.06M
|
1.27M
$27.6M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
77.2KNew |
$2M - $2.03M
|
77.2K
$1.68M
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
72.7K+ 130.83% |
$1.88M - $1.91M
|
128K
$2.78M
|
|
Nov 03, 2021
Q3 2021
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
61.6K+ 2452.55% |
$1.59M - $1.62M
|
64.1K
$1.39M
|
|
Nov 12, 2021
Q3 2021
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
46.3KNew |
$1.2M - $1.22M
|
46.3K
$1.01M
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
34.2KNew |
$886K - $901K
|
34.2K
$744K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
24.8K+ 12.18% |
$642K - $653K
|
229K
$4.96M
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
23.2K+ 12.68% |
$599K - $610K
|
206K
$4.47M
|
|
Nov 08, 2021
Q3 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
18.9K+ 10.42% |
$490K - $499K
|
201K
$4.36M
|
|
Nov 15, 2021
Q3 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
16.1K+ 30.22% |
$416K - $423K
|
69.2K
$1.5M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
14.9K+ 68.42% |
$385K - $392K
|
36.6K
$796K
|
|
Nov 09, 2021
Q3 2021
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
14.8K+ 71.77% |
$382K - $389K
|
35.4K
$768K
|
|
Nov 05, 2021
Q3 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
14.2KNew |
$368K - $374K
|
14.2K
$309K
|
|
Nov 09, 2021
Q3 2021
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
12.4KNew |
$320K - $326K
|
12.4K
$269K
|
|
Oct 27, 2021
Q3 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
11.6K+ 15.47% |
$300K - $305K
|
86.5K
$1.88M
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
11.4KNew |
$295K - $300K
|
11.4K
$248K
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
7.94KNew |
$206K - $209K
|
7.94K
$173K
|
|
Oct 14, 2021
Q3 2021
|
Procyon Advisors, LLC
|
BUY
|
- |
7.92K+ 52.14% |
$205K - $209K
|
23.1K
$502K
|
|
Nov 04, 2021
Q3 2021
|
Kelman Lazarov, Inc.
Memphis, TN |
BUY
|
- |
7.74K+ 19.37% |
$200K - $204K
|
47.7K
$1.04M
|
|
Oct 19, 2021
Q3 2021
|
First Pacific Financial
|
BUY
|
- |
6.07K+ 17.03% |
$157K - $160K
|
41.7K
$905K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.82K+ 4.25% |
$151K - $153K
|
143K
$3.1M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.6K+ 6.33% |
$145K - $147K
|
94.1K
$2.04M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.73K+ 3.94% |
$122K - $125K
|
125K
$2.71M
|
|
Nov 09, 2021
Q3 2021
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
3.98K+ 21.93% |
$103K - $105K
|
22.1K
$480K
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
3.98K+ 21.93% |
$103K - $105K
|
22.1K
$480K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
3.66K+ 3.49% |
$94.6K - $96.3K
|
108K
$2.36M
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.82K+ 15.7% |
$72.9K - $74.2K
|
20.8K
$451K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.01K+ 11.7% |
$51.9K - $52.8K
|
19.1K
$416K
|
|
Nov 03, 2021
Q3 2021
|
Harvest Group Wealth Management, LLC
|
BUY
|
- |
1.91K+ 5.59% |
$49.5K - $50.3K
|
36.1K
$784K
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
1.75K+ 7.03% |
$45.4K - $46.2K
|
26.7K
$580K
|
|
Oct 07, 2021
Q3 2021
|
Boston Standard Wealth Management, LLC
|
BUY
|
- |
1.59K+ 1.95% |
$41K - $41.7K
|
82.9K
$1.8M
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.55KNew |
$40.1K - $40.8K
|
1.55K
$33.7K
|
|
Oct 14, 2021
Q3 2021
|
Canal Capital Management, LLC
|
BUY
|
- |
1.15K+ 10.3% |
$29.7K - $30.2K
|
12.3K
$267K
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
900New |
$23.3K - $23.7K
|
900
$19.5K
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
813+ 2.94% |
$21K - $21.4K
|
28.4K
$618K
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
754+ 41.59% |
$19.5K - $19.9K
|
2.57K
$55.8K
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
690+ 4.54% |
$17.9K - $18.2K
|
15.9K
$345K
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
BUY
|
- |
586+ 1.07% |
$15.2K - $15.4K
|
55.1K
$1.2M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
463+ 3.12% |
$12K - $12.2K
|
15.3K
$332K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
304+ 15.74% |
$7.87K - $8K
|
2.24K
$48.5K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
230+ 0.58% |
$5.95K - $6.06K
|
40K
$869K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
142+ 6.2% |
$3.67K - $3.74K
|
2.43K
$52.9K
|
|
Nov 12, 2021
Q3 2021
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
13+ 9.42% |
$336 - $342
|
151
$3.28K
|
|
Oct 06, 2021
Q3 2021
|
Navigation Wealth Management, Inc.
Fort Collins, CO |
BUY
|
- |
1+ 0.34% |
$25.9 - $26.3
|
297
$6.45K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
SELL
|
- |
-120- 17.14% |
$3.11K - $3.16K
|
580
$12.6K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-223- 2.49% |
$5.77K - $5.87K
|
8.75K
$190K
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-331- 6.16% |
$8.57K - $8.72K
|
5.05K
$110K
|