Purchases and Sales Made in Q3 2023 in Nuveen Esg Emerging Markets Eq (NUEM)
This table provides information about the institutional ownership of Nuveen Esg Emerging Markets Eq (NUEM) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG EMERGING MARKETS EQ.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 25, 2023
Q3 2023
|
Penobscot Wealth Management
|
SELL
|
- |
-51- 0.65% |
$1.32K - $1.48K
|
7.74K
$226K
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-65- 0.13% |
$1.68K - $1.89K
|
50.5K
$1.48M
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-170- 16.78% |
$4.4K - $4.93K
|
843
$24.7K
|
|
Oct 16, 2023
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-228- 1.55% |
$5.9K - $6.61K
|
14.5K
$423K
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-358- 2.57% |
$9.26K - $10.4K
|
13.6K
$397K
|
|
Oct 20, 2023
Q3 2023
|
Evolution Advisers, Inc.
|
SELL
|
- |
-359- 0.93% |
$9.29K - $10.4K
|
38.1K
$1.12M
|
|
Nov 08, 2023
Q3 2023
|
Carson Advisory Inc.
|
SELL
|
- |
-400- 2.95% |
$10.3K - $11.6K
|
13.2K
$385K
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-632- 6.77% |
$16.3K - $18.3K
|
8.7K
$254K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.34K- 16.44% |
$34.6K - $38.8K
|
6.8K
$199K
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1.85K- 26.06% |
$47.8K - $53.6K
|
5.24K
$153K
|
|
Oct 23, 2023
Q3 2023
|
First Pacific Financial
|
SELL
|
- |
-2.36K- 6.9% |
$61K - $68.4K
|
31.8K
$931K
|
|
Nov 03, 2023
Q3 2023
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-2.44K- 7.9% |
$63.2K - $70.9K
|
28.5K
$833K
|
|
Oct 26, 2023
Q3 2023
|
Orgel Wealth Management, LLC
|
SELL
|
- |
-4.28K- 6.27% |
$111K - $124K
|
64.1K
$1.87M
|
|
Nov 09, 2023
Q3 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-6.72K- 36.78% |
$174K - $195K
|
11.6K
$338K
|
|
Oct 17, 2023
Q3 2023
|
Cx Institutional
|
SELL
|
- |
-8.96K- 47.76% |
$232K - $260K
|
9.8K
$287K
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-13.8KClosed |
$356K - $399K
|
0
$0
|
|
Nov 30, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
SELL
|
- |
-28.5K- 67.52% |
$738K - $827K
|
13.7K
$401K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-37.1K- 12.58% |
$959K - $1.08M
|
258K
$7.53M
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-135K- 52.55% |
$3.5M - $3.93M
|
122K
$3.57M
|
|
Nov 13, 2023
Q3 2023
|
Perella Weinberg Partners Capital Management LP
|
SELL
|
- |
-196K- 59.96% |
$5.06M - $5.67M
|
131K
$3.82M
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-306K- 71.33% |
$7.91M - $8.87M
|
123K
$3.6M
|