Purchases and Sales Made in Q3 2021 in Nuveen Esg Mid Cap Growth ETF (NUMG)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Growth ETF (NUMG) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP GROWTH ETF .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
71.9KNew |
$3.84M - $4.19M
|
71.9K
$3.51M
|
|
Nov 15, 2021
Q3 2021
|
Parcion Private Wealth LLC
Bellevue, WA |
BUY
|
- |
59.1K+ 52.86% |
$3.16M - $3.45M
|
171K
$8.34M
|
|
Oct 19, 2021
Q3 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
55.5K+ 37.06% |
$2.96M - $3.24M
|
205K
$10M
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
45.6K+ 792.08% |
$2.43M - $2.66M
|
51.3K
$2.51M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
44.9K+ 28.43% |
$2.4M - $2.62M
|
203K
$9.9M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
44.8KNew |
$2.39M - $2.62M
|
44.8K
$2.19M
|
|
Oct 14, 2021
Q3 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
39K+ 2.95% |
$2.08M - $2.28M
|
1.36M
$66.4M
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
30.1K+ 119.32% |
$1.61M - $1.76M
|
55.3K
$2.7M
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
20KNew |
$1.07M - $1.16M
|
20K
$974K
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.8K+ 17.92% |
$1.01M - $1.1M
|
124K
$6.04M
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
17.1KNew |
$913K - $998K
|
17.1K
$834K
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
16K+ 10.47% |
$852K - $932K
|
168K
$8.22M
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.6K+ 16.7% |
$831K - $909K
|
109K
$5.31M
|
|
Nov 12, 2021
Q3 2021
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
9.96KNew |
$532K - $581K
|
9.96K
$486K
|
|
Nov 05, 2021
Q3 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
8.89KNew |
$475K - $519K
|
8.89K
$434K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
8.85K+ 293.76% |
$473K - $517K
|
11.9K
$579K
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
8.28K+ 87.73% |
$442K - $483K
|
17.7K
$865K
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
8.11K+ 23.18% |
$433K - $473K
|
43.1K
$2.1M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
6.74K+ 420.97% |
$360K - $394K
|
8.35K
$407K
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.07KNew |
$271K - $296K
|
5.07K
$247K
|
|
Nov 15, 2021
Q3 2021
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
4.42K+ 90.52% |
$236K - $258K
|
9.31K
$454K
|
|
Nov 01, 2021
Q3 2021
|
Neumann Capital Management, LLC
|
BUY
|
- |
4.07KNew |
$217K - $238K
|
4.07K
$199K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
3.77K+ 209.51% |
$201K - $220K
|
5.57K
$272K
|
|
Oct 26, 2021
Q3 2021
|
Simmons Bank
|
BUY
|
- |
3.76K+ 42.94% |
$201K - $220K
|
12.5K
$611K
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.54K+ 8.73% |
$189K - $206K
|
44K
$2.15M
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
3.44K+ 936.51% |
$184K - $201K
|
3.8K
$186K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.21K+ 116.93% |
$171K - $187K
|
5.95K
$290K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.93K+ 24.54% |
$157K - $171K
|
14.9K
$726K
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.76K+ 75.25% |
$148K - $161K
|
6.44K
$314K
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
BUY
|
- |
2.73K+ 2.6% |
$146K - $159K
|
107K
$5.24M
|
|
Nov 05, 2021
Q3 2021
|
Adviser Investments LLC
|
BUY
|
- |
2.21K+ 4.29% |
$118K - $129K
|
53.8K
$2.62M
|
|
Oct 28, 2021
Q3 2021
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
2.13K+ 1.47% |
$113K - $124K
|
146K
$7.14M
|
|
Nov 15, 2021
Q3 2021
|
Running Point Capital Advisors, LLC
|
BUY
|
- |
1.84KNew |
$98.1K - $107K
|
1.84K
$89.7K
|
|
Oct 27, 2021
Q3 2021
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
1.72KNew |
$91.7K - $100K
|
1.72K
$83.8K
|
|
Nov 09, 2021
Q3 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
1.6K+ 6.81% |
$85.4K - $93.4K
|
25.1K
$1.22M
|
|
Nov 09, 2021
Q3 2021
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
1.59K+ 19.31% |
$85.1K - $93K
|
9.85K
$480K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.42K+ 3.83% |
$75.6K - $82.6K
|
38.3K
$1.87M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.33K+ 8.16% |
$71K - $77.6K
|
17.6K
$860K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.02KNew |
$54.5K - $59.6K
|
1.02K
$49.8K
|
|
Oct 18, 2021
Q3 2021
|
Umb Bank, N.A.
|
BUY
|
- |
968+ 22.44% |
$51.7K - $56.5K
|
5.28K
$258K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
947+ 5.56% |
$50.6K - $55.3K
|
18K
$878K
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
800New |
$42.7K - $46.7K
|
800
$39K
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
696+ 8.07% |
$37.2K - $40.6K
|
9.32K
$455K
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
463+ 8.91% |
$24.7K - $27K
|
5.66K
$276K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
451+ 11.84% |
$24.1K - $26.3K
|
4.26K
$208K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
450+ 6.32% |
$24K - $26.3K
|
7.57K
$369K
|
|
Oct 27, 2021
Q3 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
408+ 9.8% |
$21.8K - $23.8K
|
4.57K
$223K
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
373+ 0.85% |
$19.9K - $21.8K
|
44.4K
$2.17M
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
252+ 2.59% |
$13.5K - $14.7K
|
9.99K
$487K
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
235New |
$12.5K - $13.7K
|
235
$11.5K
|