Purchases and Sales Made in Q3 2023 in Nuveen Esg Mid Cap Growth ETF (NUMG)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Growth ETF (NUMG) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP GROWTH ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
1.28MNew |
$46.3M - $52.3M
|
1.28M
$62.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
337K+ 63.97% |
$12.2M - $13.7M
|
863K
$42.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
99.1KNew |
$3.58M - $4.05M
|
99.1K
$4.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
24K+ 254.67% |
$868K - $981K
|
33.5K
$1.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
17.4KNew |
$628K - $710K
|
17.4K
$848K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
17.2KNew |
$620K - $701K
|
17.2K
$838K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
13KNew |
$471K - $532K
|
13K
$636K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12K+ 2.39% |
$432K - $488K
|
514K
$25.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.7K+ 3.3% |
$424K - $479K
|
367K
$17.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11K+ 45.02% |
$399K - $451K
|
35.6K
$1.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
9.86K+ 21.42% |
$356K - $402K
|
55.9K
$2.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
9.39KNew |
$339K - $383K
|
9.39K
$458K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
9.07KNew |
$327K - $370K
|
9.07K
$442K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
7.14KNew |
$258K - $291K
|
7.14K
$348K
|
|
|
Oct 23, 2023
Q3 2023
|
Lfa Lugano Financial Advisors Sa
|
BUY
|
- |
7.1K+ 23.15% |
$256K - $290K
|
37.8K
$1.84M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.76K+ 5.98% |
$244K - $276K
|
120K
$5.85M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.46K+ 95.0% |
$233K - $264K
|
13.3K
$647K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
6.06K+ 30.35% |
$219K - $247K
|
26K
$1.27M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
6.06K+ 30.35% |
$219K - $247K
|
26K
$1.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.03K+ 68.34% |
$218K - $246K
|
14.9K
$725K
|
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
5.78K+ 26.52% |
$209K - $236K
|
27.6K
$1.35M
|
|
|
Oct 05, 2023
Q3 2023
|
Falcon Wealth Planning
|
BUY
|
- |
5.71KNew |
$206K - $233K
|
5.71K
$278K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.83K+ 34.69% |
$174K - $197K
|
18.7K
$914K
|
|
|
Oct 31, 2023
Q3 2023
|
Cook Wealth Management Group LLC
Raleigh, NC |
BUY
|
- |
4.53K+ 85.22% |
$164K - $185K
|
9.85K
$481K
|
|
|
Nov 07, 2023
Q3 2023
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
4.36K+ 32.27% |
$157K - $178K
|
17.9K
$872K
|
|
|
Nov 15, 2023
Q3 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
4.36K+ 60.73% |
$157K - $178K
|
11.5K
$563K
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
4.26KNew |
$154K - $174K
|
4.26K
$208K
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
4.17K+ 9.43% |
$151K - $170K
|
48.4K
$2.36M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
4.11K+ 139.79% |
$149K - $168K
|
7.06K
$344K
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
3.3K+ 18.04% |
$119K - $135K
|
21.6K
$1.05M
|
|
|
Nov 02, 2023
Q3 2023
|
Financial Network Wealth Management LLC
Draper, UT |
BUY
|
- |
3.13K+ 11.25% |
$113K - $128K
|
30.9K
$1.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.92K+ 14.49% |
$105K - $119K
|
23.1K
$1.12M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.88K+ 15.02% |
$104K - $117K
|
22K
$1.08M
|
|
|
Oct 24, 2023
Q3 2023
|
Iag Wealth Partners, LLC
|
BUY
|
- |
2.52K+ 0.87% |
$91K - $103K
|
291K
$14.2M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.27KNew |
$81.9K - $92.6K
|
2.27K
$111K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
2K+ 0.87% |
$72.1K - $81.5K
|
232K
$11.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.85K+ 2.35% |
$66.8K - $75.5K
|
80.6K
$3.93M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.13K+ 1.63% |
$40.6K - $45.9K
|
70.2K
$3.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
1.13KNew |
$40.6K - $45.9K
|
1.13K
$54.9K
|
|
|
Oct 10, 2023
Q3 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
1.11K+ 10.05% |
$40K - $45.2K
|
12.1K
$592K
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
982+ 4.02% |
$35.5K - $40.1K
|
25.4K
$1.24M
|
|
|
Nov 09, 2023
Q3 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
955+ 8.13% |
$34.5K - $39K
|
12.7K
$620K
|
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
BUY
|
- |
684+ 12.07% |
$24.7K - $27.9K
|
6.35K
$310K
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
601+ 3.53% |
$21.7K - $24.5K
|
17.6K
$859K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
563+ 144.36% |
$20.3K - $23K
|
953
$46.5K
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
513New |
$18.5K - $20.9K
|
513
$25K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
413+ 2.05% |
$14.9K - $16.9K
|
20.6K
$1M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
352New |
$12.7K - $14.4K
|
352
$17.2K
|
|
|
Nov 02, 2023
Q3 2023
|
Wealth Spring Partners, LLC
Long Beach, CA |
BUY
|
- |
350+ 3.06% |
$12.6K - $14.3K
|
11.8K
$575K
|
|
|
Nov 03, 2023
Q3 2023
|
Larson Financial Group LLC
|
BUY
|
- |
263+ 2.92% |
$9.49K - $10.7K
|
9.28K
$453K
|