Purchases and Sales Made in Q1 2023 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q1 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 19, 2023
Q1 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
697KNew |
$18.8M - $23M
|
697K
$24.5M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
159K+ 40.4% |
$4.3M - $5.25M
|
554K
$19.5M
|
|
|
May 15, 2023
Q1 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
80.8KNew |
$2.18M - $2.66M
|
80.8K
$2.85M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
75.5K+ 581.86% |
$2.04M - $2.49M
|
88.5K
$3.12M
|
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
31.6KNew |
$853K - $1.04M
|
31.6K
$1.11M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
30.9K+ 10.79% |
$832K - $1.02M
|
317K
$11.2M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
30.3K+ 15.55% |
$817K - $998K
|
225K
$7.93M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
25.8KNew |
$697K - $851K
|
25.8K
$910K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22.3K+ 14.75% |
$602K - $735K
|
174K
$6.11M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
19.9KNew |
$538K - $657K
|
19.9K
$702K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19KNew |
$512K - $625K
|
19K
$668K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
17.4K+ 246.11% |
$470K - $574K
|
24.5K
$863K
|
|
|
Apr 18, 2023
Q1 2023
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
17.1K+ 13.47% |
$462K - $565K
|
144K
$5.09M
|
|
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
14.8K+ 23.13% |
$398K - $487K
|
78.6K
$2.77M
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
14.5K+ 7.69% |
$392K - $478K
|
203K
$7.16M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.4K+ 60.73% |
$335K - $409K
|
32.9K
$1.16M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.3K+ 8.78% |
$277K - $338K
|
127K
$4.47M
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
9.14K+ 40.76% |
$246K - $301K
|
31.6K
$1.11M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8.5K+ 18.56% |
$229K - $280K
|
54.3K
$1.91M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.56K+ 14.21% |
$204K - $249K
|
60.7K
$2.14M
|
|
|
May 15, 2023
Q1 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
7.21KNew |
$194K - $237K
|
7.21K
$254K
|
|
|
Apr 19, 2023
Q1 2023
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
6.74K+ 0.26% |
$182K - $222K
|
2.64M
$92.9M
|
|
|
May 01, 2023
Q1 2023
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
6.68K+ 42.37% |
$180K - $220K
|
22.4K
$790K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.67K+ 16.16% |
$153K - $187K
|
40.7K
$1.43M
|
|
|
May 12, 2023
Q1 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
5.62K+ 10.54% |
$152K - $185K
|
59K
$2.08M
|
|
|
May 08, 2023
Q1 2023
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
5.51K+ 19.69% |
$149K - $181K
|
33.5K
$1.18M
|
|
|
May 11, 2023
Q1 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
5.33K+ 26.64% |
$144K - $175K
|
25.3K
$892K
|
|
|
Apr 27, 2023
Q1 2023
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
5.28K+ 25.05% |
$142K - $174K
|
26.4K
$929K
|
|
|
Apr 28, 2023
Q1 2023
|
Harvest Group Wealth Management, LLC
|
BUY
|
- |
3.66K+ 25.05% |
$98.7K - $121K
|
18.3K
$644K
|
|
|
May 09, 2023
Q1 2023
|
Addison Advisors LLC
|
BUY
|
- |
3.55K+ 32.82% |
$95.6K - $117K
|
14.3K
$505K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
3.42K+ 3.02% |
$92.3K - $113K
|
117K
$4.11M
|
|
|
May 02, 2023
Q1 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
3.21K+ 25.94% |
$86.6K - $106K
|
15.6K
$549K
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.67K+ 3.78% |
$72K - $87.9K
|
73.2K
$2.58M
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
2.38KNew |
$64.1K - $78.2K
|
2.38K
$83.6K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.84K+ 8.99% |
$49.5K - $60.4K
|
22.2K
$783K
|
|
|
May 15, 2023
Q1 2023
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
1.81K+ 1.9% |
$48.7K - $59.5K
|
97K
$3.42M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.58K+ 1.7% |
$42.5K - $51.9K
|
94.5K
$3.33M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.5K+ 6.85% |
$40.5K - $49.4K
|
23.4K
$825K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.31K+ 4.07% |
$35.3K - $43.2K
|
33.5K
$1.18M
|
|
|
Apr 11, 2023
Q1 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
1.3K+ 10.19% |
$34.9K - $42.7K
|
14K
$493K
|
|
|
May 04, 2023
Q1 2023
|
Cx Institutional
|
BUY
|
- |
1.28K+ 4.06% |
$34.6K - $42.3K
|
32.9K
$1.16M
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.26K+ 10.26% |
$33.9K - $41.4K
|
13.5K
$476K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.17K+ 4.86% |
$31.6K - $38.6K
|
25.3K
$891K
|
|
|
May 05, 2023
Q1 2023
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
1.16K+ 6.75% |
$31.4K - $38.3K
|
18.4K
$648K
|
|
|
May 02, 2023
Q1 2023
|
Neumann Capital Management, LLC
|
BUY
|
- |
1.15K+ 10.47% |
$31K - $37.9K
|
12.1K
$427K
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
948+ 11.42% |
$25.6K - $31.2K
|
9.25K
$326K
|
|
|
Apr 20, 2023
Q1 2023
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
765+ 3.58% |
$20.6K - $25.2K
|
22.1K
$779K
|
|
|
Apr 06, 2023
Q1 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
605+ 7.31% |
$16.3K - $19.9K
|
8.88K
$313K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
537+ 7.56% |
$14.5K - $17.7K
|
7.64K
$269K
|
|
|
May 04, 2023
Q1 2023
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
525+ 3.11% |
$14.2K - $17.3K
|
17.4K
$612K
|