Purchases and Sales Made in Q3 2023 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-335- 3.59% |
$9.47K - $10.3K
|
9.01K
$337K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-342- 43.18% |
$9.67K - $10.5K
|
450
$16.8K
|
|
|
Dec 04, 2023
Q3 2023
|
Trust CO
|
SELL
|
- |
-409- 4.1% |
$11.6K - $12.6K
|
9.56K
$358K
|
|
|
Oct 23, 2023
Q3 2023
|
Vicus Capital
State College, PA |
SELL
|
- |
-539- 7.06% |
$15.2K - $16.6K
|
7.1K
$265K
|
|
|
Nov 01, 2023
Q3 2023
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
SELL
|
- |
-679- 3.83% |
$19.2K - $20.9K
|
17.1K
$639K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-701- 0.51% |
$19.8K - $21.6K
|
135K
$5.07M
|
|
|
Nov 06, 2023
Q3 2023
|
Wrapmanager Inc
|
SELL
|
- |
-927- 0.86% |
$26.2K - $28.6K
|
106K
$3.98M
|
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-1.24K- 3.25% |
$35K - $38.2K
|
36.9K
$1.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.27K- 14.26% |
$35.9K - $39.2K
|
7.65K
$286K
|
|
|
Nov 14, 2023
Q3 2023
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-1.73K- 1.78% |
$48.8K - $53.2K
|
95K
$3.56M
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-1.86K- 11.4% |
$52.7K - $57.5K
|
14.5K
$542K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.96K- 10.14% |
$55.5K - $60.6K
|
17.4K
$651K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.98K- 10.34% |
$55.9K - $61K
|
17.1K
$641K
|
|
|
Nov 03, 2023
Q3 2023
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-2.2K- 9.73% |
$62.2K - $67.8K
|
20.4K
$763K
|
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-2.28K- 12.33% |
$64.4K - $70.2K
|
16.2K
$606K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.37K- 3.97% |
$67K - $73.1K
|
57.4K
$2.15M
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.64K- 2.89% |
$74.6K - $81.4K
|
88.6K
$3.32M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.08K- 1.81% |
$87.2K - $95K
|
168K
$6.27M
|
|
|
Nov 07, 2023
Q3 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-4.94K- 14.63% |
$140K - $152K
|
28.8K
$1.08M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.01K- 98.22% |
$142K - $154K
|
91
$3.4K
|
|
|
Nov 06, 2024
Q3 2023
|
Concord Asset Management, Llc/Va
Abingdon, VA |
SELL
|
- |
-7.49K- 42.19% |
$212K - $231K
|
10.3K
$384K
|
|
|
Oct 25, 2023
Q3 2023
|
Concord Wealth Partners
|
SELL
|
- |
-8.18K- 31.23% |
$231K - $252K
|
18K
$674K
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO
|
SELL
|
- |
-8.71K- 30.87% |
$246K - $268K
|
19.5K
$729K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-9.03K- 31.8% |
$255K - $278K
|
19.4K
$724K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-13.1K- 1.08% |
$372K - $405K
|
1.2M
$45.1M
|
|
|
Oct 17, 2023
Q3 2023
|
Cx Institutional
|
SELL
|
- |
-26.7K- 76.7% |
$754K - $822K
|
8.1K
$303K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-32.9K- 5.91% |
$931K - $1.02M
|
524K
$19.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-44.6K- 47.95% |
$1.26M - $1.37M
|
48.4K
$1.81M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-47.2K- 12.94% |
$1.33M - $1.46M
|
318K
$11.9M
|