Purchases and Sales Made in Q4 2021 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
96.9K+ 75.11% |
$3.4M - $3.83M
|
226K
$7.95M
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
85.2K+ 21030.12% |
$2.99M - $3.37M
|
85.6K
$3.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
47.2K+ 67.56% |
$1.66M - $1.87M
|
117K
$4.13M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
37.1K+ 48.63% |
$1.3M - $1.47M
|
113K
$4M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
28.9KNew |
$1.02M - $1.14M
|
28.9K
$1.02M
|
|
|
Feb 08, 2022
Q4 2021
|
Carson Advisory Inc.
|
BUY
|
- |
26.7KNew |
$938K - $1.06M
|
26.7K
$941K
|
|
|
Nov 06, 2024
Q4 2021
|
Concord Asset Management, Llc/Va
Abingdon, VA |
BUY
|
- |
24.8KNew |
$871K - $982K
|
24.8K
$874K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
19.8K+ 44.63% |
$694K - $782K
|
64K
$2.25M
|
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
18.6K+ 128.64% |
$654K - $738K
|
33.1K
$1.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.8KNew |
$590K - $665K
|
16.8K
$592K
|
|
|
Feb 14, 2022
Q4 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
16.1K+ 13.0% |
$564K - $635K
|
139K
$4.91M
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
14.6K+ 99.79% |
$512K - $577K
|
29.2K
$1.03M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.2KNew |
$498K - $562K
|
14.2K
$500K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
13.9K+ 13.88% |
$489K - $552K
|
114K
$4.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
13.9K+ 17.25% |
$489K - $552K
|
94.7K
$3.33M
|
|
|
Feb 04, 2022
Q4 2021
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
12.1KNew |
$426K - $481K
|
12.1K
$428K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.1K+ 23.27% |
$423K - $477K
|
63.9K
$2.25M
|
|
|
May 02, 2022
Q4 2021
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
11.7KNew |
$409K - $461K
|
11.7K
$411K
|
|
|
Feb 01, 2022
Q4 2021
|
Tiaa, Fsb
St. Louis, MO |
BUY
|
- |
9.33K+ 0.34% |
$328K - $369K
|
2.78M
$97.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.23K+ 25.66% |
$289K - $326K
|
40.3K
$1.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
7.94K+ 3.36% |
$279K - $314K
|
244K
$8.59M
|
|
|
Jan 24, 2022
Q4 2021
|
Lake Street Financial LLC
|
BUY
|
- |
6.97KNew |
$245K - $276K
|
6.97K
$246K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.7K+ 7.57% |
$235K - $265K
|
95.2K
$3.35M
|
|
|
Jun 01, 2022
Q4 2021
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
5.89KNew |
$207K - $233K
|
5.89K
$207K
|
|
|
Feb 17, 2022
Q4 2021
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
5.54KNew |
$195K - $219K
|
5.54K
$195K
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
5.39KNew |
$189K - $213K
|
5.39K
$190K
|
|
|
Feb 14, 2022
Q4 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
4.26K+ 15.75% |
$149K - $168K
|
31.3K
$1.1M
|
|
|
Jan 28, 2022
Q4 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
3.43K+ 19.99% |
$121K - $136K
|
20.6K
$726K
|
|
|
Feb 07, 2022
Q4 2021
|
Koss Olinger Consulting, LLC
|
BUY
|
- |
3K+ 19.67% |
$105K - $119K
|
18.3K
$643K
|
|
|
Feb 07, 2022
Q4 2021
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
3K+ 17.78% |
$105K - $119K
|
19.9K
$700K
|
|
|
Jan 31, 2022
Q4 2021
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
2.91K+ 40.3% |
$102K - $115K
|
10.1K
$357K
|
|
|
Feb 14, 2022
Q4 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
2.07K+ 11.55% |
$72.6K - $81.9K
|
20K
$704K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.06K+ 52.09% |
$72.2K - $81.3K
|
6K
$211K
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
1.26K+ 6.85% |
$44.1K - $49.8K
|
19.6K
$691K
|
|
|
Jan 11, 2022
Q4 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
1.25K+ 11.34% |
$44K - $49.6K
|
12.3K
$434K
|
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.01KNew |
$35.3K - $39.8K
|
1.01K
$35.4K
|
|
|
Jan 28, 2022
Q4 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
935+ 3.79% |
$32.8K - $37K
|
25.6K
$903K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
684New |
$24K - $27.1K
|
684
$24.1K
|
|
|
Mar 11, 2022
Q4 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
680+ 7.73% |
$23.9K - $26.9K
|
9.48K
$334K
|
|
|
Feb 11, 2022
Q4 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
609+ 4.1% |
$21.4K - $24.1K
|
15.4K
$544K
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
595+ 8.93% |
$20.9K - $23.6K
|
7.26K
$256K
|
|
|
Jan 14, 2022
Q4 2021
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
581+ 5.81% |
$20.4K - $23K
|
10.6K
$373K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
460+ 5.13% |
$16.2K - $18.2K
|
9.43K
$332K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
396+ 6.52% |
$13.9K - $15.7K
|
6.47K
$228K
|
|
|
Jan 19, 2022
Q4 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
318+ 6.87% |
$11.2K - $12.6K
|
4.95K
$174K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
309+ 2.42% |
$10.8K - $12.2K
|
13.1K
$461K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
170+ 2.19% |
$5.97K - $6.73K
|
7.92K
$279K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
147+ 0.75% |
$5.16K - $5.82K
|
19.9K
$699K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
140New |
$4.92K - $5.54K
|
140
$4.93K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
136+ 6.98% |
$4.77K - $5.38K
|
2.08K
$73.4K
|