Purchases and Sales Made in Q4 2022 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
357K+ 932.03% |
$10.1M - $11.8M
|
395K
$14.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
103KNew |
$2.94M - $3.42M
|
103K
$3.9M
|
|
|
Feb 06, 2023
Q4 2022
|
Phoenix Wealth Advisors
|
BUY
|
- |
99.2KNew |
$2.82M - $3.29M
|
99.2K
$3.74M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
63.9K+ 16.95% |
$1.82M - $2.12M
|
441K
$16.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
63.3KNew |
$1.8M - $2.09M
|
63.3K
$2.39M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
48.2K+ 6.49% |
$1.37M - $1.6M
|
791K
$29.8M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
39.5K+ 20.53% |
$1.12M - $1.31M
|
232K
$8.75M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
37.8K+ 15.25% |
$1.08M - $1.25M
|
286K
$10.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
26K+ 95.0% |
$739K - $860K
|
53.3K
$2.01M
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
24.6KNew |
$698K - $813K
|
24.6K
$926K
|
|
|
Feb 01, 2023
Q4 2022
|
Laurel Wealth Planning LLC
Edina, MN |
BUY
|
- |
24.1K+ 23.31% |
$684K - $796K
|
127K
$4.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
23.5K+ 56.59% |
$669K - $778K
|
65.1K
$2.45M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
21.2K+ 86.51% |
$604K - $703K
|
45.8K
$1.73M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
18.6K+ 18.95% |
$529K - $616K
|
117K
$4.41M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
15.9K+ 86.07% |
$453K - $528K
|
34.5K
$1.3M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
15.5K+ 179.04% |
$440K - $512K
|
24.1K
$910K
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
15.1K+ 8.69% |
$429K - $500K
|
189K
$7.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
13KNew |
$369K - $430K
|
13K
$490K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
12K+ 142.54% |
$341K - $397K
|
20.4K
$770K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
11.4K+ 108.63% |
$325K - $378K
|
21.9K
$827K
|
|
|
Feb 03, 2023
Q4 2022
|
Cx Institutional
|
BUY
|
- |
11.2K+ 55.13% |
$319K - $372K
|
31.6K
$1.19M
|
|
|
Feb 10, 2023
Q4 2022
|
Ipsen Advisor Group LLC
Little Rock, AR |
BUY
|
- |
11KNew |
$313K - $364K
|
11K
$415K
|
|
|
Feb 14, 2023
Q4 2022
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
9.94KNew |
$283K - $329K
|
9.94K
$375K
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
8.92K+ 9.1% |
$254K - $295K
|
107K
$4.03M
|
|
|
Feb 10, 2023
Q4 2022
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
8.75KNew |
$249K - $290K
|
8.75K
$330K
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
8.3KNew |
$236K - $275K
|
8.3K
$313K
|
|
|
Feb 14, 2023
Q4 2022
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
8.3KNew |
$236K - $275K
|
8.3K
$313K
|
|
|
Feb 13, 2023
Q4 2022
|
Aire Advisors, LLC
Beverly Hills, CA |
BUY
|
- |
7.06KNew |
$201K - $234K
|
7.06K
$266K
|
|
|
Jan 25, 2023
Q4 2022
|
Lake Street Financial LLC
|
BUY
|
- |
6.97KNew |
$198K - $231K
|
6.97K
$263K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.88K+ 24.41% |
$196K - $228K
|
35.1K
$1.32M
|
|
|
Mar 15, 2023
Q4 2022
|
Milestone Investment Advisors LLC
Middleton, WI |
BUY
|
- |
5KNew |
$142K - $166K
|
5K
$189K
|
|
|
Jan 12, 2023
Q4 2022
|
Baystate Wealth Management LLC
|
BUY
|
- |
4.72K+ 14.14% |
$134K - $156K
|
38.1K
$1.44M
|
|
|
Feb 13, 2023
Q4 2022
|
Jones Financial Companies Lllp
|
BUY
|
- |
4.5K+ 29.02% |
$128K - $149K
|
20K
$754K
|
|
|
Feb 10, 2023
Q4 2022
|
New York Life Investment Management LLC
New York, NY |
BUY
|
- |
4.27K+ 18.02% |
$121K - $141K
|
28K
$1.05M
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.8K+ 13.37% |
$108K - $126K
|
32.2K
$1.22M
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.44K+ 5.13% |
$97.8K - $114K
|
70.5K
$2.66M
|
|
|
Jan 26, 2023
Q4 2022
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
2.48K+ 12.35% |
$70.6K - $82.1K
|
22.6K
$851K
|
|
|
Feb 14, 2023
Q4 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
2.41K+ 24.45% |
$68.5K - $79.7K
|
12.3K
$462K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.28KNew |
$64.8K - $75.4K
|
2.28K
$85.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.22K+ 2.0% |
$63.2K - $73.5K
|
113K
$4.27M
|
|
|
Feb 06, 2023
Q4 2022
|
Neumann Capital Management, LLC
|
BUY
|
- |
2.1K+ 23.65% |
$59.7K - $69.5K
|
11K
$414K
|
|
|
Feb 10, 2023
Q4 2022
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
1.9K+ 2.41% |
$53.9K - $62.7K
|
80.5K
$3.04M
|
|
|
Feb 10, 2023
Q4 2022
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
1.86K+ 17.71% |
$53K - $61.6K
|
12.4K
$467K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.4K+ 14.56% |
$39.8K - $46.3K
|
11K
$415K
|
|
|
Jan 17, 2023
Q4 2022
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
1.24K+ 17.67% |
$35.4K - $41.1K
|
8.28K
$312K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.17K+ 67.28% |
$33.3K - $38.7K
|
2.91K
$110K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.15K+ 405.63% |
$32.8K - $38.1K
|
1.44K
$54.2K
|
|
|
Feb 09, 2023
Q4 2022
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
1.09K+ 5.38% |
$31K - $36K
|
21.3K
$805K
|
|
|
Feb 13, 2023
Q4 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
1.08K+ 4.37% |
$30.7K - $35.7K
|
25.8K
$972K
|
|
|
Feb 08, 2023
Q4 2022
|
Retirement Income Solutions, Inc
Ann Arbor, MI |
BUY
|
- |
1K+ 6.18% |
$28.5K - $33.2K
|
17.2K
$650K
|