Purchases and Sales Made in Q4 2023 in Nuveen Esg Mid Cap Value ETF (NUMV)
This table provides information about the institutional ownership of Nuveen Esg Mid Cap Value ETF (NUMV) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG MID-CAP VALUE ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
95.9K+ 8.05% |
$2.53M - $3.04M
|
1.29M
$45.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
82.1K+ 6.81% |
$2.17M - $2.6M
|
1.29M
$45.3M
|
|
|
Jan 16, 2024
Q4 2023
|
Invera Wealth Advisors, LLC
Bend, OR |
BUY
|
- |
62.9KNew |
$1.66M - $2M
|
62.9K
$2.22M
|
|
|
Feb 13, 2024
Q4 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
55.1K+ 65.01% |
$1.46M - $1.75M
|
140K
$4.93M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
50.9K+ 16.62% |
$1.34M - $1.62M
|
357K
$12.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
45.3K+ 8.65% |
$1.2M - $1.44M
|
570K
$20.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
38.2KNew |
$1.01M - $1.21M
|
38.2K
$1.35M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
35K+ 201.14% |
$924K - $1.11M
|
52.4K
$1.85M
|
|
|
Feb 07, 2024
Q4 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
34.7K+ 4.24% |
$915K - $1.1M
|
851K
$30M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
26.9K+ 30.72% |
$711K - $853K
|
114K
$4.03M
|
|
|
Feb 06, 2024
Q4 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
24.5K+ 10.04% |
$646K - $776K
|
268K
$9.45M
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
18.2KNew |
$480K - $576K
|
18.2K
$640K
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
12.9K+ 103.05% |
$341K - $410K
|
25.5K
$896K
|
|
|
Feb 08, 2024
Q4 2023
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
BUY
|
- |
10.9KNew |
$287K - $345K
|
10.9K
$383K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.5K+ 4.39% |
$276K - $332K
|
249K
$8.77M
|
|
|
Feb 13, 2024
Q4 2023
|
Stage Harbor Financial, LLC
Needham, MA |
BUY
|
- |
8.97KNew |
$237K - $285K
|
8.97K
$316K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
8.66K+ 18.73% |
$229K - $275K
|
54.9K
$1.93M
|
|
|
Feb 08, 2024
Q4 2023
|
Private Wealth Management Group, LLC
Princeton, NJ |
BUY
|
- |
8.47KNew |
$224K - $269K
|
8.47K
$298K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
7.71K+ 22.76% |
$204K - $244K
|
41.6K
$1.46M
|
|
|
Feb 28, 2024
Q4 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
7.68K+ 128.89% |
$203K - $244K
|
13.6K
$480K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
7.58K+ 8.55% |
$200K - $240K
|
96.2K
$3.39M
|
|
|
Jan 12, 2024
Q4 2023
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
7.33KNew |
$194K - $233K
|
7.33K
$258K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
6.96KNew |
$184K - $221K
|
6.96K
$245K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.87KNew |
$181K - $218K
|
6.87K
$242K
|
|
|
Jan 10, 2024
Q4 2023
|
Lake Street Financial LLC
|
BUY
|
- |
6.77KNew |
$179K - $215K
|
6.77K
$239K
|
|
|
Jan 12, 2024
Q4 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
5.88K+ 49.35% |
$155K - $187K
|
17.8K
$627K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
3.69KNew |
$97.5K - $117K
|
3.69K
$130K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.94K+ 15.2% |
$77.7K - $93.3K
|
22.3K
$785K
|
|
|
Feb 01, 2024
Q4 2023
|
Parkside Financial Bank & Trust
|
BUY
|
- |
2.84K+ 15.95% |
$75.1K - $90.2K
|
20.7K
$728K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.78KNew |
$47.1K - $56.6K
|
1.78K
$62.8K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.6K+ 6.11% |
$42.3K - $50.8K
|
27.8K
$978K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.26KNew |
$33.1K - $39.8K
|
1.26K
$44.2K
|
|
|
Feb 15, 2024
Q4 2023
|
Clarity Asset Management, Inc.
Ames, IA |
BUY
|
- |
1.11KNew |
$29.2K - $35.1K
|
1.11K
$39K
|
|
|
Dec 12, 2024
Q4 2023
|
Heritage Wealth Advisors
|
BUY
|
- |
1.03K+ 4.14% |
$27.2K - $32.6K
|
25.9K
$911K
|
|
|
Feb 09, 2024
Q4 2023
|
Heritage Wealth Advisors
|
BUY
|
- |
1.03K+ 4.14% |
$27.2K - $32.6K
|
25.9K
$911K
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.03K+ 7.08% |
$27.1K - $32.5K
|
15.5K
$546K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.02K+ 226.0% |
$26.9K - $32.3K
|
1.47K
$51.7K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
918+ 0.68% |
$24.2K - $29.1K
|
136K
$4.8M
|
|
|
Jan 24, 2024
Q4 2023
|
Private Trust CO Na
|
BUY
|
- |
870New |
$23K - $27.6K
|
870
$30.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
825+ 9.16% |
$21.8K - $26.2K
|
9.83K
$346K
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
816+ 8.8% |
$21.6K - $25.9K
|
10.1K
$355K
|
|
|
Feb 07, 2024
Q4 2023
|
Neumann Capital Management, LLC
|
BUY
|
- |
730+ 5.65% |
$19.3K - $23.2K
|
13.7K
$481K
|
|
|
Jan 10, 2024
Q4 2023
|
Trust CO
|
BUY
|
- |
624+ 6.52% |
$16.5K - $19.8K
|
10.2K
$359K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
573New |
$15.1K - $18.2K
|
573
$20.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
545+ 1.13% |
$14.4K - $17.3K
|
48.9K
$1.72M
|
|
|
Jan 18, 2024
Q4 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
520New |
$13.7K - $16.5K
|
520
$18.3K
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
510+ 2.0% |
$13.5K - $16.2K
|
26K
$916K
|
|
|
Jan 10, 2024
Q4 2023
|
Bruce G. Allen Investments, LLC
Denver, CO |
BUY
|
- |
370New |
$9.77K - $11.7K
|
370
$13K
|
|
|
Jan 17, 2024
Q4 2023
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
356+ 2.94% |
$9.4K - $11.3K
|
12.5K
$439K
|
|
|
Jan 24, 2024
Q4 2023
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
250+ 2.23% |
$6.6K - $7.93K
|
11.5K
$403K
|