Purchases and Sales Made in Q3 2023 in Nuveen Enhanced Yield 1 5 Year (NUSA)
This table provides information about the institutional ownership of Nuveen Enhanced Yield 1 5 Year (NUSA) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ENHANCED YIELD 1-5 YEAR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
240K+ 50.78% |
$5.41M - $5.49M
|
711K
$16.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
201KNew |
$4.53M - $4.6M
|
201K
$4.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
171K+ 633.25% |
$3.85M - $3.91M
|
198K
$4.56M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
35.9KNew |
$811K - $823K
|
35.9K
$828K
|
|
|
Nov 13, 2023
Q3 2023
|
Parkside Financial Bank & Trust
|
BUY
|
- |
12.8K+ 107.66% |
$289K - $293K
|
24.7K
$569K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.1K+ 50.62% |
$160K - $163K
|
21.1K
$487K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.49K+ 54.98% |
$56.1K - $56.9K
|
7.01K
$162K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.98K+ 78.64% |
$44.8K - $45.5K
|
4.51K
$104K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
1+ 1.16% |
$22.6 - $22.9
|
87
$2.01K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
1New |
$22.6 - $22.9
|
1
$23.1
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-133- 12.88% |
$3K - $3.05K
|
900
$20.8K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.84K- 8.09% |
$41.5K - $42.2K
|
20.9K
$482K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-9.41K- 14.11% |
$212K - $216K
|
57.3K
$1.32M
|
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-11.8K- 51.86% |
$267K - $271K
|
11K
$253K
|