Purchases and Sales Made in Q2 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q2 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.26K+ 89.66% |
$138K - $150K
|
6.9K
$312K
|
|
|
Aug 13, 2024
Q2 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
3.2K+ 132.12% |
$136K - $147K
|
5.62K
$254K
|
|
|
Aug 13, 2021
Q2 2021
|
Principle Wealth Partners LLC
|
BUY
|
- |
3.16K+ 48.51% |
$134K - $145K
|
9.66K
$437K
|
|
|
Mar 22, 2023
Q2 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.11K+ 36.71% |
$132K - $143K
|
11.6K
$523K
|
|
|
Jul 29, 2021
Q2 2021
|
Whittier Trust CO
|
BUY
|
- |
2.55K+ 3.59% |
$108K - $117K
|
73.4K
$3.32M
|
|
|
Aug 12, 2021
Q2 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
2.47K+ 10.89% |
$105K - $113K
|
25.1K
$1.14M
|
|
|
Jul 30, 2021
Q2 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
2.21K+ 373.31% |
$93.7K - $102K
|
2.8K
$127K
|
|
|
Jul 14, 2021
Q2 2021
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
2.11K+ 4.6% |
$89.5K - $97K
|
48K
$2.17M
|
|
|
Jul 23, 2021
Q2 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
1.96KNew |
$83K - $89.9K
|
1.96K
$88.5K
|
|
|
Jul 22, 2021
Q2 2021
|
Better Money Decisions, LLC
|
BUY
|
- |
1.71K+ 54.0% |
$72.4K - $78.5K
|
4.87K
$220K
|
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.58K+ 11.36% |
$67.1K - $72.7K
|
15.5K
$702K
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.58K+ 6.57% |
$66.8K - $72.4K
|
25.5K
$1.16M
|
|
|
Aug 10, 2021
Q2 2021
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
1.48K+ 27.75% |
$62.8K - $68.1K
|
6.82K
$309K
|
|
|
Aug 13, 2021
Q2 2021
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
1.46K+ 14.5% |
$61.8K - $67K
|
11.5K
$521K
|
|
|
Jul 07, 2021
Q2 2021
|
S.A. Mason LLC
|
BUY
|
- |
1.45KNew |
$61.5K - $66.7K
|
1.45K
$65.6K
|
|
|
Aug 13, 2021
Q2 2021
|
3 D/L Capital Management, LLC
|
BUY
|
- |
1.26K+ 10.89% |
$53.5K - $58K
|
12.8K
$581K
|
|
|
Aug 03, 2021
Q2 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
1.21K+ 21.85% |
$51.5K - $55.8K
|
6.77K
$306K
|
|
|
Jul 26, 2021
Q2 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.21K+ 5.52% |
$51.1K - $55.4K
|
23K
$1.04M
|
|
|
Aug 05, 2021
Q2 2021
|
Us Bancorp \De\
|
BUY
|
- |
1.18K+ 526.91% |
$49.8K - $54K
|
1.4K
$63.3K
|
|
|
Jul 16, 2021
Q2 2021
|
Resonant Capital Advisors, LLC
|
BUY
|
- |
975+ 12.24% |
$41.3K - $44.8K
|
8.94K
$405K
|
|
|
Aug 13, 2021
Q2 2021
|
Lincoln National Corp
|
BUY
|
- |
957+ 8.72% |
$40.6K - $44K
|
11.9K
$540K
|
|
|
Aug 10, 2021
Q2 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
895+ 2.3% |
$38K - $41.2K
|
39.8K
$1.8M
|
|
|
Aug 10, 2021
Q2 2021
|
Vicus Capital
State College, PA |
BUY
|
- |
813+ 3.81% |
$34.5K - $37.4K
|
22.2K
$1M
|
|
|
Aug 10, 2021
Q2 2021
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
777+ 10.4% |
$33K - $35.7K
|
8.25K
$373K
|
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
718New |
$30.5K - $33K
|
718
$32.5K
|
|
|
Aug 04, 2021
Q2 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
638New |
$27.1K - $29.3K
|
638
$28.9K
|
|
|
Jul 14, 2021
Q2 2021
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
622+ 8.35% |
$26.4K - $28.6K
|
8.07K
$365K
|
|
|
Jul 26, 2021
Q2 2021
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
608+ 5.81% |
$25.8K - $28K
|
11.1K
$501K
|
|
|
Aug 09, 2021
Q2 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
584+ 12.2% |
$24.8K - $26.9K
|
5.37K
$243K
|
|
|
Jul 28, 2021
Q2 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
570New |
$24.2K - $26.2K
|
570
$25.8K
|
|
|
Jul 28, 2021
Q2 2021
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
514+ 188.97% |
$21.8K - $23.6K
|
786
$35.6K
|
|
|
Aug 02, 2021
Q2 2021
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
493+ 4.01% |
$20.9K - $22.7K
|
12.8K
$579K
|
|
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
488+ 65.68% |
$20.7K - $22.4K
|
1.23K
$55.7K
|
|
|
Jul 22, 2021
Q2 2021
|
Brio Consultants, LLC
|
BUY
|
- |
433+ 4.6% |
$18.4K - $19.9K
|
9.85K
$446K
|
|
|
Aug 10, 2021
Q2 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
424+ 4.96% |
$18K - $19.5K
|
8.98K
$406K
|
|
|
Aug 09, 2021
Q2 2021
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
372+ 24.59% |
$15.8K - $17.1K
|
1.89K
$85.3K
|
|
|
Jul 21, 2021
Q2 2021
|
Arrow Financial Corp
|
BUY
|
- |
344+ 12.33% |
$14.6K - $15.8K
|
3.13K
$142K
|
|
|
Aug 17, 2021
Q2 2021
|
Retirement Group, LLC
|
BUY
|
- |
336+ 23.5% |
$14.2K - $15.4K
|
1.77K
$79.9K
|
|
|
Aug 05, 2021
Q2 2021
|
Richard Bernstein Advisors LLC
|
BUY
|
- |
288New |
$12.2K - $13.2K
|
288
$13K
|
|
|
Aug 31, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
247+ 3.44% |
$10.5K - $11.4K
|
7.42K
$336K
|
|
|
Aug 13, 2021
Q2 2021
|
Covington Capital Management
|
BUY
|
- |
240+ 600.0% |
$10.2K - $11K
|
280
$12.7K
|
|
|
Jul 08, 2021
Q2 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
185+ 0.99% |
$7.85K - $8.51K
|
18.8K
$850K
|
|
|
Jul 22, 2021
Q2 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
179+ 0.4% |
$7.59K - $8.23K
|
45.2K
$2.05M
|
|
|
Aug 10, 2021
Q2 2021
|
Larson Financial Group LLC
|
BUY
|
- |
169+ 3.55% |
$7.17K - $7.77K
|
4.93K
$223K
|
|
|
Aug 04, 2021
Q2 2021
|
Iag Wealth Partners, LLC
|
BUY
|
- |
139+ 9.5% |
$5.89K - $6.39K
|
1.6K
$72.5K
|
|
|
Aug 16, 2021
Q2 2021
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
130+ 2.1% |
$5.51K - $5.98K
|
6.33K
$286K
|
|
|
Aug 11, 2021
Q2 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
126New |
$5.34K - $5.79K
|
126
$5.7K
|
|
|
Aug 16, 2021
Q2 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
108+ 3.97% |
$4.58K - $4.97K
|
2.83K
$128K
|
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
88+ 21.05% |
$3.73K - $4.05K
|
506
$22.9K
|
|
|
Jul 29, 2021
Q2 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
67+ 1.41% |
$2.84K - $3.08K
|
4.83K
$218K
|