Purchases and Sales Made in Q3 2021 in Novavax Inc (NVAX)
This table provides information about the institutional ownership of Novavax Inc (NVAX) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVAVAX INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
956+ 277.1% |
$170K - $259K
|
1.3K
$11.1K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
950+ 5.37% |
$169K - $257K
|
18.6K
$159K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
946+ 134.18% |
$168K - $256K
|
1.65K
$14.1K
|
|
|
Nov 03, 2021
Q3 2021
|
Treasurer Of The State Of North Carolina
|
BUY
|
- |
919+ 1.93% |
$163K - $249K
|
48.4K
$412K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
891+ 59.96% |
$158K - $241K
|
2.38K
$20.2K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
867+ 74.42% |
$154K - $235K
|
2.03K
$17.3K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
781+ 66.19% |
$139K - $211K
|
1.96K
$16.7K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
761+ 38.45% |
$135K - $206K
|
2.74K
$23.3K
|
|
|
Oct 07, 2021
Q3 2021
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
692New |
$123K - $187K
|
692
$5.89K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
645+ 17.32% |
$115K - $175K
|
4.37K
$37.2K
|
|
|
Nov 09, 2021
Q3 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
613+ 26.14% |
$109K - $166K
|
2.96K
$25.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
613+ 7.75% |
$109K - $166K
|
8.52K
$72.5K
|
|
|
Nov 10, 2021
Q3 2021
|
Handelsbanken Fonder Ab
|
BUY
|
- |
600+ 4.92% |
$107K - $162K
|
12.8K
$109K
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
534+ 32.78% |
$94.9K - $144K
|
2.16K
$18.4K
|
|
|
Oct 06, 2021
Q3 2021
|
Hodges Capital Management Inc.
|
BUY
|
- |
500+ 25.0% |
$88.9K - $135K
|
2.5K
$21.3K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
491+ 27.34% |
$87.3K - $133K
|
2.29K
$19.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
BUY
|
- |
479+ 27.28% |
$85.2K - $130K
|
2.24K
$19K
|
|
|
Nov 15, 2021
Q3 2021
|
Blue Crest Capital Management LTD
St Helier, Y9 |
BUY
|
- |
476+ 24.7% |
$84.6K - $129K
|
2.4K
$20.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Profund Advisors LLC
|
BUY
|
- |
444+ 3.82% |
$78.9K - $120K
|
12.1K
$103K
|
|
|
Nov 10, 2021
Q3 2021
|
Rafferty Asset Management, LLC
New York, NY |
BUY
|
- |
425+ 3.42% |
$75.6K - $115K
|
12.9K
$109K
|
|
|
Nov 15, 2021
Q3 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
404+ 19.98% |
$71.8K - $109K
|
2.43K
$20.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
402+ 11.58% |
$71.5K - $109K
|
3.88K
$33K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
392+ 22.23% |
$69.7K - $106K
|
2.16K
$18.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
384+ 25.57% |
$68.3K - $104K
|
1.89K
$16K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
373+ 2.11% |
$66.3K - $101K
|
18K
$153K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
362+ 8.7% |
$64.4K - $97.9K
|
4.52K
$38.5K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
333+ 24.04% |
$59.2K - $90.1K
|
1.72K
$14.6K
|
|
|
Nov 09, 2023
Q3 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
325+ 20.17% |
$57.8K - $87.9K
|
1.94K
$16.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
322New |
$57.3K - $87.1K
|
322
$2.74K
|
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
BUY
|
- |
319+ 0.38% |
$56.7K - $86.3K
|
85.4K
$727K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
309+ 4.6% |
$54.9K - $83.6K
|
7.03K
$59.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
307New |
$54.6K - $83.1K
|
307
$2.61K
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
307+ 118.08% |
$54.6K - $83.1K
|
567
$4.83K
|
|
|
Nov 15, 2021
Q3 2021
|
Dcm Advisors, LLC
New York, NY |
BUY
|
- |
300+ 20.13% |
$53.3K - $81.2K
|
1.79K
$15.2K
|
|
|
Oct 21, 2021
Q3 2021
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
300New |
$53.3K - $81.2K
|
300
$2.55K
|
|
|
Nov 15, 2021
Q3 2021
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
291+ 2.38% |
$51.7K - $78.7K
|
12.5K
$106K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
287+ 1.31% |
$51K - $77.7K
|
22.3K
$189K
|
|
|
Nov 02, 2021
Q3 2021
|
Asset Management One Co., Ltd.
|
BUY
|
- |
282+ 0.92% |
$50.1K - $76.3K
|
31K
$264K
|
|
|
Nov 15, 2021
Q3 2021
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
254+ 6.7% |
$45.2K - $68.7K
|
4.05K
$34.4K
|
|
|
Nov 01, 2021
Q3 2021
|
B. Metzler Seel. Sohn & Co. Holding Ag
Frankfurt, 2M |
BUY
|
- |
247+ 22.62% |
$43.9K - $66.8K
|
1.34K
$11.4K
|
|
|
Nov 10, 2021
Q3 2021
|
Nissay Asset Management Corp
Tokyo, M0 |
BUY
|
- |
242+ 3.08% |
$43K - $65.5K
|
8.1K
$68.9K
|
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
214+ 10.87% |
$38K - $57.9K
|
2.18K
$18.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
190+ 12.76% |
$33.8K - $51.4K
|
1.68K
$14.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
188+ 9.63% |
$33.4K - $50.9K
|
2.14K
$18.2K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
BUY
|
- |
178+ 9.14% |
$31.6K - $48.2K
|
2.13K
$18.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
176+ 78.22% |
$31.3K - $47.6K
|
401
$3.41K
|
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
171New |
$30.4K - $46.3K
|
171
$1.46K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
159+ 103.92% |
$28.3K - $43K
|
312
$2.66K
|
|
|
Nov 12, 2021
Q3 2021
|
Achmea Investment Management B.V.
|
BUY
|
- |
144+ 2.07% |
$25.6K - $39K
|
7.11K
$60.5K
|
|
|
Oct 28, 2021
Q3 2021
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
BUY
|
- |
130+ 12.38% |
$23.1K - $35.2K
|
1.18K
$10K
|