Latest Institutional Transactions on Novartis Ag (NVS)
This table provides information on the latest institutional transactions involving Novartis Ag (NVS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 16, 2021
Q4 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-212Closed |
$16.6K - $20K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
7New |
$546 - $661
|
7
$680
|
|
Feb 12, 2021
Q4 2020
|
Goelzer Investment Management, Inc.
|
SELL
|
- |
-8.51KClosed |
$664K - $803K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Erts Wealth Advisors, LLC
|
SELL
|
- |
-2.33KClosed |
$182K - $220K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Parkwood LLC
Cleveland, OH |
SELL
|
- |
-59.1KClosed |
$4.61M - $5.58M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-25.9KClosed |
$2.02M - $2.44M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-13.9KClosed |
$1.09M - $1.31M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Capital International Investors
Los Angeles, CA |
SELL
|
- |
-780KClosed |
$60.9M - $73.7M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Stevard, LLC
Chicago, IL |
SELL
|
- |
-2.87KClosed |
$224K - $271K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-2.8KClosed |
$218K - $264K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-3.54KClosed |
$276K - $334K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Burney CO
Reston, VA |
SELL
|
- |
-2.4KClosed |
$187K - $226K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-18Closed |
$1.41K - $1.7K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-4.3KClosed |
$336K - $406K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Dougherty Wealth Advisers LLC
|
SELL
|
- |
-614Closed |
$47.9K - $58K
|
0
$0
|
|
Feb 03, 2021
Q4 2020
|
Canton Hathaway, LLC
|
SELL
|
- |
-1.23KClosed |
$96.1K - $116K
|
0
$0
|
|
Feb 02, 2021
Q4 2020
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
SELL
|
- |
-1.05KClosed |
$81.6K - $98.7K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Tfo Tdc, LLC
|
SELL
|
- |
-50Closed |
$3.9K - $4.72K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-410Closed |
$32K - $38.7K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Tranquility Partners, LLC
|
SELL
|
- |
-2.89KClosed |
$225K - $273K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-70Closed |
$5.46K - $6.61K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
James Investment Research Inc
|
SELL
|
- |
-24Closed |
$1.87K - $2.27K
|
0
$0
|
|
Jan 26, 2021
Q4 2020
|
Howland Capital Management LLC
|
SELL
|
- |
-2.54KClosed |
$199K - $240K
|
0
$0
|
|
Jan 25, 2021
Q4 2020
|
Advisor Shares Investments LLC
Bethesda, MD |
SELL
|
- |
-5.05KClosed |
$394K - $477K
|
0
$0
|
|
Jan 20, 2021
Q4 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-2.78KClosed |
$217K - $262K
|
0
$0
|
|
Jan 15, 2021
Q4 2020
|
Endurance Wealth Management, Inc.
|
SELL
|
- |
-290Closed |
$22.6K - $27.4K
|
0
$0
|
|
Jan 14, 2021
Q4 2020
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-14.4KClosed |
$1.13M - $1.36M
|
0
$0
|
|
Jan 13, 2021
Q4 2020
|
Benson Investment Management Company, Inc.
|
SELL
|
- |
-40.7KClosed |
$3.18M - $3.85M
|
0
$0
|
|
Jan 13, 2021
Q4 2020
|
Xr Securities LLC
|
SELL
|
CALL |
-14.7KClosed |
$1.15M - $1.39M
|
0
$0
|
|
Q3 2020 | |||||||
Mar 11, 2022
Q3 2020
|
Alpha Centric Advisors LLC
San Juan, PR |
SELL
|
- |
-550Closed |
$45.2K - $50.1K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Redmile Group, LLC
San Francisco, CA |
SELL
|
- |
-440KClosed |
$36.1M - $40M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Shorepoint Capital Partners LLC
Norwood, MA |
SELL
|
- |
-21.9KClosed |
$1.8M - $2M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
London & Capital Asset Management LTD
London, X0 |
SELL
|
- |
-3.29KClosed |
$270K - $299K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Bienville Capital Management, LLC
New York, NY |
SELL
|
- |
-4.22KClosed |
$346K - $384K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
BUY
|
- |
2.16KNew |
$177K - $197K
|
2.16K
$210K
|
|
Nov 16, 2020
Q3 2020
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
PUT |
100KNew |
$8.21M - $9.1M
|
100K
$9.71M
|
|
Nov 16, 2020
Q3 2020
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-2.68KClosed |
$220K - $244K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Westfield Capital Management CO LP
Boston, MA |
SELL
|
- |
-858KClosed |
$70.5M - $78.1M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Hutchinson Capital Management
San Rafael, CA |
SELL
|
- |
-5.38KClosed |
$442K - $489K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Meristem Family Wealth, LLC
Minnetonka, MN |
SELL
|
- |
-2.32KClosed |
$191K - $211K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Oak Ridge Investments LLC
|
SELL
|
- |
-5.59KClosed |
$459K - $508K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-1.83KClosed |
$150K - $166K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-5.29KClosed |
$435K - $481K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-114KClosed |
$9.37M - $10.4M
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-2.05KClosed |
$168K - $186K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Aua Capital Management, LLC
Camp Hill, PA |
SELL
|
- |
-98Closed |
$8.05K - $8.92K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Western Asset Management Company, LLC
Pasadena, CA |
SELL
|
- |
-31Closed |
$2.55K - $2.82K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-865Closed |
$71.1K - $78.7K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Seneca House Advisors
|
SELL
|
- |
-2.33KClosed |
$192K - $212K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-15.6KClosed |
$1.28M - $1.42M
|
0
$0
|