Purchases and Sales Made in Q1 2023 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q1 2023. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Pittenger & Anderson Inc
|
SELL
|
- |
-3.25K- 6.01% |
$260K - $302K
|
50.8K
$5.62M
|
|
|
Apr 03, 2023
Q1 2023
|
Stonebridge Capital Management Inc
Los Angeles, CA |
SELL
|
- |
-3.25K- 14.79% |
$260K - $302K
|
18.7K
$2.07M
|
|
|
Apr 21, 2023
Q1 2023
|
Beach Investment Counsel Inc/Pa
West Conshohocken, PA |
SELL
|
- |
-3.3K- 7.68% |
$264K - $306K
|
39.7K
$4.39M
|
|
|
May 04, 2023
Q1 2023
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-3.4K- 31.47% |
$272K - $316K
|
7.41K
$819K
|
|
|
May 15, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-3.52K- 2.76% |
$282K - $327K
|
124K
$13.7M
|
|
|
Apr 20, 2023
Q1 2023
|
Grimes & Company, Inc.
|
SELL
|
- |
-3.6K- 2.53% |
$288K - $334K
|
139K
$15.4M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.69K- 54.27% |
$295K - $342K
|
3.11K
$343K
|
|
|
May 11, 2023
Q1 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-3.72K- 21.01% |
$298K - $345K
|
14K
$1.55M
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-3.74K- 15.44% |
$299K - $347K
|
20.5K
$2.26M
|
|
|
May 05, 2023
Q1 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-3.78K- 3.71% |
$302K - $351K
|
98.1K
$10.8M
|
|
|
Apr 18, 2023
Q1 2023
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-3.9K- 84.06% |
$312K - $362K
|
740
$81.8K
|
|
|
May 02, 2023
Q1 2023
|
Financial Counselors Inc
|
SELL
|
- |
-3.92K- 1.47% |
$314K - $364K
|
263K
$29.1M
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-3.94K- 36.44% |
$315K - $365K
|
6.87K
$759K
|
|
|
Apr 14, 2023
Q1 2023
|
Beacon Financial Group
|
SELL
|
- |
-3.94K- 11.85% |
$315K - $366K
|
29.3K
$3.24M
|
|
|
May 11, 2023
Q1 2023
|
Carret Asset Management, LLC
|
SELL
|
- |
-3.99K- 8.49% |
$320K - $371K
|
43.1K
$4.76M
|
|
|
May 09, 2023
Q1 2023
|
Mondrian Investment Partners LTD
London, X0 |
SELL
|
- |
-4K- 0.58% |
$320K - $371K
|
688K
$76M
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-4K- 33.23% |
$320K - $372K
|
8.05K
$890K
|
|
|
May 04, 2023
Q1 2023
|
First Fiduciary Investment Counsel, Inc.
|
SELL
|
- |
-4.1K- 2.59% |
$328K - $381K
|
154K
$17.1M
|
|
|
May 11, 2023
Q1 2023
|
Kensington Investment Counsel, LLC
|
SELL
|
- |
-4.19K- 30.38% |
$335K - $389K
|
9.6K
$1.06M
|
|
|
May 11, 2023
Q1 2023
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-4.24K- 17.35% |
$339K - $393K
|
20.2K
$2.23M
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-4.26K- 4.42% |
$341K - $395K
|
92K
$10.2M
|
|
|
Apr 17, 2023
Q1 2023
|
Parsons Capital Management Inc
|
SELL
|
- |
-4.28K- 19.3% |
$342K - $397K
|
17.9K
$1.98M
|
|
|
May 11, 2023
Q1 2023
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-4.51K- 5.28% |
$361K - $418K
|
80.8K
$8.94M
|
|
|
May 11, 2023
Q1 2023
|
M&T Bank Corp
|
SELL
|
- |
-4.61K- 2.23% |
$369K - $428K
|
202K
$22.4M
|
|
|
May 12, 2023
Q1 2023
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-4.64K- 6.99% |
$372K - $431K
|
61.7K
$6.83M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.65K- 0.75% |
$372K - $432K
|
614K
$67.9M
|
|
|
May 04, 2023
Q1 2023
|
Washington Trust CO
|
SELL
|
- |
-4.75K- 99.92% |
$380K - $441K
|
4
$442
|
|
|
Apr 14, 2023
Q1 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-4.77K- 5.98% |
$382K - $443K
|
75K
$8.29M
|
|
|
May 11, 2023
Q1 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-4.97K- 15.4% |
$398K - $461K
|
27.3K
$3.02M
|
|
|
May 15, 2023
Q1 2023
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-4.98K- 3.15% |
$399K - $462K
|
153K
$16.9M
|
|
|
May 12, 2023
Q1 2023
|
Lowell Blake & Associates Inc.
Boston, MA |
SELL
|
- |
-4.99K- 17.92% |
$400K - $463K
|
22.9K
$2.53M
|
|
|
May 02, 2023
Q1 2023
|
New York State Common Retirement Fund
|
SELL
|
- |
-5.01K- 6.24% |
$401K - $465K
|
75.2K
$8.32M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-5.46K- 12.36% |
$437K - $507K
|
38.7K
$4.28M
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-5.81K- 7.41% |
$465K - $539K
|
72.6K
$8.02M
|
|
|
May 09, 2023
Q1 2023
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-5.83K- 66.32% |
$466K - $541K
|
2.96K
$327K
|
|
|
May 12, 2023
Q1 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-5.84K- 39.22% |
$467K - $542K
|
9.04K
$1M
|
|
|
May 11, 2023
Q1 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-5.95K- 11.04% |
$476K - $552K
|
47.9K
$5.3M
|
|
|
May 05, 2023
Q1 2023
|
John G Ullman & Associates Inc
|
SELL
|
- |
-6.17K- 3.17% |
$493K - $572K
|
188K
$20.8M
|
|
|
May 15, 2023
Q1 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-6.2K- 24.11% |
$496K - $576K
|
19.5K
$2.16M
|
|
|
May 15, 2023
Q1 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-6.21K- 81.61% |
$497K - $577K
|
1.4K
$155K
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-6.23K- 84.82% |
$498K - $578K
|
1.11K
$123K
|
|
|
May 15, 2023
Q1 2023
|
Earnest Partners LLC
Atlanta, GA |
SELL
|
- |
-6.32K- 0.74% |
$505K - $586K
|
851K
$94.1M
|
|
|
Apr 19, 2023
Q1 2023
|
Ritholtz Wealth Management
|
SELL
|
- |
-6.63K- 9.83% |
$531K - $615K
|
60.8K
$6.72M
|
|
|
May 12, 2023
Q1 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-6.65K- 35.28% |
$532K - $617K
|
12.2K
$1.35M
|
|
|
May 12, 2023
Q1 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-6.7K- 5.15% |
$536K - $621K
|
123K
$13.6M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.72K- 4.04% |
$538K - $624K
|
160K
$17.7M
|
|
|
May 02, 2023
Q1 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-7.02K- 4.0% |
$561K - $651K
|
169K
$18.6M
|
|
|
May 15, 2023
Q1 2023
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-7.02K- 41.65% |
$562K - $652K
|
9.84K
$1.09M
|
|
|
May 11, 2023
Q1 2023
|
Townsquare Capital LLC
|
SELL
|
- |
-7.09K- 34.65% |
$567K - $658K
|
13.4K
$1.48M
|
|
|
May 11, 2023
Q1 2023
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-7.28K- 10.25% |
$582K - $675K
|
63.7K
$7.05M
|