Purchases and Sales Made in Q3 2022 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2022. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2022
Q3 2022
|
Bristol John W & CO Inc
|
SELL
|
- |
-10.2K- 1.48% |
$763K - $892K
|
680K
$70.9M
|
|
|
Nov 03, 2022
Q3 2022
|
Jones Financial Companies Lllp
|
SELL
|
- |
-11.1K- 15.96% |
$826K - $966K
|
58.3K
$6.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Ethic Inc.
New York, NY |
SELL
|
- |
-11.6K- 14.18% |
$866K - $1.01M
|
70.3K
$7.33M
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-11.7K- 3.73% |
$870K - $1.02M
|
301K
$31.4M
|
|
|
Oct 18, 2022
Q3 2022
|
Manning & Napier Group, LLC
|
SELL
|
- |
-12.2K- 0.68% |
$913K - $1.07M
|
1.79M
$187M
|
|
|
Nov 07, 2022
Q3 2022
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-12.6K- 11.76% |
$937K - $1.1M
|
94.2K
$9.83M
|
|
|
Oct 21, 2022
Q3 2022
|
Everett Harris & CO
|
SELL
|
- |
-12.7K- 19.57% |
$946K - $1.11M
|
52.1K
$5.44M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-13.2K- 26.86% |
$987K - $1.15M
|
36K
$3.76M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-14.1K- 4.34% |
$1.05M - $1.23M
|
311K
$32.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-14.3K- 45.29% |
$1.07M - $1.25M
|
17.3K
$1.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-15.3KClosed |
$1.14M - $1.34M
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-15.7K- 42.63% |
$1.17M - $1.37M
|
21.1K
$2.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Brandes Investment Partners, LP
La Jolla, CA |
SELL
|
- |
-16.5K- 7.69% |
$1.23M - $1.44M
|
199K
$20.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-17K- 2.08% |
$1.27M - $1.48M
|
801K
$83.5M
|
|
|
Nov 03, 2022
Q3 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-18K- 10.93% |
$1.35M - $1.57M
|
147K
$15.3M
|
|
|
Aug 11, 2023
Q3 2022
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-18K- 10.93% |
$1.35M - $1.57M
|
147K
$15.3M
|
|
|
Nov 09, 2022
Q3 2022
|
Oak Associates LTD
Akron, OH |
SELL
|
- |
-22.1K- 10.66% |
$1.65M - $1.93M
|
185K
$19.3M
|
|
|
Nov 09, 2022
Q3 2022
|
Nixon Peabody Trust CO
Boston, MA |
SELL
|
- |
-23.1K- 64.57% |
$1.72M - $2.01M
|
12.7K
$1.32M
|
|
|
Oct 14, 2022
Q3 2022
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-24.9K- 7.64% |
$1.86M - $2.17M
|
301K
$31.4M
|
|
|
Nov 14, 2022
Q3 2022
|
American Century Companies Inc
Kansas City, MO |
SELL
|
- |
-24.9K- 9.71% |
$1.86M - $2.18M
|
232K
$24.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-26.5K- 6.55% |
$1.98M - $2.31M
|
378K
$39.4M
|
|
|
Nov 10, 2022
Q3 2022
|
Wade G W & Inc
Wellesley, MA |
SELL
|
- |
-27.1K- 70.79% |
$2.02M - $2.36M
|
11.2K
$1.17M
|
|
|
Nov 14, 2022
Q3 2022
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-31.1K- 43.1% |
$2.32M - $2.71M
|
41.1K
$4.28M
|
|
|
Nov 09, 2022
Q3 2022
|
Moreno Evelyn V
Boston, MA |
SELL
|
- |
-33.3K- 46.37% |
$2.49M - $2.91M
|
38.6K
$4.02M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-35.5K- 44.83% |
$2.65M - $3.1M
|
43.7K
$4.55M
|
|
|
Nov 14, 2022
Q3 2022
|
Causeway Capital Management LLC
Los Angeles, CA |
SELL
|
- |
-41.5K- 13.29% |
$3.1M - $3.62M
|
271K
$28.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-41.8K- 2.94% |
$3.12M - $3.65M
|
1.38M
$144M
|
|
|
Nov 15, 2022
Q3 2022
|
State Street Corp
Boston, MA |
SELL
|
- |
-42.6K- 2.16% |
$3.18M - $3.72M
|
1.93M
$201M
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-44K- 12.44% |
$3.28M - $3.84M
|
310K
$32.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-44.6K- 6.92% |
$3.33M - $3.9M
|
600K
$62.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-45K- 4.9% |
$3.35M - $3.92M
|
873K
$91M
|
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-45.2K- 37.86% |
$3.37M - $3.94M
|
74.2K
$7.74M
|
|
|
Oct 21, 2022
Q3 2022
|
Mondrian Investment Partners LTD
London, X0 |
SELL
|
- |
-48.1K- 6.03% |
$3.59M - $4.19M
|
750K
$78.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-62.4K- 17.4% |
$4.65M - $5.44M
|
296K
$30.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-62.4K- 17.4% |
$4.65M - $5.44M
|
296K
$30.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-66.1K- 9.3% |
$4.93M - $5.77M
|
645K
$67.2M
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-67K- 25.92% |
$5M - $5.84M
|
191K
$20M
|
|
|
Nov 10, 2022
Q3 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-69.2K- 52.8% |
$5.16M - $6.04M
|
61.8K
$6.45M
|
|
|
Nov 14, 2022
Q3 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-70.2K- 37.81% |
$5.23M - $6.12M
|
115K
$12M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-77.1K- 21.32% |
$5.76M - $6.73M
|
285K
$29.7M
|
|
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-88.1K- 10.76% |
$6.57M - $7.69M
|
731K
$76.2M
|
|
|
Nov 01, 2022
Q3 2022
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-94.7K- 36.12% |
$7.07M - $8.26M
|
167K
$17.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-98.2K- 12.85% |
$7.33M - $8.57M
|
666K
$69.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-116K- 17.53% |
$8.67M - $10.1M
|
547K
$57M
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-141K- 5.08% |
$10.5M - $12.3M
|
2.63M
$274M
|
|
|
Nov 04, 2022
Q3 2022
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-145K- 85.15% |
$10.8M - $12.6M
|
25.2K
$2.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-151K- 0.86% |
$11.3M - $13.2M
|
17.5M
$1.82B
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-154K- 9.95% |
$11.5M - $13.4M
|
1.39M
$145M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-207K- 2.79% |
$15.5M - $18.1M
|
7.22M
$753M
|
|
|
Nov 14, 2022
Q3 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-237K- 97.22% |
$17.7M - $20.6M
|
6.77K
$705K
|