Purchases and Sales Made in Q3 2022 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2022. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
73New |
$5.45K - $6.37K
|
73
$7.61K
|
|
|
Oct 18, 2022
Q3 2022
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
72+ 1.48% |
$5.37K - $6.28K
|
4.95K
$516K
|
|
|
Nov 10, 2022
Q3 2022
|
Laffer Tengler Investments
Nashville, TN |
BUY
|
- |
71New |
$5.3K - $6.2K
|
71
$7.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
69+ 1.62% |
$5.15K - $6.02K
|
4.32K
$451K
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
67+ 0.84% |
$5K - $5.85K
|
8.02K
$837K
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
67+ 0.84% |
$5K - $5.85K
|
8.02K
$837K
|
|
|
Nov 14, 2022
Q3 2022
|
Dt Investment Partners, LLC
|
BUY
|
- |
66New |
$4.92K - $5.76K
|
66
$6.88K
|
|
|
Aug 14, 2024
Q3 2022
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
66+ 0.63% |
$4.92K - $5.76K
|
10.6K
$1.1M
|
|
|
Oct 24, 2022
Q3 2022
|
Canal Capital Management, LLC
|
BUY
|
- |
65+ 1.34% |
$4.85K - $5.67K
|
4.9K
$511K
|
|
|
Oct 26, 2022
Q3 2022
|
D.B. Root & Company, LLC
|
BUY
|
- |
62+ 0.73% |
$4.63K - $5.41K
|
8.61K
$897K
|
|
|
Nov 09, 2022
Q3 2022
|
Rosenbaum Jay D.
Boston, MA |
BUY
|
- |
61+ 0.77% |
$4.55K - $5.32K
|
7.93K
$827K
|
|
|
Nov 18, 2022
Q3 2022
|
Legend Financial Advisors, Inc.
Pittsburgh, PA |
BUY
|
- |
61New |
$4.55K - $5.32K
|
61
$6.36K
|
|
|
Oct 17, 2022
Q3 2022
|
Marino, Stram & Associates LLC
|
BUY
|
- |
60+ 1.33% |
$4.48K - $5.24K
|
4.57K
$476K
|
|
|
Mar 15, 2023
Q3 2022
|
Nixon Peabody Trust CO
Boston, MA |
BUY
|
- |
60+ 0.28% |
$4.48K - $5.24K
|
21.6K
$2.25M
|
|
|
Oct 14, 2022
Q3 2022
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
60+ 60.0% |
$4.48K - $5.24K
|
160
$16.7K
|
|
|
Oct 26, 2022
Q3 2022
|
Northstar Group, Inc.
|
BUY
|
- |
60+ 2.08% |
$4.48K - $5.24K
|
2.94K
$307K
|
|
|
Nov 08, 2022
Q3 2022
|
Davis R M Inc
Portland, ME |
BUY
|
- |
58+ 1.65% |
$4.33K - $5.06K
|
3.57K
$372K
|
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
56+ 0.98% |
$4.18K - $4.89K
|
5.75K
$600K
|
|
|
Nov 14, 2022
Q3 2022
|
Pointe Capital Management LLC
|
BUY
|
- |
54+ 1.27% |
$4.03K - $4.71K
|
4.3K
$448K
|
|
|
Oct 11, 2022
Q3 2022
|
Hall Laurie J Trustee
|
BUY
|
- |
50+ 0.19% |
$3.73K - $4.36K
|
25.9K
$2.7M
|
|
|
Nov 10, 2022
Q3 2022
|
Quent Capital, LLC
|
BUY
|
- |
50+ 61.73% |
$3.73K - $4.36K
|
131
$13.7K
|
|
|
Oct 24, 2022
Q3 2022
|
Bar Harbor Wealth Management
Concord, NH |
BUY
|
- |
49+ 1.54% |
$3.66K - $4.28K
|
3.24K
$337K
|
|
|
Nov 14, 2022
Q3 2022
|
De Burlo Group Inc
Boston, MA |
BUY
|
- |
47New |
$3.51K - $4.1K
|
47
$4.9K
|
|
|
May 11, 2023
Q3 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
42+ 135.48% |
$3.13K - $3.66K
|
73
$7.61K
|
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
41+ 82.0% |
$3.06K - $3.58K
|
91
$9.49K
|
|
|
Nov 03, 2022
Q3 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
40+ 9.66% |
$2.98K - $3.49K
|
454
$47.3K
|
|
|
Oct 24, 2022
Q3 2022
|
Shufro Rose & CO LLC
|
BUY
|
- |
40+ 0.99% |
$2.98K - $3.49K
|
4.08K
$425K
|
|
|
Oct 26, 2022
Q3 2022
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
38+ 0.39% |
$2.84K - $3.32K
|
9.69K
$1.01M
|
|
|
Nov 10, 2022
Q3 2022
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
37+ 26.43% |
$2.76K - $3.23K
|
177
$18.5K
|
|
|
Nov 02, 2022
Q3 2022
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
37+ 13.7% |
$2.76K - $3.23K
|
307
$32K
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
37+ 0.33% |
$2.76K - $3.23K
|
11.1K
$1.16M
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
35+ 1.22% |
$2.61K - $3.05K
|
2.91K
$303K
|
|
|
Oct 21, 2022
Q3 2022
|
Scott & Selber, Inc.
|
BUY
|
- |
30+ 0.28% |
$2.24K - $2.62K
|
10.6K
$1.1M
|
|
|
Oct 31, 2022
Q3 2022
|
Graypoint LLC
|
BUY
|
- |
28+ 0.29% |
$2.09K - $2.44K
|
9.6K
$1M
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
27+ 1.05% |
$2.01K - $2.36K
|
2.6K
$272K
|
|
|
Nov 10, 2022
Q3 2022
|
Roundview Capital LLC
Princeton, NJ |
BUY
|
- |
24+ 0.27% |
$1.79K - $2.09K
|
8.79K
$916K
|
|
|
Nov 14, 2022
Q3 2022
|
Ativo Capital Management LLC
Chicago, IL |
BUY
|
- |
17+ 0.14% |
$1.27K - $1.48K
|
12.1K
$1.26M
|
|
|
Dec 30, 2022
Q3 2022
|
Versant Capital Management, Inc
|
BUY
|
- |
15New |
$1.12K - $1.31K
|
15
$1.56K
|
|
|
Nov 14, 2022
Q3 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
15+ 0.25% |
$1.12K - $1.31K
|
6.01K
$627K
|
|
|
Nov 10, 2022
Q3 2022
|
University Of Texas
|
BUY
|
- |
14New |
$1.04K - $1.22K
|
14
$1.46K
|
|
|
Nov 09, 2022
Q3 2022
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
11+ 0.06% |
$821 - $960
|
17.7K
$1.84M
|
|
|
Nov 03, 2022
Q3 2022
|
Hills Bank & Trust CO
|
BUY
|
- |
10+ 0.55% |
$746 - $873
|
1.84K
$192K
|
|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
10New |
$746 - $873
|
10
$1.04K
|
|
|
Nov 07, 2022
Q3 2022
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
10+ 0.33% |
$746 - $873
|
3.07K
$320K
|
|
|
Nov 09, 2022
Q3 2022
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
7+ 12.5% |
$522 - $611
|
63
$6.57K
|
|
|
Oct 28, 2022
Q3 2022
|
Aspiriant, LLC
|
BUY
|
- |
6+ 0.14% |
$448 - $524
|
4.44K
$463K
|
|
|
Nov 14, 2022
Q3 2022
|
Cary Street Partners Asset Management LLC
Richmond, VA |
BUY
|
- |
4+ 0.05% |
$298 - $349
|
7.36K
$767K
|
|
|
Nov 07, 2022
Q3 2022
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
1New |
$74.6 - $87.3
|
1
$104
|
|
|
Oct 20, 2022
Q3 2022
|
Tsfg, LLC
|
BUY
|
- |
1+ 1.0% |
$74.6 - $87.3
|
101
$10.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|