Purchases and Sales Made in Q4 2022 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q4 2022. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-22- 0.41% |
$1.66K - $2.04K
|
5.31K
$526K
|
|
|
Jan 11, 2023
Q4 2022
|
Albert D Mason Inc
|
SELL
|
- |
-23- 0.15% |
$1.74K - $2.13K
|
15.5K
$1.53M
|
|
|
Feb 08, 2023
Q4 2022
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-25- 39.68% |
$1.89K - $2.31K
|
38
$3.77K
|
|
|
Jan 31, 2023
Q4 2022
|
Schubert & CO
|
SELL
|
- |
-25- 18.25% |
$1.89K - $2.31K
|
112
$11.1K
|
|
|
Jan 31, 2023
Q4 2022
|
Scott & Selber, Inc.
|
SELL
|
- |
-26- 0.25% |
$1.96K - $2.41K
|
10.5K
$1.04M
|
|
|
Jan 27, 2023
Q4 2022
|
Means Investment Co., Inc.
|
SELL
|
- |
-30- 0.36% |
$2.27K - $2.78K
|
8.2K
$812K
|
|
|
Jan 25, 2023
Q4 2022
|
Uma Financial Services, Inc.
|
SELL
|
- |
-30- 1.04% |
$2.27K - $2.78K
|
2.85K
$282K
|
|
|
Jan 31, 2023
Q4 2022
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
-30- 20.69% |
$2.27K - $2.78K
|
115
$11.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Becker Capital Management Inc
|
SELL
|
- |
-34- 0.34% |
$2.57K - $3.15K
|
9.83K
$974K
|
|
|
Jan 13, 2023
Q4 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-35- 1.2% |
$2.64K - $3.24K
|
2.87K
$285K
|
|
|
Jan 23, 2023
Q4 2022
|
Busey Wealth Management
|
SELL
|
- |
-35- 0.75% |
$2.64K - $3.24K
|
4.63K
$459K
|
|
|
Jan 19, 2023
Q4 2022
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-36- 2.65% |
$2.72K - $3.33K
|
1.32K
$131K
|
|
|
Feb 14, 2023
Q4 2022
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-37- 1.21% |
$2.8K - $3.42K
|
3.02K
$299K
|
|
|
Jan 09, 2023
Q4 2022
|
Independence Bank Of Kentucky
|
SELL
|
- |
-38- 5.6% |
$2.87K - $3.52K
|
640
$63.4K
|
|
|
Jan 20, 2023
Q4 2022
|
Annapolis Financial Services, LLC
|
SELL
|
- |
-39- 19.5% |
$2.95K - $3.61K
|
161
$16K
|
|
|
Jan 25, 2023
Q4 2022
|
Shufro Rose & CO LLC
|
SELL
|
- |
-40- 0.98% |
$3.02K - $3.7K
|
4.04K
$400K
|
|
|
Jan 24, 2023
Q4 2022
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-40- 2.07% |
$3.02K - $3.7K
|
1.9K
$188K
|
|
|
Feb 07, 2023
Q4 2022
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-41- 45.05% |
$3.1K - $3.79K
|
50
$4.95K
|
|
|
Feb 13, 2023
Q4 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-42- 0.7% |
$3.17K - $3.89K
|
5.97K
$592K
|
|
|
Feb 13, 2023
Q4 2022
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-43- 0.26% |
$3.25K - $3.98K
|
16.2K
$1.61M
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-44- 3.54% |
$3.32K - $4.07K
|
1.2K
$119K
|
|
|
Jan 23, 2023
Q4 2022
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-46- 0.37% |
$3.48K - $4.26K
|
12.5K
$1.24M
|
|
|
Jan 23, 2023
Q4 2022
|
Lantz Financial LLC
|
SELL
|
- |
-49- 0.6% |
$3.7K - $4.53K
|
8.05K
$798K
|
|
|
Feb 13, 2023
Q4 2022
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-50- 1.62% |
$3.78K - $4.63K
|
3.03K
$300K
|
|
|
Feb 08, 2023
Q4 2022
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-50- 11.11% |
$3.78K - $4.63K
|
400
$39.6K
|
|
|
Jan 10, 2023
Q4 2022
|
Hoese & CO LLP
|
SELL
|
- |
-50- 5.71% |
$3.78K - $4.63K
|
825
$81.7K
|
|
|
Feb 10, 2023
Q4 2022
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-50- 0.42% |
$3.78K - $4.63K
|
11.8K
$1.17M
|
|
|
Jan 20, 2023
Q4 2022
|
Montecito Bank & Trust
|
SELL
|
- |
-55- 1.27% |
$4.16K - $5.09K
|
4.26K
$422K
|
|
|
Feb 09, 2023
Q4 2022
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-58- 0.03% |
$4.38K - $5.37K
|
181K
$18M
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-58- 1.03% |
$4.38K - $5.37K
|
5.56K
$551K
|
|
|
Jan 27, 2023
Q4 2022
|
Center For Financial Planning, Inc.
Southfied, MI |
SELL
|
- |
-60- 37.5% |
$4.53K - $5.55K
|
100
$9.91K
|
|
|
Jan 25, 2023
Q4 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-60- 0.66% |
$4.53K - $5.55K
|
9.01K
$892K
|
|
|
Feb 13, 2023
Q4 2022
|
Cadence Bank
Tupelo, MS |
SELL
|
- |
-61- 1.1% |
$4.61K - $5.64K
|
5.51K
$546K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-63- 0.85% |
$4.76K - $5.83K
|
7.34K
$727K
|
|
|
Feb 13, 2023
Q4 2022
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-64- 0.85% |
$4.84K - $5.92K
|
7.44K
$737K
|
|
|
Jan 18, 2023
Q4 2022
|
Maryland Capital Advisors Inc.
|
SELL
|
- |
-66- 30.56% |
$4.99K - $6.11K
|
150
$14.9K
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
SELL
|
- |
-66- 0.36% |
$4.99K - $6.11K
|
18.3K
$1.81M
|
|
|
Feb 14, 2023
Q4 2022
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-68- 2.13% |
$5.14K - $6.29K
|
3.12K
$309K
|
|
|
Jan 20, 2023
Q4 2022
|
Hartford Investment Management CO
|
SELL
|
- |
-69- 1.29% |
$5.21K - $6.38K
|
5.3K
$525K
|
|
|
Jan 26, 2023
Q4 2022
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
SELL
|
- |
-70- 0.3% |
$5.29K - $6.48K
|
23.1K
$2.29M
|
|
|
Feb 14, 2023
Q4 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-71- 7.92% |
$5.36K - $6.57K
|
826
$81.8K
|
|
|
Feb 14, 2023
Q4 2022
|
Plancorp, LLC
|
SELL
|
- |
-72- 1.49% |
$5.44K - $6.66K
|
4.76K
$471K
|
|
|
Jan 05, 2023
Q4 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-75- 7.39% |
$5.67K - $6.94K
|
940
$93.1K
|
|
|
Feb 15, 2023
Q4 2022
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-76- 15.26% |
$5.74K - $7.03K
|
422
$41.8K
|
|
|
Jan 11, 2023
Q4 2022
|
Platform Technology Partners
|
SELL
|
- |
-77- 2.55% |
$5.82K - $7.12K
|
2.94K
$292K
|
|
|
Feb 02, 2023
Q4 2022
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-78- 1.9% |
$5.89K - $7.22K
|
4.02K
$399K
|
|
|
Feb 07, 2023
Q4 2022
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-79- 1.86% |
$5.97K - $7.31K
|
4.16K
$412K
|
|
|
Feb 06, 2023
Q4 2022
|
Dillon & Associates Inc
|
SELL
|
- |
-80- 0.95% |
$6.04K - $7.4K
|
8.37K
$829K
|
|
|
Feb 09, 2023
Q4 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-86- 58.11% |
$6.5K - $7.96K
|
62
$6.14K
|
|
|
Jan 31, 2023
Q4 2022
|
Leuthold Group, LLC
|
SELL
|
- |
-87- 1.68% |
$6.57K - $8.05K
|
5.1K
$505K
|