Latest Institutional Transactions on Northwestern Corp (NWE)

This table provides information on the latest institutional transactions involving Northwestern Corp (NWE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Aug 13, 2019 Q2 2019	Mufg Securities Emea PLC London, X0	SELL	-	-28.7K Closed	$1.94M - $2.12M	0 $0
Aug 12, 2019 Q2 2019	Cresset Asset Management, LLC Chicago, IL	SELL	-	-137 Closed	$9.26K - $10.1K	0 $0
Aug 12, 2019 Q2 2019	Cigna Investments Inc Bloomfield, CT	SELL	-	-3.59K Closed	$243K - $265K	0 $0
Aug 07, 2019 Q2 2019	Alera Investment Advisors, LLC	SELL	-	-31 Closed	$2.09K - $2.29K	0 $0
Aug 06, 2019 Q2 2019	Stone Ridge Asset Management LLC	SELL	-	-14.2K Closed	$957K - $1.05M	0 $0
Jul 25, 2019 Q2 2019	Brookstone Capital Management	SELL	-	-7.2K Closed	$486K - $531K	0 $0
Jul 23, 2019 Q2 2019	Donoghue Forlines LLC	SELL	-	-14.3K Closed	$964K - $1.05M	0 $0
Jul 23, 2019 Q2 2019	Whittier Trust CO	SELL	-	-10 Closed	$676 - $738	0 $0
Jul 22, 2019 Q2 2019	Moody National Bank Trust Division	SELL	-	-226 Closed	$15.3K - $16.7K	0 $0
Jul 19, 2019 Q2 2019	Regions Financial Corp	SELL	-	-28 Closed	$1.89K - $2.07K	0 $0
Jul 19, 2019 Q2 2019	Sea Crest Wealth Management, LLC Purchase, NY	SELL	-	-100 Closed	$6.76K - $7.38K	0 $0
Jul 10, 2019 Q2 2019	Kwmg, LLC	SELL	-	-18 Closed	$1.22K - $1.33K	0 $0
Q1 2019
May 15, 2019 Q1 2019	Landscape Capital Management, L.L.C.	SELL	-	-4.15K Closed	$241K - $296K	0 $0
May 13, 2019 Q1 2019	Mackay Shields LLC	SELL	-	-7.61K Closed	$441K - $542K	0 $0
May 10, 2019 Q1 2019	Twin Tree Management, LP Dallas, TX	SELL	-	-58 Closed	$3.37K - $4.14K	0 $0
May 08, 2019 Q1 2019	Laurion Capital Management LP New York, NY	SELL	-	-4.91K Closed	$285K - $350K	0 $0
May 06, 2019 Q1 2019	Brasada Capital Management, LP Houston, TX	SELL	-	-1K Closed	$58K - $71.3K	0 $0
Apr 29, 2019 Q1 2019	Hartford Investment Management CO	SELL	-	-4.07K Closed	$236K - $290K	0 $0
Apr 24, 2019 Q1 2019	Oppenheimer & CO Inc New York, NY	SELL	-	-124 - 1.96%	$7.2K - $8.84K	6.2K $330K
Apr 12, 2019 Q1 2019	Valeo Financial Advisors, LLC	SELL	-	-37 Closed	$2.15K - $2.64K	0 $0
Apr 12, 2019 Q1 2019	Ledyard National Bank	SELL	-	-40 Closed	$2.32K - $2.85K	0 $0
Apr 09, 2019 Q1 2019	Mgo One Seven LLC Beachwood, OH	SELL	-	-46 Closed	$2.67K - $3.28K	0 $0
Q4 2018
Feb 14, 2019 Q4 2018	Vident Investment Advisory, LLC Alpharetta, GA	SELL	-	-6.18K Closed	$358K - $399K	0 $0
Feb 14, 2019 Q4 2018	Svb Wealth LLC Boston, MA	SELL	-	-4.6K Closed	$267K - $297K	0 $0
Feb 14, 2019 Q4 2018	Mount Yale Investment Advisors, LLC	SELL	-	-350 Closed	$20.3K - $22.6K	0 $0
Feb 14, 2019 Q4 2018	Avantax Planning Partners, Inc.	SELL	-	-2.11K Closed	$122K - $136K	0 $0
Feb 14, 2019 Q4 2018	Hbk Investments L P Dallas, TX	BUY	-	504 + 8.55%	$29.2K - $32.5K	6.4K $340K
Feb 14, 2019 Q4 2018	Bridgeway Capital Management, LLC Houston, TX	SELL	-	-32.7K Closed	$1.9M - $2.11M	0 $0
Feb 14, 2019 Q4 2018	Liberty Mutual Group Asset Management Inc. Boston, MA	SELL	-	-9.85K Closed	$571K - $635K	0 $0
Feb 11, 2019 Q4 2018	Ausdal Financial Partners, Inc. Davenport, IA	SELL	-	-3.58K Closed	$208K - $231K	0 $0
Feb 11, 2019 Q4 2018	Wbi Investments, Inc.	SELL	-	-47.7K Closed	$2.77M - $3.08M	0 $0
Feb 07, 2019 Q4 2018	Csenge Advisory Group	SELL	-	-11 Closed	$638 - $709	0 $0
Feb 07, 2019 Q4 2018	Ramsey Quantitative Systems Louisville, KY	SELL	-	-5.39K Closed	$313K - $348K	0 $0
Feb 06, 2019 Q4 2018	Ceredex Value Advisors LLC	SELL	-	-20.8K Closed	$1.2M - $1.34M	0 $0
Jan 28, 2019 Q4 2018	First Bank & Trust	BUY	-	292 New	$16.9K - $18.8K	292 $15.5K
Jan 22, 2019 Q4 2018	James Investment Research Inc	SELL	-	-36K Closed	$2.09M - $2.32M	0 $0
Jan 22, 2019 Q4 2018	Cypress Wealth Services, LLC	SELL	-	-4.85K Closed	$281K - $312K	0 $0
Q3 2018
Jan 16, 2019 Q3 2018	Pathway Financial Advisors LLC	SELL	-	-250 Closed	$14.2K - $15.5K	0 $0
Nov 14, 2018 Q3 2018	Carlson Capital L P Dallas, TX	SELL	-	-418K Closed	$23.7M - $25.9M	0 $0
Nov 14, 2018 Q3 2018	Adviser Investments LLC	SELL	-	-2K Closed	$114K - $124K	0 $0
Nov 13, 2018 Q3 2018	Spring Creek Capital LLC Wichita, KS	SELL	-	-4.06K Closed	$230K - $251K	0 $0
Nov 13, 2018 Q3 2018	Bridgeworth, LLC Birmingham, AL	SELL	-	-1K Closed	$56.8K - $61.9K	0 $0
Oct 30, 2018 Q3 2018	Legacy Financial Advisors, Inc.	SELL	-	-2.04K Closed	$116K - $126K	0 $0
Q2 2018
Mar 24, 2023 Q2 2018	American Portfolios Advisors Holbrook, NY	BUY	-	254 New	$13.2K - $14.6K	254 $13.5K
Aug 14, 2018 Q2 2018	Magnetar Financial LLC Evanston, IL	BUY	-	2.54K + 41.05%	$132K - $146K	8.73K $464K
Aug 14, 2018 Q2 2018	Parallax Volatility Advisers, L.P. San Francisco, CA	SELL	-	-250 Closed	$13K - $14.4K	0 $0
Aug 13, 2018 Q2 2018	Gratus Capital LLC	SELL	-	-4.2K Closed	$218K - $242K	0 $0
Aug 13, 2018 Q2 2018	Moody Aldrich Partners LLC	SELL	-	-26.8K Closed	$1.39M - $1.55M	0 $0
Aug 13, 2018 Q2 2018	Axa S.A. Paris, I0	SELL	-	-10.6K Closed	$550K - $610K	0 $0
Aug 10, 2018 Q2 2018	Omnia Family Wealth, LLC	SELL	-	-82 Closed	$4.25K - $4.72K	0 $0

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Latest Institutional Transactions on Northwestern Corp (NWE)

-28.7K

-137

-3.59K

-31

-14.2K

-7.2K

-14.3K

-10

-226

-28

-100

-18

-4.15K

-7.61K

-58

-4.91K

-1K

-4.07K

-124

-37

-40

-46

-6.18K

-4.6K

-350

-2.11K

504

-32.7K

-9.85K

-3.58K

-47.7K

-11

-5.39K

-20.8K

292

-36K

-4.85K

-250

-418K

-2K

-4.06K

-1K

-2.04K

254

2.54K

-250

-4.2K

-26.8K

-10.6K

-82

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