Purchases and Sales Made in Q4 2021 in Pimco Dynamic Income Opportunities Fund (PDO)
This table provides information about the institutional ownership of Pimco Dynamic Income Opportunities Fund (PDO) during Q4 2021. The information is specifically focused on institutions that hold shares of PIMCO Dynamic Income Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
1.38MNew |
$26.6M - $29.8M
|
1.38M
$18.7M
|
|
|
Jan 19, 2022
Q4 2021
|
Sol Capital Management CO
|
BUY
|
- |
185K+ 94.07% |
$3.57M - $4.01M
|
381K
$5.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
182K+ 83.34% |
$3.51M - $3.94M
|
400K
$5.43M
|
|
|
Jan 20, 2022
Q4 2021
|
Leavell Investment Management, Inc.
|
BUY
|
- |
163KNew |
$3.14M - $3.53M
|
163K
$2.21M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
96.2K+ 10.63% |
$1.86M - $2.08M
|
1M
$13.6M
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
91.2KNew |
$1.76M - $1.98M
|
91.2K
$1.24M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
80K+ 39.61% |
$1.55M - $1.73M
|
282K
$3.83M
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
78.6K+ 10.11% |
$1.52M - $1.7M
|
856K
$11.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
71.4KNew |
$1.38M - $1.55M
|
71.4K
$970K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
69K+ 180.33% |
$1.33M - $1.49M
|
107K
$1.46M
|
|
|
Feb 04, 2022
Q4 2021
|
Crumly & Associates Inc.
|
BUY
|
- |
53.8K+ 63.07% |
$1.04M - $1.16M
|
139K
$1.89M
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
41.8KNew |
$807K - $905K
|
41.8K
$568K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
33.2K+ 3.52% |
$642K - $720K
|
978K
$13.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Carmel Capital Partners, LLC
|
BUY
|
- |
31.9KNew |
$616K - $691K
|
31.9K
$433K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
26.1KNew |
$505K - $566K
|
26.1K
$355K
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
24.6KNew |
$475K - $533K
|
24.6K
$334K
|
|
|
Feb 10, 2022
Q4 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
20.4KNew |
$394K - $441K
|
20.4K
$277K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
17KNew |
$328K - $368K
|
17K
$231K
|
|
|
Feb 08, 2022
Q4 2021
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
13.6K+ 16.27% |
$263K - $295K
|
97.5K
$1.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
13.3KNew |
$257K - $289K
|
13.3K
$181K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
11.8K+ 13.69% |
$229K - $256K
|
98.4K
$1.34M
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
10.7KNew |
$207K - $232K
|
10.7K
$145K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.7K+ 40.34% |
$207K - $232K
|
37.2K
$505K
|
|
|
Jan 26, 2022
Q4 2021
|
Howland Capital Management LLC
|
BUY
|
- |
10KNew |
$193K - $217K
|
10K
$136K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
8.19K+ 7.29% |
$158K - $177K
|
121K
$1.64M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.12K+ 2.62% |
$118K - $133K
|
240K
$3.26M
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
6.01K+ 1.4% |
$116K - $130K
|
434K
$5.89M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.5K+ 63.75% |
$29K - $32.5K
|
3.85K
$52.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.3K+ 4.07% |
$25.2K - $28.2K
|
33.3K
$453K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
1.14K+ 4.4% |
$22K - $24.6K
|
27K
$367K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.01K+ 14.37% |
$19.4K - $21.8K
|
8.01K
$109K
|
|
|
Feb 03, 2022
Q4 2021
|
Element Wealth, LLC
|
BUY
|
- |
954+ 0.69% |
$18.4K - $20.7K
|
140K
$1.9M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
575+ 3.29% |
$11.1K - $12.5K
|
18K
$245K
|
|
|
Jan 19, 2022
Q4 2021
|
Icon Wealth Partners, LLC
|
BUY
|
- |
298+ 2.32% |
$5.76K - $6.45K
|
13.1K
$179K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
187New |
$3.61K - $4.05K
|
187
$2.54K
|
|
|
Jan 18, 2022
Q4 2021
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
150+ 1.15% |
$2.9K - $3.25K
|
13.2K
$180K
|
|
|
Jan 31, 2022
Q4 2021
|
Toth Financial Advisory Corp
|
BUY
|
- |
84+ 13.44% |
$1.62K - $1.82K
|
709
$9.64K
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
45+ 3.75% |
$869 - $975
|
1.25K
$16.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Valley National Advisers Inc
|
BUY
|
- |
3+ 10.71% |
$58 - $65
|
31
$421
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-268- 9.26% |
$5.18K - $5.8K
|
2.63K
$35.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
SELL
|
- |
-280Closed |
$5.41K - $6.06K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-493- 0.28% |
$9.52K - $10.7K
|
178K
$2.42M
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-1.05KClosed |
$20.3K - $22.7K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.29KClosed |
$25K - $28K
|
0
$0
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.74K- 27.5% |
$33.6K - $37.7K
|
4.59K
$62.4K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-3.75KClosed |
$72.5K - $81.2K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-4.98KClosed |
$96.2K - $108K
|
0
$0
|
|
|
Jan 09, 2024
Q4 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
SELL
|
- |
-5KClosed |
$96.6K - $108K
|
0
$0
|
|
|
Jan 06, 2022
Q4 2021
|
Versant Capital Management, Inc
|
SELL
|
- |
-5KClosed |
$96.6K - $108K
|
0
$0
|