Latest Institutional Transactions on Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information on the latest institutional transactions involving Global X Fds U S Pfd ETF (De) (PFFD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
1.2K+ 800.0% |
$30.3K - $31.2K
|
1.35K
$27K
|
|
|
Jan 27, 2022
Q4 2021
|
Nbt Bank N A
|
BUY
|
- |
12KNew |
$303K - $312K
|
12K
$240K
|
|
|
Jan 19, 2022
Q4 2021
|
Intelligence Driven Advisers, LLC
|
BUY
|
- |
28.3KNew |
$713K - $736K
|
28.3K
$565K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Nsi Retail Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-26.1KClosed |
$668K - $684K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-9.36KClosed |
$240K - $246K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-1KClosed |
$25.6K - $26.2K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-815Closed |
$20.8K - $21.4K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
14.6KNew |
$374K - $384K
|
14.6K
$292K
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-3.18KClosed |
$81.3K - $83.4K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Bison Wealth, LLC
|
SELL
|
- |
-4Closed |
$102 - $105
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
2New |
$51.2 - $52.4
|
2
$40
|
|
|
Oct 13, 2021
Q3 2021
|
Wipfli Financial Advisors Llc,
|
SELL
|
- |
-8.7KClosed |
$223K - $228K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-1.21KClosed |
$30.4K - $31.6K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Csm Advisors, LLC
Pittsburgh, PA |
BUY
|
- |
26.1KNew |
$657K - $683K
|
26.1K
$521K
|
|
|
Aug 12, 2021
Q2 2021
|
Fukoku Mutual Life Insurance CO
|
BUY
|
- |
355K+ 62.94% |
$8.94M - $9.29M
|
919K
$18.4M
|
|
|
Aug 12, 2021
Q2 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
1KNew |
$25.2K - $26.2K
|
1K
$20K
|
|
|
Jul 13, 2021
Q2 2021
|
Soundmark Wealth Management, LLC
|
SELL
|
- |
-8.14KClosed |
$205K - $213K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Stringer Asset Management, LLC
Memphis, TN |
SELL
|
- |
-60.8KClosed |
$1.51M - $1.56M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Capstone Triton Financial Group, LLC
Oklahoma City, OK |
SELL
|
- |
-776Closed |
$19.3K - $20K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-8.69KClosed |
$216K - $224K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-1.01KClosed |
$25.1K - $26K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-240KClosed |
$5.95M - $6.17M
|
0
$0
|
|
|
Apr 20, 2021
Q1 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-100Closed |
$2.48K - $2.57K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-892Closed |
$22K - $23K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-8.25KClosed |
$203K - $213K
|
0
$0
|
|
|
Feb 03, 2021
Q4 2020
|
Woodard & CO Asset Management Group Inc
Bermuda Run, NC |
SELL
|
- |
-296KClosed |
$7.31M - $7.64M
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Time Scale Financial, Inc.
|
SELL
|
- |
-500Closed |
$12.3K - $12.9K
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-210KClosed |
$5.19M - $5.43M
|
0
$0
|
|
|
Jan 14, 2021
Q4 2020
|
Charles Schwab Trust CO
|
SELL
|
- |
-17.2KClosed |
$423K - $443K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Aug 13, 2024
Q3 2020
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-57Closed |
$1.34K - $1.43K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6.76K- 62.82% |
$159K - $169K
|
4K
$79.9K
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-489Closed |
$11.5K - $12.2K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Marquette Asset Management, LLC
|
SELL
|
- |
-1.86KClosed |
$43.9K - $46.6K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 12, 2020
Q2 2020
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-731Closed |
$15.3K - $17.7K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-3.19KClosed |
$66.7K - $77.4K
|
0
$0
|
|
|
Jul 30, 2020
Q2 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-4KClosed |
$83.6K - $97K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-63.5KClosed |
$1.12M - $1.63M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-31.3KClosed |
$551K - $801K
|
0
$0
|
|
|
Apr 14, 2020
Q1 2020
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-75.3KClosed |
$1.33M - $1.93M
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Colton Groome Financial Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$200K - $291K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 27, 2020
Q4 2019
|
Northwest Investment Counselors, LLC
|
SELL
|
- |
-4Closed |
$98.5 - $101
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 18, 2019
Q3 2019
|
Redwood Investment Management, LLC
Scottsdale, AZ |
SELL
|
- |
-236KClosed |
$5.78M - $5.92M
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
BUY
|
- |
403New |
$9.88K - $10.1K
|
403
$8.05K
|
|
| Q2 2019 | |||||||
|
May 08, 2020
Q2 2019
|
Royal Fund Management, LLC
|
SELL
|
- |
-62Closed |
$1.49K - $1.52K
|
0
$0
|
|
|
Jul 31, 2019
Q2 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-22.2KClosed |
$534K - $545K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 08, 2019
Q1 2019
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-20KClosed |
$454K - $484K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Destination Wealth Management
|
SELL
|
- |
-1.55KClosed |
$35.1K - $37.4K
|
0
$0
|
|