Purchases and Sales Made in Q3 2022 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q3 2022. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-4.34KClosed |
$88.3K - $99.3K
|
0
$0
|
|
|
Oct 13, 2022
Q3 2022
|
Brookstone Capital Management
|
SELL
|
- |
-4.97K- 6.65% |
$101K - $114K
|
69.9K
$1.4M
|
|
|
Nov 02, 2022
Q3 2022
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-4.98K- 87.59% |
$101K - $114K
|
705
$14.1K
|
|
|
Oct 21, 2022
Q3 2022
|
Rainey & Randall Investment Management Inc.
Celebration, FL |
SELL
|
- |
-5.03K- 2.71% |
$102K - $115K
|
181K
$3.62M
|
|
|
Oct 13, 2022
Q3 2022
|
Gfs Advisors, LLC
|
SELL
|
- |
-5.4K- 35.64% |
$110K - $124K
|
9.75K
$195K
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-5.57K- 11.8% |
$113K - $128K
|
41.7K
$832K
|
|
|
Nov 08, 2022
Q3 2022
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-6.18K- 6.44% |
$126K - $141K
|
89.7K
$1.79M
|
|
|
Nov 01, 2022
Q3 2022
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-6.31K- 27.28% |
$128K - $144K
|
16.8K
$336K
|
|
|
Nov 04, 2022
Q3 2022
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-6.59K- 9.45% |
$134K - $151K
|
63.2K
$1.26M
|
|
|
Oct 18, 2022
Q3 2022
|
Plimoth Trust CO LLC
|
SELL
|
- |
-7.86K- 6.6% |
$160K - $180K
|
111K
$2.22M
|
|
|
Nov 04, 2022
Q3 2022
|
Duncker Streett & CO Inc
|
SELL
|
- |
-8.48K- 8.45% |
$173K - $194K
|
91.9K
$1.84M
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-8.67K- 1.88% |
$176K - $198K
|
453K
$9.05M
|
|
|
Nov 09, 2022
Q3 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
SELL
|
- |
-8.84K- 4.64% |
$180K - $202K
|
182K
$3.63M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-9.77K- 8.62% |
$199K - $224K
|
104K
$2.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-12.4K- 24.28% |
$252K - $283K
|
38.5K
$770K
|
|
|
Nov 14, 2022
Q3 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-13.8K- 17.19% |
$280K - $315K
|
66.2K
$1.32M
|
|
|
Nov 04, 2022
Q3 2022
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-16.8K- 9.91% |
$341K - $384K
|
153K
$3.05M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.9K- 37.16% |
$344K - $387K
|
28.6K
$572K
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-18.8K- 26.09% |
$382K - $430K
|
53.3K
$1.06M
|
|
|
Nov 14, 2022
Q3 2022
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-20.9K- 7.89% |
$425K - $477K
|
243K
$4.86M
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-21K- 29.11% |
$427K - $481K
|
51.1K
$1.02M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-22.6K- 6.71% |
$459K - $516K
|
314K
$6.27M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-24K- 9.94% |
$488K - $549K
|
217K
$4.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Morningstar Investment Management LLC
Chicago, IL |
SELL
|
- |
-28K- 12.44% |
$570K - $641K
|
197K
$3.94M
|
|
|
Mar 23, 2023
Q3 2022
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-37.1K- 51.11% |
$754K - $849K
|
35.5K
$709K
|
|
|
Nov 14, 2022
Q3 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-50K- 5.56% |
$1.02M - $1.14M
|
850K
$17M
|
|
|
Nov 01, 2022
Q3 2022
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-55.1K- 32.2% |
$1.12M - $1.26M
|
116K
$2.32M
|
|
|
Nov 03, 2022
Q3 2022
|
Coastline Trust CO
|
SELL
|
- |
-57K- 55.28% |
$1.16M - $1.3M
|
46.1K
$921K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-62K- 27.21% |
$1.26M - $1.42M
|
166K
$3.31M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-75.3K- 6.19% |
$1.53M - $1.72M
|
1.14M
$22.8M
|
|
|
Nov 01, 2022
Q3 2022
|
Assetmark, Inc
|
SELL
|
- |
-83.8K- 7.82% |
$1.7M - $1.92M
|
987K
$19.7M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-91.6K- 38.28% |
$1.86M - $2.1M
|
148K
$2.95M
|
|
|
Oct 12, 2022
Q3 2022
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-93.8K- 18.6% |
$1.91M - $2.15M
|
410K
$8.2M
|
|
|
Oct 12, 2022
Q3 2022
|
Iron Horse Wealth Management, LLC
|
SELL
|
- |
-213K- 63.03% |
$4.33M - $4.86M
|
125K
$2.49M
|
|
|
Mar 24, 2023
Q3 2022
|
Ratio Wealth Group
Denver, CO |
SELL
|
- |
-213K- 17.21% |
$4.33M - $4.88M
|
1.02M
$20.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-215K- 7.41% |
$4.38M - $4.93M
|
2.69M
$53.7M
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-228K- 56.26% |
$4.63M - $5.21M
|
177K
$3.53M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-953K- 43.64% |
$19.4M - $21.8M
|
1.23M
$24.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-1.99M- 64.3% |
$40.6M - $45.6M
|
1.11M
$22.1M
|