Purchases and Sales Made in Q3 2023 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2023
Q3 2023
|
1900 Wealth Management LLC
|
SELL
|
- |
-1.53K- 2.69% |
$28.7K - $30K
|
55.4K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.72K- 2.25% |
$32.2K - $33.7K
|
74.7K
$1.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-1.73K- 13.36% |
$32.5K - $34K
|
11.2K
$225K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.02K- 0.06% |
$37.8K - $39.5K
|
3.51M
$70.1M
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
SELL
|
- |
-2.13K- 15.4% |
$39.8K - $41.6K
|
11.7K
$233K
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-2.54K- 20.19% |
$47.6K - $49.7K
|
10K
$201K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.62K- 10.39% |
$49.1K - $51.3K
|
22.6K
$452K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-3.29K- 62.56% |
$61.6K - $64.4K
|
1.97K
$39.3K
|
|
|
Nov 06, 2023
Q3 2023
|
Gyl Financial Synergies, LLC
|
SELL
|
- |
-3.43K- 2.34% |
$64.2K - $67.2K
|
143K
$2.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-3.57K- 10.31% |
$66.8K - $69.9K
|
31.1K
$621K
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-3.67K- 0.96% |
$68.8K - $71.9K
|
380K
$7.59M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
SELL
|
- |
-3.79K- 0.42% |
$70.9K - $74.2K
|
890K
$17.8M
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-4.24K- 7.75% |
$79.4K - $83K
|
50.5K
$1.01M
|
|
|
Nov 08, 2023
Q3 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-4.3K- 13.74% |
$80.5K - $84.2K
|
27K
$539K
|
|
|
Oct 19, 2023
Q3 2023
|
Accel Wealth Management
|
SELL
|
- |
-4.58K- 5.78% |
$85.8K - $89.7K
|
74.7K
$1.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-4.72K- 2.39% |
$88.4K - $92.4K
|
193K
$3.85M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-5.04K- 4.71% |
$94.4K - $98.6K
|
102K
$2.04M
|
|
|
Oct 10, 2023
Q3 2023
|
Kwb Wealth
Redlands, CA |
SELL
|
- |
-5.26K- 1.15% |
$98.4K - $103K
|
450K
$9M
|
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
SELL
|
- |
-6.17K- 14.83% |
$116K - $121K
|
35.4K
$708K
|
|
|
Oct 25, 2023
Q3 2023
|
Oxinas Partners Wealth Management LLC
|
SELL
|
- |
-6.45K- 24.88% |
$121K - $126K
|
19.5K
$389K
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-6.6K- 20.64% |
$124K - $129K
|
25.4K
$507K
|
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-7.14K- 5.31% |
$134K - $140K
|
127K
$2.55M
|
|
|
Oct 10, 2023
Q3 2023
|
Drive Wealth Management, LLC
Lehi, UT |
SELL
|
- |
-7.22K- 14.58% |
$135K - $141K
|
42.3K
$845K
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-7.36K- 98.2% |
$138K - $144K
|
135
$2.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-7.55K- 10.92% |
$141K - $148K
|
61.6K
$1.23M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.42K- 9.46% |
$158K - $165K
|
80.6K
$1.61M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-9.99K- 69.58% |
$187K - $196K
|
4.37K
$87.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Ratio Wealth Group
Denver, CO |
SELL
|
- |
-10.3K- 0.98% |
$193K - $202K
|
1.04M
$20.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-10.7K- 8.26% |
$200K - $210K
|
119K
$2.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-11.5K- 16.03% |
$216K - $225K
|
60.3K
$1.2M
|
|
|
Oct 25, 2023
Q3 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-11.6K- 38.46% |
$218K - $228K
|
18.6K
$372K
|
|
|
Nov 07, 2023
Q3 2023
|
Eagle Strategies LLC
New York, NY |
SELL
|
- |
-11.8K- 24.26% |
$222K - $232K
|
37K
$739K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-12.9K- 37.03% |
$241K - $252K
|
21.9K
$437K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-17.4K- 5.85% |
$326K - $341K
|
280K
$5.59M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-18.7K- 31.64% |
$351K - $367K
|
40.5K
$809K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-19.6K- 3.3% |
$366K - $383K
|
572K
$11.4M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-21.6K- 9.58% |
$404K - $423K
|
204K
$4.07M
|
|
|
Nov 13, 2023
Q3 2023
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-25.5K- 14.88% |
$477K - $499K
|
146K
$2.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Roger Wittlin Investment Advisory, LLC
|
SELL
|
- |
-26.4K- 56.1% |
$495K - $518K
|
20.7K
$413K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-30.8K- 16.55% |
$577K - $603K
|
155K
$3.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-32K- 97.62% |
$599K - $626K
|
780
$15.6K
|
|
|
Nov 01, 2023
Q3 2023
|
Gs Investments, Inc.
|
SELL
|
- |
-34K- 98.89% |
$636K - $665K
|
380
$7.59K
|
|
|
Nov 03, 2023
Q3 2023
|
Fortis Capital Management LLC
|
SELL
|
- |
-42.3K- 21.88% |
$792K - $828K
|
151K
$3.02M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-63.6K- 12.75% |
$1.19M - $1.25M
|
435K
$8.69M
|
|
|
Oct 13, 2023
Q3 2023
|
Columbus Macro, LLC
|
SELL
|
- |
-81.5K- 40.48% |
$1.53M - $1.6M
|
120K
$2.39M
|
|
|
Nov 14, 2023
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-100K- 12.52% |
$1.87M - $1.96M
|
699K
$14M
|
|
|
Feb 14, 2024
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-100K- 12.52% |
$1.87M - $1.96M
|
699K
$14M
|
|
|
Nov 09, 2023
Q3 2023
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-115K- 5.18% |
$2.16M - $2.26M
|
2.11M
$42.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
SELL
|
- |
-118K- 69.67% |
$2.22M - $2.32M
|
51.5K
$1.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-193K- 3.19% |
$3.61M - $3.78M
|
5.86M
$117M
|