Latest Institutional Sells of Principal Financial Group Inc (PFG)
This list provides information on the latest institutional transactions involving Principal Financial Group Inc (PFG) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 10, 2020
Q4 2019
|
Manning & Napier Group, LLC
|
SELL
|
- |
-13.1KClosed |
$688K - $754K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-11.3KClosed |
$592K - $649K
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
First Business Financial Services, Inc.
|
SELL
|
- |
-10.5KClosed |
$551K - $604K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Wright Investors Service Inc
|
SELL
|
- |
-7.67KClosed |
$401K - $440K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-7.22KClosed |
$378K - $415K
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Gam Holding Ag
|
SELL
|
- |
-7.12KClosed |
$373K - $408K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-4.27KClosed |
$224K - $245K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Delta Investment Management, LLC
|
SELL
|
- |
-3.76KClosed |
$197K - $216K
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
Arcadia Investment Management Corp
|
SELL
|
- |
-2.33KClosed |
$122K - $133K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-586Closed |
$30.7K - $33.6K
|
0
$0
|
|
Jan 10, 2020
Q4 2019
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-455Closed |
$23.8K - $26.1K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-366Closed |
$19.2K - $21K
|
0
$0
|
|
Jan 14, 2020
Q4 2019
|
Webster Bank, N. A.
|
SELL
|
- |
-300Closed |
$15.7K - $17.2K
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-271Closed |
$14.2K - $15.6K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-253Closed |
$13.2K - $14.5K
|
0
$0
|
|
Feb 13, 2020
Q4 2019
|
Weil Company, Inc.
|
SELL
|
- |
-215Closed |
$11.3K - $12.3K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Weiss Multi Strategy Advisers LLC
New York, NY |
SELL
|
CALL |
-403KClosed |
$21M - $24.5M
|
0
$0
|
|
Oct 31, 2019
Q3 2019
|
Palouse Capital Management, Inc.
|
SELL
|
- |
-86.5KClosed |
$4.51M - $5.25M
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Cornerstone Wealth Group, LLC
|
SELL
|
- |
-28KClosed |
$1.46M - $1.7M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-22.5KClosed |
$1.17M - $1.37M
|
0
$0
|
|
Nov 04, 2019
Q3 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-12.3KClosed |
$641K - $746K
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-8.21KClosed |
$429K - $498K
|
0
$0
|
|
Oct 18, 2019
Q3 2019
|
Btc Capital Management, Inc.
|
SELL
|
- |
-8.13KClosed |
$424K - $493K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-6.61KClosed |
$345K - $401K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Zebra Capital Management LLC
Stamford, CT |
SELL
|
- |
-5.81KClosed |
$303K - $352K
|
0
$0
|
|
Oct 07, 2019
Q3 2019
|
Berkshire Asset Management LLC
Wilkes Barre, PA |
SELL
|
- |
-5.41KClosed |
$282K - $328K
|
0
$0
|
|
Nov 07, 2019
Q3 2019
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-4.38KClosed |
$229K - $266K
|
0
$0
|
|
Nov 15, 2019
Q3 2019
|
Phocas Financial Corp.
Alameda, CA |
SELL
|
- |
-960Closed |
$50.1K - $58.3K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-377Closed |
$19.7K - $22.9K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-256Closed |
$13.4K - $15.5K
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-238Closed |
$12.4K - $14.4K
|
0
$0
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-200Closed |
$10.4K - $12.1K
|
0
$0
|
|
Nov 06, 2019
Q3 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-159Closed |
$8.3K - $9.65K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 13, 2019
Q2 2019
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-80.5KClosed |
$4.15M - $4.66M
|
0
$0
|
|
Oct 15, 2019
Q2 2019
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-9.4KClosed |
$485K - $544K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Jarislowsky, Fraser LTD
|
SELL
|
- |
-4KClosed |
$206K - $232K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-1.77KClosed |
$91.4K - $103K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.19KClosed |
$61.6K - $69.2K
|
0
$0
|
|
Jul 30, 2019
Q2 2019
|
First National Corp
|
SELL
|
- |
-1.04KClosed |
$53.4K - $60K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Bremer Bank National Association
|
SELL
|
- |
-845Closed |
$43.6K - $48.9K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-366Closed |
$18.9K - $21.2K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
SELL
|
- |
-300Closed |
$15.5K - $17.4K
|
0
$0
|
|
Aug 02, 2019
Q2 2019
|
Oakworth Capital, Inc.
|
SELL
|
- |
-285Closed |
$14.7K - $16.5K
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-283Closed |
$14.6K - $16.4K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-220Closed |
$11.3K - $12.7K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-218Closed |
$11.2K - $12.6K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-200Closed |
$10.3K - $11.6K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Destination Wealth Management
|
SELL
|
- |
-192Closed |
$9.9K - $11.1K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-146Closed |
$7.53K - $8.46K
|
0
$0
|
|
Jul 23, 2019
Q2 2019
|
Financial Advantage, Inc.
|
SELL
|
- |
-100Closed |
$5.16K - $5.79K
|
0
$0
|