Purchases and Sales Made in Q3 2023 in Principal Financial Group Inc (PFG)
This table provides information about the institutional ownership of Principal Financial Group Inc (PFG) during Q3 2023. The information is specifically focused on institutions that hold shares of PRINCIPAL FINANCIAL GROUP INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Center For Asset Management LLC
|
SELL
|
- |
-24- 0.57% |
$1.73K - $2.02K
|
4.19K
$359K
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-25- 0.52% |
$1.8K - $2.1K
|
4.77K
$408K
|
|
|
Nov 09, 2023
Q3 2023
|
Ritter Daniher Financial Advisory LLC
Cincinnati, OH |
SELL
|
- |
-27- 18.75% |
$1.94K - $2.27K
|
117
$10K
|
|
|
Nov 14, 2023
Q3 2023
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-27- 0.85% |
$1.94K - $2.27K
|
3.14K
$269K
|
|
|
Oct 24, 2023
Q3 2023
|
Independent Advisor Alliance
|
SELL
|
- |
-31- 0.67% |
$2.23K - $2.61K
|
4.61K
$395K
|
|
|
Oct 26, 2023
Q3 2023
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-37- 1.21% |
$2.66K - $3.11K
|
3.03K
$259K
|
|
|
Nov 14, 2023
Q3 2023
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-37- 0.04% |
$2.66K - $3.11K
|
85.2K
$7.3M
|
|
|
Oct 27, 2023
Q3 2023
|
West Bancorporation Inc
|
SELL
|
- |
-38- 0.35% |
$2.74K - $3.2K
|
10.7K
$915K
|
|
|
Nov 08, 2023
Q3 2023
|
J. W. Coons Advisors, LLC
|
SELL
|
- |
-40- 0.88% |
$2.88K - $3.36K
|
4.5K
$385K
|
|
|
Oct 19, 2023
Q3 2023
|
Mokosak Advisory Group, LLC
|
SELL
|
- |
-43- 0.63% |
$3.1K - $3.62K
|
6.76K
$579K
|
|
|
Nov 13, 2023
Q3 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-54- 0.78% |
$3.89K - $4.54K
|
6.9K
$591K
|
|
|
Nov 14, 2023
Q3 2023
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-55- 2.17% |
$3.96K - $4.63K
|
2.48K
$212K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-57- 0.17% |
$4.1K - $4.79K
|
34K
$2.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-57- 4.84% |
$4.1K - $4.79K
|
1.12K
$95.9K
|
|
|
Nov 07, 2023
Q3 2023
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-71- 10.23% |
$5.11K - $5.97K
|
623
$53.4K
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-73- 0.71% |
$5.26K - $6.14K
|
10.1K
$869K
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-74- 4.5% |
$5.33K - $6.22K
|
1.57K
$134K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-75- 1.09% |
$5.4K - $6.31K
|
6.81K
$583K
|
|
|
Nov 06, 2023
Q3 2023
|
Arizona State Retirement System
|
SELL
|
- |
-77- 0.12% |
$5.54K - $6.48K
|
66.2K
$5.67M
|
|
|
Nov 15, 2023
Q3 2023
|
Holderness Investments CO
Greensboro, NC |
SELL
|
- |
-78- 0.78% |
$5.62K - $6.56K
|
9.94K
$851K
|
|
|
Nov 01, 2023
Q3 2023
|
Regions Financial Corp
|
SELL
|
- |
-93- 1.37% |
$6.7K - $7.82K
|
6.67K
$571K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-100- 2.58% |
$7.2K - $8.41K
|
3.78K
$324K
|
|
|
Oct 12, 2023
Q3 2023
|
Carret Asset Management, LLC
|
SELL
|
- |
-100- 1.35% |
$7.2K - $8.41K
|
7.29K
$624K
|
|
|
Nov 07, 2023
Q3 2023
|
Palisade Asset Management, LLC
|
SELL
|
- |
-100- 1.45% |
$7.2K - $8.41K
|
6.8K
$582K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-101- 0.64% |
$7.27K - $8.49K
|
15.7K
$1.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-102- 1.43% |
$7.34K - $8.58K
|
7.02K
$601K
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-104- 3.35% |
$7.49K - $8.75K
|
3K
$257K
|
|
|
Nov 13, 2023
Q3 2023
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-104- 2.05% |
$7.49K - $8.75K
|
4.97K
$425K
|
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-107- 1.09% |
$7.7K - $9K
|
9.7K
$831K
|
|
|
Oct 19, 2023
Q3 2023
|
Denali Advisors LLC
|
SELL
|
- |
-110- 11.88% |
$7.92K - $9.25K
|
816
$69.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Pitcairn CO
Jenkintown, PA |
SELL
|
- |
-124- 3.21% |
$8.93K - $10.4K
|
3.74K
$320K
|
|
|
Oct 19, 2023
Q3 2023
|
Great Diamond Partners, LLC
|
SELL
|
- |
-127- 0.64% |
$9.14K - $10.7K
|
19.7K
$1.69M
|
|
|
Nov 09, 2023
Q3 2023
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-129- 17.2% |
$9.29K - $10.8K
|
621
$53.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-136- 1.82% |
$9.79K - $11.4K
|
7.35K
$630K
|
|
|
Nov 13, 2023
Q3 2023
|
Alpha Centric Advisors LLC
San Juan, PR |
SELL
|
- |
-140- 9.67% |
$10.1K - $11.8K
|
1.31K
$112K
|
|
|
Nov 06, 2023
Q3 2023
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-144- 18.05% |
$10.4K - $12.1K
|
654
$56K
|
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
SELL
|
- |
-145- 2.73% |
$10.4K - $12.2K
|
5.17K
$442K
|
|
|
Nov 02, 2023
Q3 2023
|
Gilbert & Cook, Inc.
|
SELL
|
- |
-150- 1.78% |
$10.8K - $12.6K
|
8.26K
$707K
|
|
|
Oct 12, 2023
Q3 2023
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-151- 1.86% |
$10.9K - $12.7K
|
7.95K
$681K
|
|
|
Aug 29, 2024
Q3 2023
|
Waldron Private Wealth LLC
|
SELL
|
- |
-151- 2.73% |
$10.9K - $12.7K
|
5.38K
$461K
|
|
|
Oct 26, 2023
Q3 2023
|
Waldron Private Wealth LLC
|
SELL
|
- |
-151- 2.73% |
$10.9K - $12.7K
|
5.38K
$461K
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-154- 3.89% |
$11.1K - $13K
|
3.8K
$326K
|
|
|
Nov 08, 2023
Q3 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-169- 32.94% |
$12.2K - $14.2K
|
344
$29.5K
|
|
|
Oct 24, 2023
Q3 2023
|
Foster & Motley Inc
Cincinnati, OH |
SELL
|
- |
-174- 0.46% |
$12.5K - $14.6K
|
38K
$3.26M
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-181- 4.04% |
$13K - $15.2K
|
4.29K
$368K
|
|
|
Nov 06, 2023
Q3 2023
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-186- 0.97% |
$13.4K - $15.6K
|
19K
$1.63M
|
|
|
Nov 09, 2023
Q3 2023
|
Nicolet Bankshares Inc
Green Bay, WI |
SELL
|
- |
-190- 3.17% |
$13.7K - $16K
|
5.81K
$497K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-194- 1.58% |
$14K - $16.3K
|
12.1K
$1.04M
|
|
|
Oct 17, 2023
Q3 2023
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-200- 1.43% |
$14.4K - $16.8K
|
13.8K
$1.18M
|
|
|
Oct 20, 2023
Q3 2023
|
Atwood & Palmer Inc
|
SELL
|
- |
-202- 66.89% |
$14.5K - $17K
|
100
$8.57K
|