Purchases and Sales Made in Q4 2023 in Principal Financial Group Inc (PFG)
This table provides information about the institutional ownership of Principal Financial Group Inc (PFG) during Q4 2023. The information is specifically focused on institutions that hold shares of PRINCIPAL FINANCIAL GROUP INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2024
Q4 2023
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-11- 0.81% |
$736 - $875
|
1.35K
$109K
|
|
|
Jan 09, 2024
Q4 2023
|
Lion Street Advisors, LLC
|
SELL
|
- |
-12- 0.14% |
$803 - $955
|
8.41K
$681K
|
|
|
Jan 16, 2024
Q4 2023
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-14- 32.56% |
$936 - $1.11K
|
29
$2.35K
|
|
|
Jan 11, 2024
Q4 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-19- 0.19% |
$1.27K - $1.51K
|
10.1K
$820K
|
|
|
Feb 12, 2024
Q4 2023
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-22- 7.07% |
$1.47K - $1.75K
|
289
$23.4K
|
|
|
Feb 05, 2024
Q4 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-27- 4.7% |
$1.81K - $2.15K
|
547
$44.3K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-29- 96.67% |
$1.94K - $2.31K
|
1
$81
|
|
|
Apr 22, 2025
Q4 2023
|
North Rock Partners, LLC
|
SELL
|
- |
-32- 0.74% |
$2.14K - $2.55K
|
4.31K
$349K
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-32- 0.22% |
$2.14K - $2.55K
|
14.7K
$1.19M
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-33- 0.95% |
$2.21K - $2.63K
|
3.44K
$279K
|
|
|
Jan 10, 2024
Q4 2023
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-34- 97.14% |
$2.27K - $2.71K
|
1
$81
|
|
|
Feb 08, 2024
Q4 2023
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-40- 33.9% |
$2.68K - $3.18K
|
78
$6.32K
|
|
|
Jan 19, 2024
Q4 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-41- 0.42% |
$2.74K - $3.26K
|
9.66K
$782K
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
SELL
|
- |
-41- 1.61% |
$2.74K - $3.26K
|
2.5K
$202K
|
|
|
Jan 24, 2024
Q4 2023
|
Park Place Capital Corp
Birmingham, AL |
SELL
|
- |
-44- 28.95% |
$2.94K - $3.5K
|
108
$8.74K
|
|
|
Jan 30, 2024
Q4 2023
|
Waldron Private Wealth LLC
|
SELL
|
- |
-45- 0.84% |
$3.01K - $3.58K
|
5.33K
$432K
|
|
|
Aug 29, 2024
Q4 2023
|
Waldron Private Wealth LLC
|
SELL
|
- |
-45- 0.84% |
$3.01K - $3.58K
|
5.33K
$432K
|
|
|
Mar 18, 2024
Q4 2023
|
Core First Bank & Trust
Topeka, KS |
SELL
|
- |
-47- 23.86% |
$3.14K - $3.74K
|
150
$12.1K
|
|
|
Jan 11, 2024
Q4 2023
|
West Financial Advisors, LLC
|
SELL
|
- |
-53- 2.11% |
$3.54K - $4.22K
|
2.46K
$199K
|
|
|
Jan 18, 2024
Q4 2023
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-56- 8.56% |
$3.75K - $4.46K
|
598
$48.4K
|
|
|
Jan 30, 2024
Q4 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-66- 4.56% |
$4.41K - $5.25K
|
1.38K
$112K
|
|
|
Jan 26, 2024
Q4 2023
|
West Bancorporation Inc
|
SELL
|
- |
-68- 0.64% |
$4.55K - $5.41K
|
10.6K
$859K
|
|
|
Jan 03, 2024
Q4 2023
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-70- 16.99% |
$4.68K - $5.57K
|
342
$27.7K
|
|
|
Feb 01, 2024
Q4 2023
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-71- 10.53% |
$4.75K - $5.65K
|
603
$48.8K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-76- 1.08% |
$5.08K - $6.05K
|
6.94K
$562K
|
|
|
Feb 05, 2024
Q4 2023
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-77- 12.36% |
$5.15K - $6.13K
|
546
$44.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-78- 1.63% |
$5.22K - $6.21K
|
4.7K
$381K
|
|
|
Feb 12, 2024
Q4 2023
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-81- 0.11% |
$5.42K - $6.45K
|
71.9K
$5.82M
|
|
|
Feb 06, 2024
Q4 2023
|
Ellevest, Inc.
|
SELL
|
- |
-90- 1.94% |
$6.02K - $7.16K
|
4.55K
$369K
|
|
|
Feb 02, 2024
Q4 2023
|
Carret Asset Management, LLC
|
SELL
|
- |
-100- 1.37% |
$6.69K - $7.96K
|
7.19K
$582K
|
|
|
Feb 06, 2024
Q4 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-106- 23.66% |
$7.09K - $8.44K
|
342
$27.7K
|
|
|
Feb 07, 2024
Q4 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-107- 3.69% |
$7.16K - $8.52K
|
2.8K
$226K
|
|
|
Jan 23, 2024
Q4 2023
|
Iowa State Bank
|
SELL
|
- |
-109- 0.27% |
$7.29K - $8.67K
|
40.5K
$3.28M
|
|
|
Feb 05, 2024
Q4 2023
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-109- 1.41% |
$7.29K - $8.67K
|
7.61K
$616K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-112- 9.29% |
$7.49K - $8.91K
|
1.09K
$88.5K
|
|
|
Jan 11, 2024
Q4 2023
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-114- 3.49% |
$7.62K - $9.07K
|
3.15K
$255K
|
|
|
Mar 29, 2024
Q4 2023
|
Kapitalo Investimentos Ltda
Sao Paulo, D5 |
SELL
|
- |
-123Closed |
$8.23K - $9.79K
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-123- 4.06% |
$8.23K - $9.79K
|
2.91K
$235K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
SELL
|
- |
-127- 16.47% |
$8.49K - $10.1K
|
644
$52.1K
|
|
|
Feb 13, 2024
Q4 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-130- 0.08% |
$8.69K - $10.3K
|
155K
$12.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-131- 2.19% |
$8.76K - $10.4K
|
5.86K
$474K
|
|
|
Feb 08, 2024
Q4 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-131- 6.18% |
$8.76K - $10.4K
|
1.99K
$161K
|
|
|
Jan 02, 2024
Q4 2023
|
Park National Corp
|
SELL
|
- |
-138- 4.52% |
$9.23K - $11K
|
2.92K
$236K
|
|
|
Feb 08, 2024
Q4 2023
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-140- 1.76% |
$9.36K - $11.1K
|
7.81K
$633K
|
|
|
Feb 13, 2024
Q4 2023
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-142- 22.87% |
$9.5K - $11.3K
|
479
$38.8K
|
|
|
May 30, 2024
Q4 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-146- 3.7% |
$9.76K - $11.6K
|
3.8K
$307K
|
|
|
Feb 07, 2024
Q4 2023
|
Hills Bank & Trust CO
|
SELL
|
- |
-150- 9.66% |
$10K - $11.9K
|
1.4K
$114K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-154- 4.24% |
$10.3K - $12.3K
|
3.48K
$282K
|
|
|
Jan 26, 2024
Q4 2023
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-158- 41.15% |
$10.6K - $12.6K
|
226
$18.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-158- 5.87% |
$10.6K - $12.6K
|
2.53K
$205K
|