Purchases and Sales Made in Q3 2021 in Pimco Income Strategy Fund (PFL)
This table provides information about the institutional ownership of Pimco Income Strategy Fund (PFL) during Q3 2021. The information is specifically focused on institutions that hold shares of PIMCO INCOME STRATEGY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
158KNew |
$1.79M - $2.08M
|
158K
$1.34M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
115K+ 108.65% |
$1.3M - $1.51M
|
220K
$1.87M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
39.5K+ 28.27% |
$448K - $520K
|
179K
$1.52M
|
|
|
Oct 12, 2021
Q3 2021
|
Ota Financial Group L.P.
|
BUY
|
- |
39KNew |
$442K - $514K
|
39K
$331K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
26.3K+ 104.15% |
$298K - $347K
|
51.6K
$437K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
20.2K+ 9.1% |
$228K - $265K
|
242K
$2.05M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
19.1KNew |
$216K - $251K
|
19.1K
$162K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
18.5KNew |
$209K - $243K
|
18.5K
$156K
|
|
|
Oct 20, 2021
Q3 2021
|
Flagship Private Wealth, LLC
|
BUY
|
- |
17.8KNew |
$202K - $235K
|
17.8K
$151K
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
14.8KNew |
$168K - $195K
|
14.8K
$126K
|
|
|
Nov 12, 2021
Q3 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
11.3KNew |
$128K - $149K
|
11.3K
$95.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.6K+ 7.93% |
$120K - $139K
|
144K
$1.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.31K+ 17.68% |
$94.2K - $109K
|
55.3K
$469K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.69K+ 6.68% |
$87.1K - $101K
|
123K
$1.04M
|
|
|
Nov 12, 2021
Q3 2021
|
F3 Logic, LLC
|
BUY
|
- |
7.62K+ 1.31% |
$86.3K - $100K
|
587K
$4.98M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5.57K+ 266.17% |
$63.1K - $73.4K
|
7.66K
$65K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.1K+ 15.81% |
$57.7K - $67.1K
|
37.3K
$317K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5KNew |
$56.7K - $65.9K
|
5K
$42.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.68K+ 3.22% |
$53K - $61.6K
|
150K
$1.27M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.9KNew |
$32.9K - $38.2K
|
2.9K
$24.6K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.75K+ 3.09% |
$31.1K - $36.2K
|
91.7K
$778K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.19K+ 5.8% |
$24.8K - $28.8K
|
39.9K
$338K
|
|
|
Oct 18, 2021
Q3 2021
|
Moser Wealth Advisors, LLC
|
BUY
|
- |
1.76K+ 7.54% |
$20K - $23.2K
|
25.1K
$213K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.2KNew |
$13.6K - $15.8K
|
1.2K
$10.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
1K+ 1.43% |
$11.3K - $13.2K
|
70.9K
$601K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
973+ 2.23% |
$11K - $12.8K
|
44.6K
$378K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
279+ 1.52% |
$3.16K - $3.67K
|
18.6K
$158K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
267+ 1.52% |
$3.03K - $3.52K
|
17.8K
$151K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
240+ 0.38% |
$2.72K - $3.16K
|
63.3K
$537K
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
216+ 1.99% |
$2.45K - $2.84K
|
11.1K
$93.9K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
168+ 1.18% |
$1.9K - $2.21K
|
14.4K
$122K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
100New |
$1.13K - $1.32K
|
100
$848
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-43Closed |
$487 - $566
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-700Closed |
$7.93K - $9.22K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1K- 10.11% |
$11.3K - $13.2K
|
8.89K
$75.4K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.91K- 4.08% |
$21.7K - $25.2K
|
45K
$381K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2KClosed |
$22.7K - $26.3K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-2.03K- 2.2% |
$23K - $26.8K
|
90.2K
$765K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-4.2K- 15.9% |
$47.6K - $55.3K
|
22.2K
$188K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.07K- 30.13% |
$57.4K - $66.8K
|
11.8K
$99.7K
|
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-10.5KClosed |
$119K - $138K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-12.8KClosed |
$145K - $169K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-13.3K- 7.05% |
$151K - $175K
|
175K
$1.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-22.1K- 12.99% |
$251K - $291K
|
148K
$1.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-28.2K- 57.68% |
$319K - $371K
|
20.7K
$175K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-30.6K- 15.28% |
$346K - $402K
|
169K
$1.44M
|
|
|
Nov 09, 2021
Q3 2021
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-49KClosed |
$555K - $645K
|
0
$0
|