Purchases and Sales Made in Q3 2023 in ETF Ser Solutions Aam Low Dura (PFLD)
This table provides information about the institutional ownership of ETF Ser Solutions Aam Low Dura (PFLD) during Q3 2023. The information is specifically focused on institutions that hold shares of ETF SER SOLUTIONS AAM LOW DURA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
254KNew |
$5.24M - $5.38M
|
254K
$5.26M
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
254KNew |
$5.24M - $5.38M
|
254K
$5.26M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
220K+ 13.43% |
$4.55M - $4.67M
|
1.86M
$38.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
65.9KNew |
$1.36M - $1.4M
|
65.9K
$1.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
56.6K+ 10.62% |
$1.17M - $1.2M
|
590K
$12.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Rainey & Randall Investment Management Inc.
Celebration, FL |
BUY
|
- |
41.6K+ 9.36% |
$859K - $882K
|
486K
$10.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
34.4KNew |
$709K - $728K
|
34.4K
$712K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
30.7K+ 29.23% |
$635K - $652K
|
136K
$2.82M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
16.5K+ 5.59% |
$340K - $349K
|
311K
$6.45M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.4KNew |
$215K - $221K
|
10.4K
$216K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.3K+ 9.02% |
$214K - $219K
|
125K
$2.59M
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
9.18K+ 4.71% |
$190K - $195K
|
204K
$4.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
8.35K+ 7.3% |
$172K - $177K
|
123K
$2.54M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
7.63KNew |
$158K - $162K
|
7.63K
$158K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
4.54K+ 1.1% |
$93.7K - $96.2K
|
419K
$8.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.33K+ 16.8% |
$89.4K - $91.8K
|
30.1K
$624K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4K+ 1.43% |
$82.6K - $84.8K
|
284K
$5.89M
|
|
|
Oct 10, 2023
Q3 2023
|
Webster Bank, N. A.
|
BUY
|
- |
1.42K+ 1.29% |
$29.4K - $30.2K
|
112K
$2.32M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.37K+ 6.07% |
$28.4K - $29.1K
|
24K
$498K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
1.28K+ 437.54% |
$26.5K - $27.2K
|
1.58K
$32.6K
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
BUY
|
- |
1.2KNew |
$24.7K - $25.3K
|
1.2K
$24.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
969+ 10.53% |
$20K - $20.5K
|
10.2K
$211K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
379New |
$7.83K - $8.03K
|
379
$7.86K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
BUY
|
- |
300+ 7.69% |
$6.2K - $6.36K
|
4.2K
$87.1K
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
184+ 1.48% |
$3.8K - $3.9K
|
12.6K
$262K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
50+ 17.92% |
$1.03K - $1.06K
|
329
$6.82K
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
BUY
|
- |
7+ 0.04% |
$145 - $148
|
19.2K
$399K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 27, 2023
Q3 2023
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-104- 0.05% |
$2.15K - $2.2K
|
224K
$4.64M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-647- 0.69% |
$13.4K - $13.7K
|
92.5K
$1.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-699- 8.04% |
$14.4K - $14.8K
|
8K
$166K
|
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.9K- 11.59% |
$39.2K - $40.3K
|
14.5K
$301K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-2.92K- 19.42% |
$60.3K - $61.9K
|
12.1K
$251K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.93K- 2.73% |
$60.5K - $62.1K
|
104K
$2.16M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.77K- 6.4% |
$77.8K - $79.8K
|
55.1K
$1.14M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.97K- 9.51% |
$123K - $127K
|
56.8K
$1.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.9K- 19.94% |
$163K - $167K
|
31.7K
$657K
|
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-27.5K- 26.29% |
$567K - $582K
|
77K
$1.6M
|
|
|
Oct 20, 2023
Q3 2023
|
Atwood & Palmer Inc
|
SELL
|
- |
-53.3K- 99.77% |
$1.1M - $1.13M
|
122
$2.53K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-92.8K- 76.12% |
$1.92M - $1.97M
|
29.1K
$603K
|