Purchases and Sales Made in Q3 2023 in Pennant Park Floating Rate Capital Ltd. (PFLT)
This table provides information about the institutional ownership of Pennant Park Floating Rate Capital Ltd. (PFLT) during Q3 2023. The information is specifically focused on institutions that hold shares of PennantPark Floating Rate Capital Ltd..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-397- 45.16% |
$4.1K - $4.52K
|
482
$5.22K
|
|
|
Oct 31, 2023
Q3 2023
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-791- 4.73% |
$8.16K - $9.01K
|
15.9K
$173K
|
|
|
Nov 27, 2023
Q3 2023
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-800- 5.1% |
$8.26K - $9.11K
|
14.9K
$161K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.73K- 9.3% |
$17.8K - $19.7K
|
16.8K
$182K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-2.65K- 83.81% |
$27.3K - $30.1K
|
511
$5.53K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-2.75K- 68.6% |
$28.4K - $31.3K
|
1.26K
$13.6K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-2.75K- 68.6% |
$28.4K - $31.3K
|
1.26K
$13.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.9K- 29.88% |
$29.9K - $33K
|
6.8K
$73.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-3.19K- 2.52% |
$32.9K - $36.3K
|
123K
$1.33M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-3.62K- 9.14% |
$37.4K - $41.3K
|
36K
$390K
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
SELL
|
- |
-4.6K- 3.74% |
$47.5K - $52.4K
|
119K
$1.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-4.84K- 5.45% |
$49.9K - $55.1K
|
84K
$909K
|
|
|
Nov 14, 2023
Q3 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-5.11K- 15.6% |
$52.8K - $58.2K
|
27.7K
$299K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-7.06K- 4.28% |
$72.8K - $80.4K
|
158K
$1.71M
|
|
|
Oct 17, 2023
Q3 2023
|
Firethorn Wealth Partners, LLC
|
SELL
|
- |
-7.6K- 39.45% |
$78.5K - $86.6K
|
11.7K
$126K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-10.9K- 98.99% |
$113K - $124K
|
111
$1.2K
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-23.5K- 35.78% |
$243K - $268K
|
42.2K
$457K
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-26.4K- 29.09% |
$273K - $301K
|
64.4K
$697K
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-26.4K- 29.09% |
$273K - $301K
|
64.4K
$697K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-29.2K- 8.46% |
$302K - $333K
|
316K
$3.42M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-42.4K- 17.28% |
$438K - $483K
|
203K
$2.2M
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-59.7K- 53.17% |
$616K - $680K
|
52.6K
$569K
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-59.7K- 53.17% |
$616K - $680K
|
52.6K
$569K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-72.2K- 59.05% |
$745K - $822K
|
50K
$541K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-77.6K- 7.52% |
$801K - $884K
|
954K
$10.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Altshuler Shaham LTD
|
SELL
|
- |
-109K- 5.93% |
$1.13M - $1.24M
|
1.73M
$18.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-141K- 97.83% |
$1.46M - $1.61M
|
3.13K
$33.8K
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-183K- 19.22% |
$1.89M - $2.08M
|
768K
$8.31M
|
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-270K- 95.73% |
$2.78M - $3.07M
|
12K
$130K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-307K- 65.37% |
$3.17M - $3.49M
|
163K
$1.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-487K- 69.51% |
$5.03M - $5.55M
|
214K
$2.31M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.04M- 74.14% |
$10.7M - $11.9M
|
363K
$3.93M
|