Purchases and Sales Made in Q1 2023 in Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO) during Q1 2023. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
90.7K+ 111.85% |
$689K - $883K
|
172K
$1.58M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
50.3K+ 34.94% |
$382K - $490K
|
194K
$1.78M
|
|
|
May 10, 2023
Q1 2023
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
22.9K+ 31.21% |
$174K - $223K
|
96.3K
$885K
|
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
20.1KNew |
$153K - $196K
|
20.1K
$185K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
19.3KNew |
$147K - $188K
|
19.3K
$177K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.2K+ 24.17% |
$100K - $128K
|
67.6K
$622K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.92K+ 12.11% |
$29.8K - $38.2K
|
36.3K
$333K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.83K+ 3.3% |
$13.9K - $17.9K
|
57.3K
$527K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.4K+ 5.8% |
$10.6K - $13.6K
|
25.5K
$234K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
576+ 23.99% |
$4.38K - $5.61K
|
2.98K
$27.4K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
520+ 3.85% |
$3.95K - $5.06K
|
14K
$129K
|
|
|
Apr 25, 2023
Q1 2023
|
Quaker Wealth Management, LLC
|
BUY
|
- |
179+ 1.74% |
$1.36K - $1.74K
|
10.4K
$96K
|
|
|
Apr 20, 2023
Q1 2023
|
West Branch Capital LLC
|
BUY
|
- |
18+ 1.77% |
$137 - $175
|
1.04K
$9.52K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-6- 0.02% |
$45.6 - $58.4
|
35.5K
$326K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-155- 0.48% |
$1.18K - $1.51K
|
32K
$294K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-158- 0.43% |
$1.2K - $1.54K
|
36.8K
$338K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1K- 15.38% |
$7.6K - $9.74K
|
5.5K
$50.5K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.41K- 9.76% |
$10.7K - $13.7K
|
13K
$119K
|
|
|
May 09, 2023
Q1 2023
|
Spc Financial, Inc.
|
SELL
|
- |
-3.5K- 12.87% |
$26.6K - $34.1K
|
23.7K
$218K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.36K- 19.23% |
$33.1K - $42.5K
|
18.3K
$168K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.35K- 4.74% |
$40.7K - $52.1K
|
107K
$988K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-14.8K- 48.42% |
$113K - $144K
|
15.8K
$145K
|