Purchases and Sales Made in Q4 2021 in Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO)
This table provides information about the institutional ownership of Flaherty & Crumrine Preferred & Income Opportunity Fund Inc (PFO) during Q4 2021. The information is specifically focused on institutions that hold shares of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
25.1KNew |
$309K - $323K
|
25.1K
$229K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.6K+ 129.15% |
$192K - $201K
|
27.7K
$253K
|
|
|
Feb 14, 2022
Q4 2021
|
Quaker Wealth Management, LLC
|
BUY
|
- |
14.2KNew |
$176K - $184K
|
14.2K
$130K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.8KNew |
$133K - $139K
|
10.8K
$98.3K
|
|
|
Jan 31, 2022
Q4 2021
|
Spc Financial, Inc.
|
BUY
|
- |
8.3K+ 39.71% |
$102K - $107K
|
29.2K
$267K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.08K+ 14.94% |
$75K - $78.4K
|
46.8K
$428K
|
|
|
Feb 11, 2022
Q4 2021
|
Clifford Swan Investment Counsel LLC
|
BUY
|
- |
6K+ 25.53% |
$74K - $77.4K
|
29.5K
$270K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.48K+ 20.11% |
$42.9K - $44.9K
|
20.8K
$190K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
3.32K+ 28.4% |
$40.9K - $42.8K
|
15K
$137K
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
3.13KNew |
$38.6K - $40.4K
|
3.13K
$28.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.68K+ 7.84% |
$33.1K - $34.6K
|
36.9K
$337K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.28KNew |
$28.1K - $29.3K
|
2.28K
$20.8K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.14K+ 12.6% |
$26.3K - $27.6K
|
19.1K
$175K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1KNew |
$12.3K - $12.9K
|
1K
$9.14K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
882+ 2.09% |
$10.9K - $11.4K
|
43.1K
$394K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
501+ 1.35% |
$6.18K - $6.46K
|
37.7K
$345K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
139+ 1.15% |
$1.71K - $1.79K
|
12.2K
$111K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
70+ 1.24% |
$863 - $903
|
5.7K
$52.1K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
38+ 0.33% |
$469 - $490
|
11.7K
$107K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-146- 27.76% |
$1.8K - $1.88K
|
380
$3.47K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-151- 3.78% |
$1.86K - $1.95K
|
3.85K
$35.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-239- 0.82% |
$2.95K - $3.08K
|
28.8K
$263K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-378- 0.24% |
$4.66K - $4.88K
|
160K
$1.46M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-550- 40.74% |
$6.78K - $7.1K
|
800
$7.31K
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
SELL
|
- |
-560Closed |
$6.9K - $7.22K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Firestone Capital Management
|
SELL
|
- |
-1KClosed |
$12.3K - $12.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.43K- 3.67% |
$30K - $31.4K
|
63.9K
$584K
|
|
|
Jan 19, 2022
Q4 2021
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-3.07K- 3.6% |
$37.9K - $39.6K
|
82.3K
$752K
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
SELL
|
- |
-3.5K- 9.94% |
$43.1K - $45.1K
|
31.7K
$290K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.23K- 26.06% |
$76.8K - $80.4K
|
17.7K
$162K
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-9KClosed |
$111K - $116K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-10.7KClosed |
$132K - $138K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-14.6KClosed |
$181K - $189K
|
0
$0
|