Insider Transactions in Q1 2021 at Penny Mac Financial Services, Inc. (PFSI)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 08
2021
|
Farhad Nanji Director |
BUY
Open market or private purchase
|
Indirect |
100,000
+19.86%
|
$6,300,000
$63.47 P/Share
|
|
Mar 08
2021
|
Mfn Partners, LP Director |
BUY
Open market or private purchase
|
Direct |
100,000
+30.0%
|
$6,300,000
$63.47 P/Share
|
|
Mar 05
2021
|
Farhad Nanji Director |
BUY
Open market or private purchase
|
Indirect |
133,383
+18.65%
|
$7,602,831
$57.77 P/Share
|
|
Mar 05
2021
|
Mfn Partners, LP Director |
BUY
Open market or private purchase
|
Direct |
133,383
+35.63%
|
$7,736,214
$58.04 P/Share
|
|
Mar 02
2021
|
Jeffrey Grogin Chief Enterprise Ops Officer |
SELL
Open market or private sale
|
Direct |
924
-3.06%
|
$56,364
$61.71 P/Share
|
|
Mar 01
2021
|
Jeffrey Grogin Chief Enterprise Ops Officer |
SELL
Open market or private sale
|
Direct |
8,901
-11.74%
|
$534,060
$60.62 P/Share
|
|
Feb 26
2021
|
Doug Jones Director, President & CMBO |
SELL
Payment of exercise price or tax liability
|
Direct |
942
-1.27%
|
$54,636
$58.85 P/Share
|
|
Feb 26
2021
|
Jeffrey Grogin Chief Enterprise Ops Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
681
-1.71%
|
$39,498
$58.85 P/Share
|
|
Feb 26
2021
|
Vandad Fartaj Chief Investment Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
759
-0.84%
|
$44,022
$58.85 P/Share
|
|
Feb 26
2021
|
Andrew S Chang Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
756
-0.08%
|
$43,848
$58.85 P/Share
|
|
Feb 26
2021
|
David Spector Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,853
-0.17%
|
$107,474
$58.85 P/Share
|
|
Feb 26
2021
|
David M Walker Chief Risk Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
418
-0.66%
|
$24,244
$58.85 P/Share
|
|
Feb 26
2021
|
Gregory L Hendry MD, Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
198
-0.23%
|
$11,484
$58.85 P/Share
|
|
Feb 26
2021
|
Daniel Stanley Perotti Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
759
-1.2%
|
$44,022
$58.85 P/Share
|
|
Feb 25
2021
|
Jonathon S Jacobson Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,143
+50.0%
|
-
|
|
Feb 25
2021
|
James K Hunt Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+4.5%
|
-
|
|
Feb 25
2021
|
Patrick Kinsella Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+5.85%
|
-
|
|
Feb 25
2021
|
Joseph F Mazzella Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+0.58%
|
-
|
|
Feb 25
2021
|
Farhad Nanji Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+1.23%
|
-
|
|
Feb 25
2021
|
Jeffrey A. Perlowitz Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+17.99%
|
-
|
|
Feb 25
2021
|
Lisa M Shalett Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+43.0%
|
-
|
|
Feb 25
2021
|
Theodore W Tozer Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+11.28%
|
-
|
|
Feb 25
2021
|
Emily Ann Youssouf Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+5.25%
|
-
|
|
Feb 25
2021
|
Anne Mccallion Director |
SELL
Payment of exercise price or tax liability
|
Direct |
4,747
-18.82%
|
$294,314
$62.33 P/Share
|
|
Feb 25
2021
|
Anne Mccallion Director |
BUY
Exercise of conversion of derivative security
|
Direct |
17,891
+41.5%
|
-
|
|
Feb 25
2021
|
Anne Mccallion Director |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+22.47%
|
-
|
|
Feb 25
2021
|
Doug Jones Director, President & CMBO |
SELL
Payment of exercise price or tax liability
|
Direct |
11,710
-13.67%
|
$726,020
$62.33 P/Share
|
|
Feb 25
2021
|
Doug Jones Director, President & CMBO |
BUY
Exercise of conversion of derivative security
|
Direct |
27,526
+24.31%
|
-
|
|
Feb 25
2021
|
Doug Jones Director, President & CMBO |
BUY
Grant, award, or other acquisition
|
Direct |
6,796
+10.46%
|
-
|
|
Feb 25
2021
|
Jeffrey Grogin Chief Enterprise Ops Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,990
-18.43%
|
$557,380
$62.33 P/Share
|
|
Feb 25
2021
|
Jeffrey Grogin Chief Enterprise Ops Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
17,891
+26.84%
|
-
|
|
Feb 25
2021
|
Jeffrey Grogin Chief Enterprise Ops Officer |
BUY
Grant, award, or other acquisition
|
Direct |
2,124
+6.43%
|
-
|
|
Feb 25
2021
|
Vandad Fartaj Chief Investment Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,913
-9.0%
|
$552,606
$62.33 P/Share
|
|
Feb 25
2021
|
Vandad Fartaj Chief Investment Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
22,020
+18.19%
|
-
|
|
Feb 25
2021
|
Vandad Fartaj Chief Investment Officer |
BUY
Grant, award, or other acquisition
|
Direct |
3,908
+4.83%
|
-
|
|
Feb 25
2021
|
Andrew S Chang Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,896
-0.88%
|
$551,552
$62.33 P/Share
|
|
Feb 25
2021
|
Andrew S Chang Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
22,020
+2.13%
|
-
|
|
Feb 25
2021
|
Andrew S Chang Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,927
+0.5%
|
-
|
|
Feb 25
2021
|
David Spector Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
25,891
-2.29%
|
$1,605,242
$62.33 P/Share
|
|
Feb 25
2021
|
David Spector Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
55,052
+4.64%
|
-
|
|
Feb 25
2021
|
David Spector Chairman & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
12,319
+1.13%
|
-
|
|
Feb 25
2021
|
David M Walker Chief Risk Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,882
-7.16%
|
$302,684
$62.33 P/Share
|
|
Feb 25
2021
|
David M Walker Chief Risk Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
13,763
+16.79%
|
-
|
|
Feb 25
2021
|
David M Walker Chief Risk Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,699
+3.03%
|
-
|
|
Feb 25
2021
|
Gregory L Hendry MD, Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
739
-1.67%
|
$45,818
$62.33 P/Share
|
|
Feb 25
2021
|
Gregory L Hendry MD, Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,810
+3.93%
|
-
|
|
Feb 25
2021
|
Gregory L Hendry MD, Chief Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
594
+1.38%
|
-
|
|
Feb 25
2021
|
Daniel Stanley Perotti Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
6,824
-9.73%
|
$423,088
$62.33 P/Share
|
|
Feb 25
2021
|
Daniel Stanley Perotti Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
17,891
+20.33%
|
-
|
|
Feb 25
2021
|
Daniel Stanley Perotti Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
2,973
+5.39%
|
-
|