Purchases and Sales Made in Q3 2021 in Pnm Resources Inc (PNM)
This table provides information about the institutional ownership of Pnm Resources Inc (PNM) during Q3 2021. The information is specifically focused on institutions that hold shares of PNM RESOURCES INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
17New |
$808 - $847
|
17
$708
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
16+ 0.29% |
$761 - $797
|
5.5K
$229K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
12+ 0.71% |
$571 - $598
|
1.71K
$71.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
10New |
$476 - $498
|
10
$416
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
7New |
$333 - $349
|
7
$291
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
5+ 3.85% |
$238 - $249
|
135
$5.62K
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
2+ 0.78% |
$95.1 - $99.7
|
258
$10.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1+ 1.0% |
$47.6 - $49.8
|
101
$4.21K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
1+ 0.99% |
$47.6 - $49.8
|
102
$4.25K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-8- 0.4% |
$380 - $399
|
2.02K
$83.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-12- 6.9% |
$571 - $598
|
162
$6.75K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-14- 16.09% |
$666 - $698
|
73
$3.04K
|
|
|
Nov 16, 2021
Q3 2021
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-15Closed |
$713 - $747
|
0
$0
|
|
|
Dec 19, 2023
Q3 2021
|
West Paces Advisors Inc.
Atlanta, GA |
SELL
|
- |
-35Closed |
$1.66K - $1.74K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Private Ocean, LLC
|
SELL
|
- |
-37Closed |
$1.76K - $1.84K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-37Closed |
$1.76K - $1.84K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-38- 1.72% |
$1.81K - $1.89K
|
2.17K
$90.4K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-50- 15.15% |
$2.38K - $2.49K
|
280
$11.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-83- 10.39% |
$3.95K - $4.14K
|
716
$29.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-85- 53.13% |
$4.04K - $4.24K
|
75
$3.12K
|
|
|
Mar 30, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-93- 0.25% |
$4.42K - $4.63K
|
36.8K
$1.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-93- 0.25% |
$4.42K - $4.63K
|
36.8K
$1.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Nova Scotia
|
SELL
|
- |
-97- 1.0% |
$4.61K - $4.83K
|
9.65K
$402K
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-101- 49.75% |
$4.8K - $5.03K
|
102
$4.25K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-116- 0.81% |
$5.52K - $5.78K
|
14.2K
$590K
|
|
|
Oct 12, 2021
Q3 2021
|
Webster Bank, N. A.
|
SELL
|
- |
-150Closed |
$7.13K - $7.47K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-157- 1.18% |
$7.47K - $7.82K
|
13.2K
$549K
|
|
|
Nov 08, 2021
Q3 2021
|
Securian Asset Management, Inc
|
SELL
|
- |
-191- 2.42% |
$9.08K - $9.52K
|
7.7K
$321K
|
|
|
Oct 27, 2021
Q3 2021
|
State Of Michigan Retirement System
|
SELL
|
- |
-200- 0.92% |
$9.51K - $9.97K
|
21.5K
$893K
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-200- 1.85% |
$9.51K - $9.97K
|
10.6K
$442K
|
|
|
Oct 15, 2021
Q3 2021
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-216- 2.39% |
$10.3K - $10.8K
|
8.83K
$368K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-273- 0.65% |
$13K - $13.6K
|
41.9K
$1.74M
|
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-282- 0.17% |
$13.4K - $14.1K
|
168K
$6.98M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-308- 6.63% |
$14.6K - $15.3K
|
4.34K
$181K
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-350- 1.54% |
$16.6K - $17.4K
|
22.4K
$934K
|
|
|
Oct 19, 2021
Q3 2021
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-366- 1.3% |
$17.4K - $18.2K
|
27.8K
$1.16M
|
|
|
Oct 12, 2021
Q3 2021
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-400- 1.79% |
$19K - $19.9K
|
21.9K
$912K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-414- 0.42% |
$19.7K - $20.6K
|
97.9K
$4.08M
|
|
|
Oct 28, 2021
Q3 2021
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-471- 0.74% |
$22.4K - $23.5K
|
63.5K
$2.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-574- 1.73% |
$27.3K - $28.6K
|
32.6K
$1.36M
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-578- 4.8% |
$27.5K - $28.8K
|
11.5K
$477K
|
|
|
Nov 05, 2021
Q3 2021
|
Xponance, Inc.
|
SELL
|
- |
-677- 5.01% |
$32.2K - $33.7K
|
12.8K
$534K
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-684- 2.23% |
$32.5K - $34.1K
|
29.9K
$1.25M
|
|
|
Nov 03, 2021
Q3 2021
|
Retirement Systems Of Alabama
|
SELL
|
- |
-685- 0.61% |
$32.6K - $34.1K
|
111K
$4.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-796- 2.63% |
$37.8K - $39.7K
|
29.5K
$1.23M
|
|
|
Nov 12, 2021
Q3 2021
|
Profund Advisors LLC
|
SELL
|
- |
-819- 7.93% |
$38.9K - $40.8K
|
9.51K
$396K
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-870- 1.35% |
$41.4K - $43.4K
|
63.4K
$2.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-873- 5.53% |
$41.5K - $43.5K
|
14.9K
$621K
|
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-1.12K- 2.25% |
$53.3K - $55.8K
|
48.7K
$2.03M
|