Purchases and Sales Made in Q1 2023 in Pennantpark Investment Corp (PNNT)
This table provides information about the institutional ownership of Pennantpark Investment Corp (PNNT) during Q1 2023. The information is specifically focused on institutions that hold shares of PENNANTPARK INVESTMENT CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
268K+ 17.19% |
$1.34M - $1.67M
|
1.83M
$12.3M
|
|
|
May 11, 2023
Q1 2023
|
Golden Green, Inc.
|
BUY
|
- |
237K+ 1928.32% |
$1.18M - $1.48M
|
250K
$1.68M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
148KNew |
$739K - $925K
|
148K
$998K
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
110K+ 285.33% |
$547K - $685K
|
148K
$998K
|
|
|
May 15, 2023
Q1 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
78.4K+ 159.51% |
$391K - $490K
|
128K
$860K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
77.1K+ 33.94% |
$385K - $482K
|
304K
$2.05M
|
|
|
Apr 18, 2023
Q1 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
44.1K+ 31.94% |
$220K - $276K
|
182K
$1.23M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
37.4K+ 6.39% |
$187K - $234K
|
624K
$4.2M
|
|
|
May 15, 2023
Q1 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
35KNew |
$174K - $219K
|
35K
$236K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
33.4K+ 5.63% |
$167K - $209K
|
626K
$4.22M
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
31.2K+ 40.39% |
$156K - $195K
|
108K
$731K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
28.3K+ 65.08% |
$141K - $177K
|
71.8K
$484K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
26K+ 65.23% |
$130K - $163K
|
65.9K
$444K
|
|
|
Apr 19, 2023
Q1 2023
|
Sterneck Capital Management, LLC
Kansas City, MO |
BUY
|
- |
25.6K+ 30.99% |
$127K - $160K
|
108K
$728K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
25.4K+ 63.05% |
$127K - $158K
|
65.6K
$442K
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
25.1KNew |
$125K - $157K
|
25.1K
$169K
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
23.5K+ 5.44% |
$117K - $147K
|
455K
$3.07M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
21.4K+ 53.7% |
$107K - $134K
|
61.2K
$412K
|
|
|
May 15, 2023
Q1 2023
|
Caxton Associates LP
New York, NY |
BUY
|
- |
20.9KNew |
$104K - $131K
|
20.9K
$141K
|
|
|
May 08, 2023
Q1 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
19.1KNew |
$95.3K - $119K
|
19.1K
$129K
|
|
|
May 10, 2023
Q1 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
17.9K+ 10.86% |
$89.6K - $112K
|
183K
$1.24M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15.6K+ 17.11% |
$77.7K - $97.3K
|
107K
$718K
|
|
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
14.1K+ 63.52% |
$70.5K - $88.3K
|
36.4K
$245K
|
|
|
May 12, 2023
Q1 2023
|
Infrastructure Capital Advisors, LLC
New York, NY |
BUY
|
- |
14K+ 64.32% |
$69.9K - $87.5K
|
35.8K
$241K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
13.7K+ 62.69% |
$68.3K - $85.6K
|
35.5K
$239K
|
|
|
May 15, 2023
Q1 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
11.5KNew |
$57.5K - $72.1K
|
11.5K
$77.7K
|
|
|
May 02, 2023
Q1 2023
|
Leo Brokerage, LLC
|
BUY
|
- |
10.8KNew |
$54K - $67.6K
|
10.8K
$72.9K
|
|
|
May 12, 2023
Q1 2023
|
Regions Financial Corp
|
BUY
|
- |
10.8KNew |
$53.9K - $67.5K
|
10.8K
$72.8K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.5K+ 52.05% |
$52.4K - $65.6K
|
30.7K
$207K
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
9.99K+ 15.07% |
$49.9K - $62.5K
|
76.3K
$514K
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
8.8K+ 2.37% |
$43.9K - $55K
|
380K
$2.56M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.86K+ 9.93% |
$39.2K - $49.1K
|
87K
$586K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.45K+ 37.66% |
$37.2K - $46.6K
|
27.2K
$184K
|
|
|
May 15, 2023
Q1 2023
|
Quarry LP
New York, NY |
BUY
|
- |
7.16K+ 167.53% |
$35.7K - $44.8K
|
11.4K
$77.1K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
5.9K+ 20.88% |
$29.4K - $36.9K
|
34.2K
$230K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
5.39K+ 0.51% |
$26.9K - $33.7K
|
1.06M
$7.14M
|
|
|
May 11, 2023
Q1 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
5.01K+ 1285.64% |
$25K - $31.3K
|
5.4K
$36.4K
|
|
|
May 10, 2023
Q1 2023
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
4.94K+ 2.72% |
$24.6K - $30.9K
|
187K
$1.26M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
3.5K+ 25.49% |
$17.5K - $21.9K
|
17.2K
$116K
|
|
|
Apr 19, 2023
Q1 2023
|
Close Asset Management LTD
|
BUY
|
- |
3KNew |
$15K - $18.8K
|
3K
$20.2K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.66K+ 1.7% |
$13.3K - $16.6K
|
159K
$1.07M
|
|
|
May 12, 2023
Q1 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
2.17KNew |
$10.8K - $13.6K
|
2.17K
$14.6K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.31K+ 12.62% |
$6.53K - $8.18K
|
11.7K
$78.7K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.13K+ 3.42% |
$5.64K - $7.07K
|
34.2K
$230K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.09K+ 3.18% |
$5.43K - $6.8K
|
35.3K
$238K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.07K+ 84.76% |
$5.35K - $6.71K
|
2.34K
$15.8K
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.02K+ 66.0% |
$5.1K - $6.39K
|
2.57K
$17.3K
|
|
|
Apr 25, 2023
Q1 2023
|
Ridgewood Investments LLC
|
BUY
|
- |
1KNew |
$4.99K - $6.25K
|
1K
$6.74K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
969+ 4.07% |
$4.84K - $6.06K
|
24.8K
$167K
|
|
|
May 15, 2023
Q1 2023
|
Garner Asset Management Corp
|
BUY
|
- |
908+ 0.72% |
$4.53K - $5.68K
|
127K
$855K
|