Purchases and Sales Made in Q3 2021 in Pennantpark Investment Corp (PNNT)
This table provides information about the institutional ownership of Pennantpark Investment Corp (PNNT) during Q3 2021. The information is specifically focused on institutions that hold shares of PENNANTPARK INVESTMENT CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
780K+ 21.47% |
$4.9M - $5.37M
|
4.42M
$29.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
764KNew |
$4.8M - $5.26M
|
764K
$5.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
460KNew |
$2.89M - $3.16M
|
460K
$3.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Callodine Capital Management, LP
Boston, MA |
BUY
|
- |
275K+ 18.33% |
$1.73M - $1.89M
|
1.78M
$12M
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
206K+ 32.82% |
$1.29M - $1.42M
|
834K
$5.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
134KNew |
$843K - $924K
|
134K
$905K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
108K+ 50.81% |
$675K - $740K
|
319K
$2.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
107K+ 234.87% |
$669K - $733K
|
152K
$1.02M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
93.6K+ 22.46% |
$588K - $644K
|
510K
$3.44M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
36.2K+ 33.32% |
$227K - $249K
|
145K
$975K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
27.2K+ 15.97% |
$171K - $187K
|
198K
$1.33M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
27.1K+ 25.98% |
$170K - $186K
|
131K
$886K
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
25.8KNew |
$162K - $177K
|
25.8K
$174K
|
|
|
Nov 15, 2021
Q3 2021
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
23.8K+ 3.65% |
$149K - $164K
|
675K
$4.55M
|
|
|
Nov 09, 2021
Q3 2021
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
15.8K+ 13.79% |
$98.9K - $108K
|
130K
$876K
|
|
|
Nov 12, 2021
Q3 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
13.4KNew |
$84.1K - $92.1K
|
13.4K
$90.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
8.85K+ 295.29% |
$55.6K - $60.9K
|
11.8K
$79.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
8.8K+ 8.26% |
$55.3K - $60.5K
|
115K
$777K
|
|
|
Oct 25, 2021
Q3 2021
|
Cubic Asset Management, LLC
|
BUY
|
- |
8.4K+ 43.35% |
$52.8K - $57.8K
|
27.8K
$187K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
7.4K+ 9.09% |
$46.5K - $50.9K
|
88.9K
$599K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.28K+ 10.45% |
$39.4K - $43.2K
|
66.4K
$447K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5KNew |
$31.4K - $34.4K
|
5K
$33.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.21KNew |
$26.5K - $29K
|
4.21K
$28.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
4.13K+ 1.11% |
$26K - $28.4K
|
376K
$2.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
3.82K+ 24.97% |
$24K - $26.3K
|
19.1K
$129K
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
3.64KNew |
$22.9K - $25.1K
|
3.64K
$24.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
3.25K+ 14.91% |
$20.4K - $22.3K
|
25K
$169K
|
|
|
Nov 12, 2021
Q3 2021
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
3K+ 2.0% |
$18.8K - $20.6K
|
153K
$1.03M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.65K+ 6.11% |
$16.6K - $18.2K
|
46K
$310K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
2.53K+ 0.51% |
$15.9K - $17.4K
|
499K
$3.37M
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
1.8K+ 7.66% |
$11.3K - $12.4K
|
25.3K
$171K
|
|
|
Oct 04, 2021
Q3 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
1.39K+ 0.19% |
$8.74K - $9.57K
|
720K
$4.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.2K+ 223.88% |
$7.54K - $8.26K
|
1.74K
$11.7K
|
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
1KNew |
$6.29K - $6.89K
|
1K
$6.75K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
660+ 36.67% |
$4.14K - $4.54K
|
2.46K
$16.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
600+ 5.91% |
$3.77K - $4.13K
|
10.8K
$72.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
425+ 2.52% |
$2.67K - $2.92K
|
17.3K
$116K
|
|
|
Oct 29, 2021
Q3 2021
|
Garner Asset Management Corp
|
BUY
|
- |
405+ 0.32% |
$2.54K - $2.79K
|
129K
$867K
|
|
|
Oct 18, 2021
Q3 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
BUY
|
- |
400+ 0.33% |
$2.51K - $2.75K
|
121K
$813K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
277+ 0.84% |
$1.74K - $1.91K
|
33.1K
$223K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-104- 1.03% |
$653 - $716
|
10K
$67.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-201- 0.21% |
$1.26K - $1.38K
|
93.5K
$630K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-301- 1.08% |
$1.89K - $2.07K
|
27.5K
$186K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-309- 13.38% |
$1.94K - $2.13K
|
2K
$13.5K
|
|
|
Oct 27, 2021
Q3 2021
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-500- 2.5% |
$3.14K - $3.44K
|
19.5K
$131K
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-507- 4.8% |
$3.18K - $3.49K
|
10.1K
$67.8K
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-1K- 7.2% |
$6.28K - $6.88K
|
12.9K
$86.9K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.48K- 1.24% |
$9.26K - $10.1K
|
117K
$792K
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-1.9K- 15.12% |
$11.9K - $13.1K
|
10.7K
$71.9K
|