Purchases and Sales Made in Q3 2022 in Pennantpark Investment Corp (PNNT)
This table provides information about the institutional ownership of Pennantpark Investment Corp (PNNT) during Q3 2022. The information is specifically focused on institutions that hold shares of PENNANTPARK INVESTMENT CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
187K+ 7.62% |
$1.02M - $1.24M
|
2.63M
$17.8M
|
|
Oct 31, 2022
Q3 2022
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
70.6KNew |
$385K - $471K
|
70.6K
$476K
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
60.3K+ 36.9% |
$329K - $402K
|
224K
$1.51M
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
47.6K+ 11.79% |
$260K - $318K
|
452K
$3.04M
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
41.7K+ 10.65% |
$228K - $278K
|
434K
$2.92M
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
29.7KNew |
$162K - $198K
|
29.7K
$200K
|
|
Nov 14, 2022
Q3 2022
|
Callodine Capital Management, LP
Boston, MA |
BUY
|
- |
25K+ 1.38% |
$137K - $167K
|
1.84M
$12.4M
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
22.7K+ 19.97% |
$124K - $151K
|
136K
$920K
|
|
Nov 14, 2022
Q3 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
20.9KNew |
$114K - $139K
|
20.9K
$141K
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.8K+ 31.71% |
$102K - $125K
|
77.9K
$525K
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
18.1K+ 21.57% |
$98.8K - $121K
|
102K
$687K
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13KNew |
$70.9K - $86.6K
|
13K
$87.6K
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.4K+ 45.6% |
$67.9K - $83K
|
39.7K
$268K
|
|
Nov 04, 2022
Q3 2022
|
Yorktown Management & Research CO Inc
|
BUY
|
- |
12.2K+ 18.91% |
$66.6K - $81.4K
|
76.7K
$517K
|
|
Oct 13, 2022
Q3 2022
|
Sterneck Capital Management, LLC
Kansas City, MO |
BUY
|
- |
10.9K+ 14.9% |
$59.4K - $72.5K
|
83.8K
$565K
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
9.63K+ 27.31% |
$52.6K - $64.2K
|
44.9K
$302K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.32K+ 33.78% |
$50.9K - $62.2K
|
36.9K
$249K
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.1K+ 64.63% |
$44.2K - $54K
|
20.6K
$139K
|
|
Nov 10, 2022
Q3 2022
|
Infrastructure Capital Advisors, LLC
New York, NY |
BUY
|
- |
8K+ 21.07% |
$43.7K - $53.4K
|
46K
$310K
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.1K+ 6.96% |
$38.8K - $47.4K
|
109K
$735K
|
|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
5.66K+ 4.19% |
$30.9K - $37.8K
|
141K
$950K
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
BUY
|
- |
4.14KNew |
$22.6K - $27.6K
|
4.14K
$27.9K
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
4.11K+ 26.32% |
$22.4K - $27.4K
|
19.7K
$133K
|
|
Oct 20, 2022
Q3 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
3.77K+ 2.81% |
$20.6K - $25.1K
|
138K
$931K
|
|
Nov 14, 2022
Q3 2022
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
3.6K+ 23.88% |
$19.6K - $24K
|
18.6K
$126K
|
|
Oct 21, 2022
Q3 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
3.16K+ 7.82% |
$17.2K - $21.1K
|
43.5K
$293K
|
|
Nov 08, 2022
Q3 2022
|
Meridian Investment Counsel Inc.
Lafayette, CA |
BUY
|
- |
2.7K+ 4.83% |
$14.7K - $18K
|
58.6K
$395K
|
|
Oct 24, 2022
Q3 2022
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
2.48K+ 8.67% |
$13.6K - $16.6K
|
31.1K
$210K
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.19K+ 4.41% |
$6.48K - $7.91K
|
28.1K
$189K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.01K+ 5.35% |
$5.5K - $6.72K
|
19.9K
$134K
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
1K+ 3.77% |
$5.46K - $6.67K
|
27.5K
$185K
|
|
Nov 14, 2022
Q3 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
800+ 0.24% |
$4.37K - $5.34K
|
331K
$2.23M
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
558+ 3.72% |
$3.05K - $3.72K
|
15.6K
$105K
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
530New |
$2.89K - $3.54K
|
530
$3.57K
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
425+ 39.57% |
$2.32K - $2.83K
|
1.5K
$10.1K
|
|
Oct 24, 2022
Q3 2022
|
Godsey & Gibb Associates
|
BUY
|
- |
400New |
$2.18K - $2.67K
|
400
$2.7K
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
400New |
$2.18K - $2.67K
|
400
$2.7K
|
|
Oct 14, 2022
Q3 2022
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
288+ 0.44% |
$1.57K - $1.92K
|
66.3K
$447K
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
209+ 0.81% |
$1.14K - $1.39K
|
26.2K
$176K
|
|
Oct 19, 2022
Q3 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200+ 8.33% |
$1.09K - $1.33K
|
2.6K
$17.5K
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
199+ 1.1% |
$1.09K - $1.33K
|
18.3K
$123K
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
186+ 0.55% |
$1.02K - $1.24K
|
33.7K
$227K
|
|
Nov 03, 2022
Q3 2022
|
Selway Asset Management
Boise, ID |
BUY
|
- |
50New |
$273 - $334
|
50
$337
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
47+ 1.29% |
$257 - $313
|
3.7K
$25K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-100- 9.09% |
$546 - $667
|
1K
$6.74K
|
|
Oct 13, 2022
Q3 2022
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-825- 6.59% |
$4.5K - $5.5K
|
11.7K
$78.8K
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-903- 0.09% |
$4.93K - $6.02K
|
1.04M
$7M
|
|
Oct 03, 2022
Q3 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-1.21K- 0.17% |
$6.58K - $8.04K
|
721K
$4.86M
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.41K- 8.56% |
$7.67K - $9.37K
|
15K
$101K
|