Purchases and Sales Made in Q3 2023 in Pennantpark Investment Corp (PNNT)
This table provides information about the institutional ownership of Pennantpark Investment Corp (PNNT) during Q3 2023. The information is specifically focused on institutions that hold shares of PENNANTPARK INVESTMENT CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
742+ 0.16% |
$4.41K - $5.13K
|
472K
$3.18M
|
|
|
Nov 01, 2023
Q3 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
652+ 3.41% |
$3.88K - $4.51K
|
19.8K
$133K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
598+ 19.93% |
$3.56K - $4.14K
|
3.6K
$24.3K
|
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
523New |
$3.11K - $3.62K
|
523
$3.53K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
511+ 1.78% |
$3.04K - $3.54K
|
29.2K
$197K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
395+ 5.37% |
$2.35K - $2.73K
|
7.75K
$52.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
373+ 1.59% |
$2.22K - $2.58K
|
23.9K
$161K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
175New |
$1.04K - $1.21K
|
175
$1.18K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
154+ 0.14% |
$916 - $1.07K
|
112K
$752K
|
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
109+ 0.42% |
$649 - $754
|
26K
$175K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
106+ 0.61% |
$631 - $734
|
17.4K
$118K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
88+ 6.7% |
$524 - $609
|
1.4K
$9.44K
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
BUY
|
- |
50New |
$298 - $346
|
50
$337
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
8+ 3.27% |
$47.6 - $55.4
|
253
$1.71K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Garner Asset Management Corp
|
SELL
|
- |
-40- 0.04% |
$238 - $277
|
108K
$725K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-138- 95.17% |
$821 - $955
|
7
$47.2
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.04K- 2.33% |
$6.19K - $7.2K
|
43.7K
$294K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.32K- 7.9% |
$7.82K - $9.1K
|
15.3K
$103K
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-1.33K- 6.65% |
$7.88K - $9.17K
|
18.6K
$125K
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-2.43K- 2.0% |
$14.5K - $16.8K
|
119K
$803K
|
|
|
Nov 03, 2023
Q3 2023
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-5K- 8.91% |
$29.8K - $34.6K
|
51.1K
$344K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.3K- 3.07% |
$31.5K - $36.7K
|
167K
$1.13M
|
|
|
Nov 15, 2023
Q3 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-5.79K- 2.76% |
$34.5K - $40.1K
|
204K
$1.37M
|
|
|
Nov 14, 2023
Q3 2023
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-6.13K- 28.99% |
$36.4K - $42.4K
|
15K
$101K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-7.79K- 71.4% |
$46.3K - $53.9K
|
3.12K
$21K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-9.39K- 24.45% |
$55.9K - $65K
|
29K
$196K
|
|
|
Nov 13, 2023
Q3 2023
|
Abbot Financial Management, Inc.
North Andover, MA |
SELL
|
- |
-10K- 11.36% |
$59.5K - $69.2K
|
78K
$526K
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-10.5K- 26.61% |
$62.6K - $72.8K
|
29K
$196K
|
|
|
Nov 13, 2023
Q3 2023
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-13.3K- 11.68% |
$79K - $91.9K
|
100K
$677K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-15.9K- 2.36% |
$94.8K - $110K
|
659K
$4.44M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.2K- 23.96% |
$96.1K - $112K
|
51.3K
$346K
|
|
|
Nov 14, 2023
Q3 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-20.3K- 64.49% |
$121K - $141K
|
11.2K
$75.4K
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-25.9K- 51.49% |
$154K - $179K
|
24.4K
$164K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-25.9K- 51.49% |
$154K - $179K
|
24.4K
$164K
|
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-29.8K- 64.31% |
$177K - $206K
|
16.5K
$112K
|
|
|
Oct 10, 2023
Q3 2023
|
Confluence Investment Management LLC
|
SELL
|
- |
-55.8K- 8.02% |
$332K - $386K
|
639K
$4.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-64.8K- 49.85% |
$385K - $448K
|
65.2K
$439K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-79.4K- 22.7% |
$473K - $550K
|
270K
$1.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-89.4K- 21.52% |
$532K - $618K
|
326K
$2.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-100K- 40.29% |
$595K - $692K
|
148K
$999K
|
|
|
Nov 13, 2023
Q3 2023
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-947K- 47.37% |
$5.64M - $6.56M
|
1.05M
$7.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-1.07M- 22.65% |
$6.35M - $7.38M
|
3.64M
$24.5M
|