Purchases and Sales Made in Q4 2021 in Pennantpark Investment Corp (PNNT)
This table provides information about the institutional ownership of Pennantpark Investment Corp (PNNT) during Q4 2021. The information is specifically focused on institutions that hold shares of PENNANTPARK INVESTMENT CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
537K+ 12.17% |
$3.49M - $3.86M
|
4.95M
$33.4M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
182K+ 21.79% |
$1.18M - $1.31M
|
1.02M
$6.85M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
99.3KNew |
$644K - $713K
|
99.3K
$669K
|
|
|
Feb 14, 2022
Q4 2021
|
Callodine Capital Management, LP
Boston, MA |
BUY
|
- |
95K+ 5.35% |
$617K - $682K
|
1.87M
$12.6M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
78K+ 51.33% |
$506K - $560K
|
230K
$1.55M
|
|
|
Jan 31, 2022
Q4 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
66.9KNew |
$434K - $480K
|
66.9K
$451K
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
61.3K+ 13.34% |
$398K - $440K
|
521K
$3.51M
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
51.7K+ 50.63% |
$335K - $371K
|
154K
$1.04M
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
47.2K+ 9.26% |
$307K - $339K
|
558K
$3.76M
|
|
|
Feb 11, 2022
Q4 2021
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
33K+ 21.57% |
$214K - $237K
|
186K
$1.25M
|
|
|
Feb 02, 2022
Q4 2021
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
26.6KNew |
$173K - $191K
|
26.6K
$180K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
26.5K+ 68.33% |
$172K - $190K
|
65.2K
$440K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
25.7K+ 38.75% |
$167K - $185K
|
92.1K
$621K
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
24.2K+ 2.39% |
$157K - $174K
|
1.03M
$6.97M
|
|
|
Feb 09, 2022
Q4 2021
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
17K+ 13.11% |
$111K - $122K
|
147K
$991K
|
|
|
Feb 14, 2022
Q4 2021
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
15.5KNew |
$100K - $111K
|
15.5K
$104K
|
|
|
Feb 09, 2022
Q4 2021
|
Fox Run Management, L.L.C.
Greenwich, CT |
BUY
|
- |
13.5KNew |
$87.8K - $97.2K
|
13.5K
$91.2K
|
|
|
Feb 02, 2022
Q4 2021
|
Pvg Asset Management Corp
Golden, CO |
BUY
|
- |
12.5KNew |
$81.3K - $89.9K
|
12.5K
$84.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
11.7K+ 3.68% |
$76.2K - $84.3K
|
331K
$2.23M
|
|
|
Feb 11, 2022
Q4 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
10.5KNew |
$68.1K - $75.4K
|
10.5K
$70.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.4K+ 54.51% |
$67.5K - $74.7K
|
29.5K
$199K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.08K+ 6.68% |
$20K - $22.1K
|
49.1K
$331K
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
2.45KNew |
$15.9K - $17.6K
|
2.45K
$16.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
1.9K+ 15.03% |
$12.3K - $13.6K
|
14.5K
$98K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.82K+ 1.38% |
$11.8K - $13.1K
|
133K
$898K
|
|
|
Jan 13, 2022
Q4 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.55KNew |
$10.1K - $11.1K
|
1.55K
$10.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.4K+ 13.02% |
$9.09K - $10.1K
|
12.2K
$81.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.23K+ 12.28% |
$7.97K - $8.82K
|
11.2K
$75.7K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
1K+ 3.95% |
$6.49K - $7.18K
|
26.3K
$177K
|
|
|
Feb 08, 2022
Q4 2021
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
1K+ 1.18% |
$6.49K - $7.18K
|
85.7K
$577K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
841New |
$5.46K - $6.04K
|
841
$5.67K
|
|
|
Feb 11, 2022
Q4 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
480+ 4.5% |
$3.12K - $3.45K
|
11.1K
$75.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
432+ 0.22% |
$2.8K - $3.1K
|
198K
$1.34M
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
430New |
$2.79K - $3.09K
|
430
$2.9K
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
372+ 1.12% |
$2.41K - $2.67K
|
33.5K
$226K
|
|
|
Jan 04, 2022
Q4 2021
|
Confluence Investment Management LLC
|
BUY
|
- |
277+ 0.04% |
$1.8K - $1.99K
|
721K
$4.86M
|
|
|
Feb 14, 2022
Q4 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
18+ 1.8% |
$117 - $129
|
1.02K
$6.87K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-274- 0.97% |
$1.78K - $1.97K
|
27.9K
$188K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-423- 24.37% |
$2.75K - $3.04K
|
1.31K
$8.85K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-627- 14.88% |
$4.07K - $4.5K
|
3.59K
$24.2K
|
|
|
Feb 15, 2022
Q4 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-837- 3.25% |
$5.43K - $6.01K
|
24.9K
$168K
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-902- 3.61% |
$5.85K - $6.48K
|
24.1K
$162K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-990- 7.39% |
$6.43K - $7.11K
|
12.4K
$83.6K
|
|
|
Jan 31, 2022
Q4 2021
|
Garner Asset Management Corp
|
SELL
|
- |
-995- 0.77% |
$6.46K - $7.14K
|
128K
$860K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-1.13K- 0.42% |
$7.35K - $8.13K
|
272K
$1.83M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.18K- 3.86% |
$7.64K - $8.45K
|
29.3K
$197K
|
|
|
Jan 25, 2022
Q4 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-1.2K- 0.99% |
$7.79K - $8.62K
|
119K
$805K
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.86K- 1.98% |
$12K - $13.3K
|
91.6K
$617K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.03K- 7.37% |
$13.2K - $14.6K
|
25.5K
$172K
|