Purchases and Sales Made in Q4 2022 in Pennantpark Investment Corp (PNNT)
This table provides information about the institutional ownership of Pennantpark Investment Corp (PNNT) during Q4 2022. The information is specifically focused on institutions that hold shares of PENNANTPARK INVESTMENT CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
241New |
$1.31K - $1.52K
|
241
$1.62K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
230New |
$1.25K - $1.45K
|
230
$1.55K
|
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
205+ 0.73% |
$1.12K - $1.29K
|
28.3K
$191K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
158+ 0.4% |
$861 - $995
|
39.9K
$269K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
57+ 1.54% |
$311 - $359
|
3.76K
$25.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Garner Asset Management Corp
|
BUY
|
- |
8+ 0.01% |
$43.6 - $50.4
|
126K
$849K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-81- 0.41% |
$441 - $510
|
19.8K
$133K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-108- 1.17% |
$589 - $680
|
9.15K
$61.7K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-209- 39.43% |
$1.14K - $1.32K
|
321
$2.16K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-558- 3.59% |
$3.04K - $3.52K
|
15K
$101K
|
|
|
Feb 02, 2023
Q4 2022
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-702- 5.78% |
$3.83K - $4.42K
|
11.4K
$77.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-906- 0.44% |
$4.94K - $5.71K
|
206K
$1.39M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.06K- 45.52% |
$5.77K - $6.67K
|
1.27K
$8.53K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.24K- 1.34% |
$6.74K - $7.79K
|
91K
$613K
|
|
|
Jan 18, 2023
Q4 2022
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-1.4K- 1.67% |
$7.63K - $8.82K
|
82.4K
$556K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-1.46K- 1.86% |
$7.98K - $9.22K
|
77.3K
$521K
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.7K- 0.39% |
$9.26K - $10.7K
|
432K
$2.91M
|
|
|
Jan 10, 2023
Q4 2022
|
Gries Financial LLC
Cleveland, OH |
SELL
|
- |
-1.8K- 2.54% |
$9.78K - $11.3K
|
68.8K
$464K
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-1.84K- 9.34% |
$10K - $11.6K
|
17.9K
$120K
|
|
|
Feb 06, 2023
Q4 2022
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-2.1K- 3.58% |
$11.4K - $13.2K
|
56.5K
$381K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.36K- 9.02% |
$12.9K - $14.9K
|
23.8K
$160K
|
|
|
Feb 09, 2023
Q4 2022
|
Abbot Financial Management, Inc.
North Andover, MA |
SELL
|
- |
-4K- 4.3% |
$21.8K - $25.2K
|
89K
$600K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-4.26K- 23.32% |
$23.2K - $26.9K
|
14K
$94.5K
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-7.06K- 2.41% |
$38.5K - $44.5K
|
285K
$1.92M
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-9.66K- 46.83% |
$52.6K - $60.8K
|
11K
$73.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-10.9K- 16.22% |
$59.2K - $68.5K
|
56.1K
$378K
|
|
|
Feb 14, 2023
Q4 2022
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-11.7KClosed |
$63.7K - $73.7K
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-13.1K- 5.05% |
$71.5K - $82.7K
|
247K
$1.66M
|
|
|
Feb 07, 2023
Q4 2022
|
Catalyst Capital Advisors LLC
Huntington, NY |
SELL
|
- |
-17.5K- 15.04% |
$95.6K - $111K
|
99.1K
$668K
|
|
|
Feb 13, 2023
Q4 2022
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-24.2K- 52.65% |
$132K - $153K
|
21.8K
$147K
|
|
|
Feb 08, 2023
Q4 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-32.3K- 1.82% |
$176K - $203K
|
1.74M
$11.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-36.8K- 26.58% |
$201K - $232K
|
102K
$685K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-42.4K- 66.0% |
$231K - $267K
|
21.8K
$147K
|
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-57K- 55.88% |
$311K - $359K
|
45K
$303K
|
|
|
Feb 09, 2023
Q4 2022
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-66K- 21.41% |
$360K - $416K
|
242K
$1.63M
|
|
|
Jan 30, 2023
Q4 2022
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-66K- 21.41% |
$360K - $416K
|
242K
$1.63M
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-103K- 22.04% |
$560K - $647K
|
363K
$2.45M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-196K- 7.45% |
$1.07M - $1.24M
|
2.44M
$16.4M
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
SELL
|
- |
-792K- 99.52% |
$4.32M - $4.99M
|
3.82K
$25.8K
|